0001544030-23-000006.txt : 20231107 0001544030-23-000006.hdr.sgml : 20231107 20231107170320 ACCESSION NUMBER: 0001544030-23-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231105 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRISON ANDREW R CENTRAL INDEX KEY: 0001544030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 231384959 MAIL ADDRESS: STREET 1: C/O ALASKA AIR GROUP, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 wk-form4_1699394587.xml FORM 4 X0508 4 2023-11-05 0 0000766421 ALASKA AIR GROUP, INC. ALK 0001544030 HARRISON ANDREW R ALASKA AIR GROUP, INC. 19300 INTERNATIONAL BLVD SEATTLE WA 98188 0 1 0 0 EVP AND CCO 0 COMMON STOCK 2023-11-05 4 M 0 3287 0 A 22534 D COMMON STOCK 2023-11-05 4 F 0 1294 33.56 D 21240 D RESTRICTED STOCK UNITS 0 2023-11-05 4 M 0 3287 0 D COMMON STOCK 3287 0 D Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. The RSUs vesting were from a grant of 9,860 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 3,286 shares on November 5, 2021; 3,287 shares on November 5, 2022; and 3,287 shares on November 5, 2023. /s/ Howard Kuppler, by power of attorney 2023-11-07