0001246360-17-000650.txt : 20170214 0001246360-17-000650.hdr.sgml : 20170214 20170214210711 ACCESSION NUMBER: 0001246360-17-000650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRISON ANDREW R CENTRAL INDEX KEY: 0001544030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 17612640 MAIL ADDRESS: STREET 1: C/O ALASKA AIRLINES, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 4 1 form.xml PRIMARY DOCUMENT X0306 4 2017-02-10 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001544030 HARRISON ANDREW R 19300 INTERNATIONAL BLVD SEATTLE WA 98188 false true false false EVP & CRO COMMON STOCK 2017-02-10 4 M false 1827 65.63 A 16555 D COMMON STOCK 2017-02-10 4 M false 180 38.755 A 16735 D COMMON STOCK 2017-02-10 4 S false 5007 98.37 D 11728 D COMMON STOCK 2017-02-11 4 A false 1760 0 A 13488 D RESTRICTED STOCK UNIT 2017-02-11 4 J false 1780 0 D 7440 D COMMON STOCK 2017-02-11 4 F false 487 97.35 D 13001 D COMMON STOCK 2017-02-13 4 M false 1396 24.4 A 14397 D COMMON STOCK 2017-02-13 4 M false 840 38.755 A 15237 D COMMON STOCK 2017-02-13 4 M false 1573 65.37 A 16810 D COMMON STOCK 2017-02-13 4 S false 1573 97.5984 D 15237 D EMPLOYEE STOCK OPTION (RT TO BUY) 65.63 2017-02-10 4 M false 1827 0 D 2017-02-09 2026-02-09 COMMON STOCK 1827 5483 D EMPLOYEE STOCK OPTION (RT TO BUY) 38.755 2017-02-10 4 M false 180 0 D 2015-02-11 2024-02-11 COMMON STOCK 180 1680 D EMPLOYEE STOCK OPTION (RT TO BUY) 24.4 2017-02-13 4 M false 1396 0 D 2014-02-11 2023-02-11 COMMON STOCK 1396 0 D EMPLOYEE STOCK OPTION (RT TO BUY) 38.755 2017-02-13 4 M false 840 0 D 2015-02-11 2024-02-11 COMMON STOCK 840 840 D EMPLOYEE STOCK OPTION (RT TO BUY) 65.37 2017-02-13 4 M false 1573 0 D 2016-02-10 2025-02-10 COMMON STOCK 1573 3145 D OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,828 ON 2/9/2018; 1,827 ON 2/9/2019; AND 1,828 ON 2/9/2020. THE 840 OPTIONS REMAINING WILL VEST ON 2/11/2018. COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK. COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS. PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE. OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,572 ON 2/10/2018 AND 1,573 ON 2/10/2019. /S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR ANDREW R. HARRISON 2017-02-14