0001246360-18-001051.txt : 20180308 0001246360-18-001051.hdr.sgml : 20180308 20180308200711 ACCESSION NUMBER: 0001246360-18-001051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180308 DATE AS OF CHANGE: 20180308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TACKETT SHANE R CENTRAL INDEX KEY: 0001544028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 18678231 MAIL ADDRESS: STREET 1: C/O ALASKA AIRLINES, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-02-28 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001544028 TACKETT SHANE R 19300 INTERNATIONAL BLVD SEATTLE WA 98188 false true false false SR VP REV/E-COMMERCE COMMON STOCK 401(K) 2807 I ESOP TRUST COMMON STOCK 2018-02-28 5 A false 61 54.825 A 7750 D COMMON STOCK 2018-03-07 4 M false 556 0 A 8306 D COMMON STOCK 2018-03-07 4 F false 136 64 D 8170 D RESTRICTED STOCK UNITS 0 2018-03-07 4 M false 556 0 D 2018-03-07 2027-03-07 COMMON STOCK 556 1114 D COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF 12/31/2017. THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c). RESTRICTED STOCK UNITS CONVERT TO COMMON STOCK ON A ONE-FOR-ONE BASIS. REMAINING RESTRICTED STOCK UNITS SCHEDULED TO VEST AS FOLLOWS: 557 ON 3/7/2019 AND 557 ON 3/7/2020. PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. /S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR SHANE R. TACKETT 2018-03-08