0001246360-16-005602.txt : 20160427 0001246360-16-005602.hdr.sgml : 20160427 20160427195618 ACCESSION NUMBER: 0001246360-16-005602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160425 FILED AS OF DATE: 20160427 DATE AS OF CHANGE: 20160427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRAGUE JOSEPH A CENTRAL INDEX KEY: 0001544031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 161596783 MAIL ADDRESS: STREET 1: C/O ALASKA AIRLINES, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-04-25 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001544031 SPRAGUE JOSEPH A 19300 INTERNATIONAL BLVD SEATTLE WA 98188 false true false false SR VP/COMM & EXT RELATIONS COMMON STOCK 401(K) 7049 I ESOP TRUST RESTRICTED STOCK UNIT 6620 D COMMON STOCK 2016-04-25 4 M false 8800 15.325 A 40101 D COMMON STOCK 2016-04-25 4 S false 8700 75.2683 D 31401 D COMMON STOCK 2016-04-25 4 S false 100 75.96 D 31301 D EMPLOYEE STOCK OPTION (RT TO BUY) 15.325 2016-04-25 4 M false 8800 0 D 2012-02-07 2021-02-07 COMMON STOCK 8800 0 D COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15. STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE. THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $74.880 TO $75.670, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. /S/ JEANNE E GAMMON, ATTORNEY-IN-FACT FOR JOSEPH A. SPRAGUE 2016-04-27