0001246360-20-000981.txt : 20200327 0001246360-20-000981.hdr.sgml : 20200327 20200327172811 ACCESSION NUMBER: 0001246360-20-000981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200323 FILED AS OF DATE: 20200327 DATE AS OF CHANGE: 20200327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDVIK HELVI KAY CENTRAL INDEX KEY: 0001592033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 20753073 MAIL ADDRESS: STREET 1: C/O ALASKA AIR GROUP, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 form.xml PRIMARY DOCUMENT X0306 4 2020-03-23 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001592033 SANDVIK HELVI KAY 19300 INTERNATIONAL BLVD SEATTLE WA 98188 true false false false COMMON STOCK 2020-03-23 4 P false 421.2841 23.675 A 9398.2841 D COMMON STOCK 2020-03-27 4 S false 421.2841 31.73 D 8977 D TOTAL HELD IN COLUMN 5 INCLUDES 4,108 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,014 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. THE REPORTING PERSON'S SALE OF ALK COMMON STOCK REPORTED HEREIN WAS MATCHABLE UNDER SECTION 16(b) OF THE SECURITIES EXCHANGE ACT OF 1934, WITH THE PURCHASE OF THE ALK COMMON STOCK REPORTED HEREIN. THE REPORTING PERSON HAS AGREED TO PAY TO ALK, UPON SETTLEMENT, $3,291.70, REPRESENTING THE FULL AMOUNT OF THE PROFIT REALIZED IN CONNECTION WITH THE SHORT-SWING TRANSACTION, LESS DIRECT TRANSACTION COSTS. /S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR HELVI KAY SANDVIK 2020-03-27