0001246360-20-000506.txt : 20200213
0001246360-20-000506.hdr.sgml : 20200213
20200213163518
ACCESSION NUMBER: 0001246360-20-000506
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190831
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERRY CHRISTOPHER MICHAEL
CENTRAL INDEX KEY: 0001636483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 20611266
MAIL ADDRESS:
STREET 1: C/O ALASKA AIR GROUP, INC.
STREET 2: 19300 INTERNATIONAL BLVD
CITY: SEATTLE
STATE: WA
ZIP: 98188
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2019-08-31
false
0000766421
ALASKA AIR GROUP, INC.
ALK
0001636483
BERRY CHRISTOPHER MICHAEL
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
false
false
false
true
VP & CONTROLLER
COMMON STOCK
2019-08-31
5
A
false
169
50.762
A
2484
D
COMMON STOCK
2020-02-11
4
A
false
834
0
A
3318
D
COMMON STOCK
2020-02-11
4
A
false
767
0
A
4085
D
COMMON STOCK
2020-02-11
4
F
false
187
64.55
D
3898
D
COMMON STOCK
2020-02-11
4
F
false
204
64.55
D
3694
D
RESTRICTED STOCK UNITS
0
2020-02-11
4
A
false
590
0
A
2023-02-11
2030-02-11
COMMON STOCK
590
590
D
EMPLOYEE STOCK OPTION (RT TO BUY)
64.55
2020-02-11
4
A
false
2520
0
A
2021-02-11
2030-02-11
COMMON STOCK
2520
2520
D
THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.
COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.
RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.
OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).
SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.
PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.
/S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR CHRISTOPHER MICHAEL BERRY
2020-02-13