0001246360-16-007396.txt : 20161209 0001246360-16-007396.hdr.sgml : 20161209 20161209192111 ACCESSION NUMBER: 0001246360-16-007396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161207 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRAGUE JOSEPH A CENTRAL INDEX KEY: 0001544031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 162045034 MAIL ADDRESS: STREET 1: C/O ALASKA AIRLINES, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-12-07 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001544031 SPRAGUE JOSEPH A 19300 INTERNATIONAL BLVD SEATTLE WA 98188 false true false false SR VP/COMM & EXT RELATIONS COMMON STOCK 401(K) 7049 I ESOP TRUST RESTRICTED STOCK UNIT 6620 D COMMON STOCK 2016-12-07 4 M false 170 38.755 A 19688 D COMMON STOCK 2016-12-07 4 M false 1410 48.945 A 21098 D COMMON STOCK 2016-12-07 4 M false 882 65.37 A 21980 D COMMON STOCK 2016-12-07 4 S false 9482 87.2348 D 12498 D EMPLOYEE STOCK OPTION (RT TO BUY) 38.755 2016-12-07 4 M false 170 0 D 2015-02-11 2024-02-11 COMMON STOCK 170 3190 D EMPLOYEE STOCK OPTION (RT TO BUY) 48.945 2016-12-07 4 M false 1410 0 D 2015-05-12 2024-05-12 COMMON STOCK 1410 1410 D EMPLOYEE STOCK OPTION (RT TO BUY) 65.37 2016-12-07 4 M false 882 0 D 2016-02-10 2025-02-10 COMMON STOCK 882 2648 D COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15. STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE. REMAINING OPTIONS VEST AS FOLLOWS: 840 ON 02/11/2017 AND 840 ON 02/11/2018. REMAINING OPTIONS VEST AS FOLLOWS: 704 ON 05/12/2017 AND 706 ON 05/12/2018. REMAINING OPTIONS VEST AS FOLLOWS: 883 ON 02/10/2017; 882 ON 02/10/2018; AND 883 ON 02/10/2019. THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.9831 TO $87.9525, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. /S/ JEANNE E GAMMON, ATTORNEY-IN-FACT FOR JOSEPH A. SPRAGUE 2016-12-09