0001246360-17-000924.txt : 20170222
0001246360-17-000924.hdr.sgml : 20170222
20170222202117
ACCESSION NUMBER: 0001246360-17-000924
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TILDEN BRADLEY D
CENTRAL INDEX KEY: 0001188835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 17630449
MAIL ADDRESS:
STREET 1: ALASKA AIR GROUP
STREET 2: 19300 PACIFIC HIGHWAY SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98188
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2017-02-21
false
0000766421
ALASKA AIR GROUP, INC.
ALK
0001188835
TILDEN BRADLEY D
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
false
true
false
false
CHAIRMAN, PRESIDENT AND CEO
COMMON STOCK 401(K)
15473
I
ESOP TRUST
COMMON STOCK
18405
I
GRAT
COMMON STOCK
2017-02-21
4
M
false
3600
8.315
A
155546
D
COMMON STOCK
2017-02-21
4
S
false
2000
96.5155
D
153546
D
COMMON STOCK
2017-02-21
4
S
false
3600
96.4642
D
149946
D
EMPLOYEE STOCK OPTION (RT TO BUY)
8.315
2017-02-21
4
M
false
3600
0
D
2011-02-03
2020-02-03
COMMON STOCK
3600
18400
D
COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/16.
INCLUDES 6,000 AND 6,300 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 9/6/2016.
SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 9/6/2016.
THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $96.02 TO $96.89, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $96.13 TO $96.74, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
/S/ JEANNE E. GAMMON, ATTORNEY IN FACT FOR BRADLEY D. TILDEN
2017-02-22