0001544030-23-000002.txt : 20230214 0001544030-23-000002.hdr.sgml : 20230214 20230214184050 ACCESSION NUMBER: 0001544030-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230211 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRISON ANDREW R CENTRAL INDEX KEY: 0001544030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 23632654 MAIL ADDRESS: STREET 1: C/O ALASKA AIR GROUP, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_167641802850258.xml FORM 4 X0306 4 2023-02-11 0 0000766421 ALASKA AIR GROUP, INC. ALK 0001544030 HARRISON ANDREW R ALASKA AIR GROUP, INC. 19300 INTERNATIONAL BLVD SEATTLE WA 98188 0 1 0 0 EVP AND CCO COMMON STOCK 2023-02-11 4 M 0 5260 0 A 18130 D COMMON STOCK 2023-02-11 4 F 0 2070 49.58 D 16060 D COMMON STOCK 2023-02-13 4 A 0 5255 0 A 21315 D COMMON STOCK 2023-02-13 4 F 0 2068 50.16 D 19247 D RESTRICTED STOCK UNITS 0.0 2023-02-11 4 M 0 5260 0 D 2023-02-11 2030-02-11 COMMON STOCK 5260.0 0 D Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. /s/ Howard Kuppler, by power of attorney 2023-02-14