0001855774-23-000005.txt : 20230504
0001855774-23-000005.hdr.sgml : 20230504
20230504170431
ACCESSION NUMBER: 0001855774-23-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230502
FILED AS OF DATE: 20230504
DATE AS OF CHANGE: 20230504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VON MUEHLEN CONSTANCE E
CENTRAL INDEX KEY: 0001855774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 23889839
MAIL ADDRESS:
STREET 1: C/O ALASKA AIR GROUP, INC.
STREET 2: 19300 INTERNATIONAL BLVD
CITY: SEATTLE
STATE: WA
ZIP: 98188
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_168323425796556.xml
FORM 4
X0407
4
2023-05-02
0
0000766421
ALASKA AIR GROUP, INC.
ALK
0001855774
VON MUEHLEN CONSTANCE E
ALASKA AIR GROUP, INC.
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
0
1
0
0
EVP AND COO
0
COMMON STOCK
2023-05-02
4
M
0
1190
0
A
8320
D
COMMON STOCK
2023-05-02
4
F
0
436
43.37
D
7884
D
COMMON STOCK
2023-05-02
4
A
0
556
0
A
8440
D
COMMON STOCK
2023-05-02
4
F
0
219
43.37
D
8221
D
COMMON STOCK
470
I
Held by Spouse
RESTRICTED STOCK UNITS
0.0
2023-05-02
4
A
0
1190
0
A
2023-05-02
2023-05-02
COMMON STOCK
1190.0
1190
D
RESTRICTED STOCK UNITS
0.0
2023-05-02
4
M
0
1190
0
D
2023-05-02
2023-05-02
COMMON STOCK
1190.0
0
D
RESTRICTED STOCK UNITS
0.0
2023-05-02
4
A
0
4110
0
A
2024-04-03
2024-04-03
COMMON STOCK
4110.0
4110
D
RESTRICTED STOCK UNITS
0.0
2023-05-02
4
A
0
5810
0
A
2025-02-07
2025-02-07
COMMON STOCK
5810.0
5810
D
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
69.49
2023-05-02
4
A
0
8576
0
A
2033-05-02
COMMON STOCK
8576.0
8576
D
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
64.55
2023-05-02
4
A
0
2585
0
A
2033-05-02
COMMON STOCK
2585.0
2585
D
COMMON STOCK
55.36
2023-05-02
4
A
0
13770
0
A
2033-05-02
COMMON STOCK
13770.0
13770
D
RESTRICTED STOCK UNITS
0.0
2023-05-04
4
A
0
13160
0
A
2026-05-04
2026-05-04
COMMON STOCK
13160.0
13160
D
Each restricted stock unit represents a contingent right to receive one share of ALK common stock.
The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee.
The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.
The option vests as to 3,546 shares on May 2, 2023; as to 2,515 shares on April 3, 2024; and as to 2,515 shares on April 3, 2025.
The option vests as to 1,292 shares on May 2, 2023, and as to 1,293 shares on February 11, 2024.
The option vests as to 3,442 shares on May 2, 2023; as to 3,443 shares on February 7, 2024; as to 3,442 shares on February 7, 2025; and as to 3,443 shares on February 7, 2026.
/s/ Howard Kuppler, by power of attorney
2023-05-04