-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NY8I7OHuxRLZFMC1nQxjQWEXdDsgYoZuJqNc1prp37j3JXYkAd/hdr5lESU4jNxv 6PM+7RwVXDB54zg+8sJfRQ== 0000891020-02-001871.txt : 20021127 0000891020-02-001871.hdr.sgml : 20021127 20021126180757 ACCESSION NUMBER: 0000891020-02-001871 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20021127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP INC CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 02841626 BUSINESS ADDRESS: STREET 1: 19300 PACIFIC HWY SOUTH CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 2064333200 MAIL ADDRESS: STREET 1: PO BOX 68947 CITY: SEATTLE STATE: WA ZIP: 98168-0947 10-Q/A 1 v86240e10vqza.htm FORM 10-Q/A FOR QUARTER ENDED JUNE 30, 2002 Alaska Air Group, Inc.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-Q/A

(Mark One)
     
(X)   QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended June 30, 2002.

OR
     
(   )   TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from ________ to ________

Commission file number   1-8957

ALASKA AIR GROUP, INC.

(Exact name of registrant as specified in its charter)
     
Delaware
  
91-1292054
(State or other jurisdiction of
  
(I.R.S. Employer
incorporation or organization)
  
Identification No.)

19300 Pacific Highway South, Seattle, Washington 98188
(Address of principal executive offices)

Registrant’s telephone number, including area code:   (206) 431-7040

     Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.   Yes  [X]   No  [   ]

APPLICABLE ONLY TO CORPORATE ISSUERS:

     Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.

     The registrant has 26,549,161 common shares, par value $1.00, outstanding at July 31, 2002.

1

ITEM 6. Exhibits and Reports on Form 8-K
Signatures
EXHIBIT 99.1
EXHIBIT 99.2

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EXPLANATORY NOTE

This Amendment is being filed to comply with 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (the Act). The Company’s executive certifications under the Act accompanying its quarterly report for the period ending June 30, 2002, filed on August 14, 2002, were limited due to the Company’s new independent public accountants not having yet completed their review of the unaudited financial statements included in the Report as required by Rule 10-01(d) of Regulation S-X. The certifications included herein remove the limitations in the previous certifications.

ITEM 6. Exhibits and Reports on Form 8-K
     
Exhibit 99.1
  
Certification of Chief Executive Officer pursuant to 18 U.S.C. section 1350
 
Exhibit 99.2
  
Certification of Chief Financial Officer pursuant to 18 U.S.C. section 1350

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

          ALASKA AIR GROUP, INC.

Registrant

Date:   November 26, 2002

 

/s/  Terri K. Maupin

Terri K. Maupin
Staff Vice President/Finance and Controller
 

/s/  Bradley D. Tilden

Bradley D. Tilden
Executive Vice President/Finance and Chief Financial Officer

2 EX-99.1 3 v86240exv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Alaska Air Group, Inc. (the "Company") on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, John F. Kelly, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company. /s/ John F. Kelly John F. Kelly Chief Executive Officer November 26, 2002 EX-99.2 4 v86240exv99w2.txt EXHIBIT 99.2 EXHIBIT 99.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Alaska Air Group, Inc. (the "Company") on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Bradley D. Tilden, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company. /s/ Bradley D. Tilden Bradley D. Tilden Chief Financial Officer November 26, 2002 -----END PRIVACY-ENHANCED MESSAGE-----