0001663200-20-000001.txt : 20201109 0001663200-20-000001.hdr.sgml : 20201109 20201109192915 ACCESSION NUMBER: 0001663200-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINE KYLE B CENTRAL INDEX KEY: 0001663200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 201299246 MAIL ADDRESS: STREET 1: ALASKA AIR GROUP, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-04-30 0 0000766421 ALASKA AIR GROUP, INC. ALK 0001663200 LEVINE KYLE B ALASKA AIR GROUP, INC. 19300 INTERNATIONAL BLVD SEATTLE WA 98188 0 1 0 0 SR VP LEGAL COMMON STOCK 2020-04-30 5 A 0 E 81 27.642 A 8487 D COMMON STOCK 2020-10-31 5 A 0 E 54 25.9535 A 8541 D RESTRICTED STOCK UNITS 0 2020-11-05 4 A 0 2960 0 A 2021-11-05 2030-11-05 COMMON STOCK 2960 2960 D EMPLOYEE STOCK OPTION (RT TO BUY) 39.18 2020-11-05 4 A 0 2540 0 A 2021-11-05 2030-11-05 COMMON STOCK 2540 2540 D SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c). RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS. OPTIONS VEST IN ANNUAL EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE (11/5/2021, 11/5/2022, ADN 11/5/2023). /S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR KYLE B LEVINE 2020-11-09