0001246360-16-007396.txt : 20161209
0001246360-16-007396.hdr.sgml : 20161209
20161209192111
ACCESSION NUMBER: 0001246360-16-007396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161207
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPRAGUE JOSEPH A
CENTRAL INDEX KEY: 0001544031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 162045034
MAIL ADDRESS:
STREET 1: C/O ALASKA AIRLINES, INC.
STREET 2: 19300 INTERNATIONAL BLVD
CITY: SEATTLE
STATE: WA
ZIP: 98188
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2016-12-07
false
0000766421
ALASKA AIR GROUP, INC.
ALK
0001544031
SPRAGUE JOSEPH A
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
false
true
false
false
SR VP/COMM & EXT RELATIONS
COMMON STOCK 401(K)
7049
I
ESOP TRUST
RESTRICTED STOCK UNIT
6620
D
COMMON STOCK
2016-12-07
4
M
false
170
38.755
A
19688
D
COMMON STOCK
2016-12-07
4
M
false
1410
48.945
A
21098
D
COMMON STOCK
2016-12-07
4
M
false
882
65.37
A
21980
D
COMMON STOCK
2016-12-07
4
S
false
9482
87.2348
D
12498
D
EMPLOYEE STOCK OPTION (RT TO BUY)
38.755
2016-12-07
4
M
false
170
0
D
2015-02-11
2024-02-11
COMMON STOCK
170
3190
D
EMPLOYEE STOCK OPTION (RT TO BUY)
48.945
2016-12-07
4
M
false
1410
0
D
2015-05-12
2024-05-12
COMMON STOCK
1410
1410
D
EMPLOYEE STOCK OPTION (RT TO BUY)
65.37
2016-12-07
4
M
false
882
0
D
2016-02-10
2025-02-10
COMMON STOCK
882
2648
D
COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
REMAINING OPTIONS VEST AS FOLLOWS: 840 ON 02/11/2017 AND 840 ON 02/11/2018.
REMAINING OPTIONS VEST AS FOLLOWS: 704 ON 05/12/2017 AND 706 ON 05/12/2018.
REMAINING OPTIONS VEST AS FOLLOWS: 883 ON 02/10/2017; 882 ON 02/10/2018; AND 883 ON 02/10/2019.
THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.9831 TO $87.9525, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
/S/ JEANNE E GAMMON, ATTORNEY-IN-FACT FOR JOSEPH A. SPRAGUE
2016-12-09