0000909143-14-000002.txt : 20140113 0000909143-14-000002.hdr.sgml : 20140113 20140113185229 ACCESSION NUMBER: 0000909143-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140113 DATE AS OF CHANGE: 20140113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN MIKE CENTRAL INDEX KEY: 0001273819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 14525276 MAIL ADDRESS: STREET 1: 8401 N CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-02 0 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001273819 BROWN MIKE 8401 N CENTRAL EXPRESSWAY STE 800 DALLAS TX 75225 0 1 0 0 SVP-Asset & Liab Mgmt & Treas Common Stock 2014-01-02 4 F 0 924 12.11 D 116102 D Represents shares of common stock forfeited to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock on January 2, 2014. /s/ Phillip A. Reinsch, Attorney-in-Fact 2014-01-10