-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sstoo4V1gPJwqISkyz4P3zDXKFMh9AUA2vqq5QUWaXDnxhyQ5nSqE2fgPFREMiL6 vcwAafHsDgWWkXoMV+TpkQ== 0000765924-96-000002.txt : 19960229 0000765924-96-000002.hdr.sgml : 19960229 ACCESSION NUMBER: 0000765924-96-000002 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19960228 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: OMNI INVESTMENT FUND CENTRAL INDEX KEY: 0000765924 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 363344166 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04273 FILM NUMBER: 96527232 BUSINESS ADDRESS: STREET 1: 53 W JACKSON BLVD STREET 2: STE 818 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3129220355 NSAR-B/A 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/95 000 C000000 0000765924 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 THE OMNI INVESTMENT FUND 001 B000000 811-4273 001 C000000 3129220431 002 A000000 53 W. 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WOLF TITLE TREASURER EX-27 2
6 YEAR DEC-31-1995 DEC-31-1995 27,874,619 32,134,300 218,713 60,242 0 32,413,255 534,633 0 46,098 580,731 0 27,537,831 2,184,458 1,432,632 0 0 35,012 0 4,259,681 31,832,524 449,089 172,139 0 445,882 175,346 2,781,540 3,049,072 6,005,958 0 175,346 2,804,377 0 677,474 118,518 192,870 13,562,694 57,849 0 0 0 275,236 0 445,882 27,248,103 12.75 .09 3.23 .09 1.41 0 14.57 1.64 0 0
EX-99 3 SUPPLEMENTAL REPORT OF INDEPENDENT AUDITOR The Board of Trustees The Omni Investment Fund In planning and performing our audit of the financial statements of The Omni Investment Fund for the year ended December 31, 1995, we considered its internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of The Omni Investment Fund is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within timely period by employees in the normal course of performing their assigned functions. However, we noted the following matter involving the control environment and its operation that we consider to be a material weakness as defined above. This condition was considered in determining the nature, timing and extent of the procedures to be performed in our audit of the financial statements of The Omni Investment Fund for the year ended December 31, 1995, and this report does not affect our report thereon dated February 16, 1996. The Fund is a small fund and has few people in its accounting department. Consequently, the segregation of duties which is normally required for effective internal control is not practicable. The Fund has no plans to change operational and record keeping procedures. This report is intended solely for the information and use of management and the Securities and Exchange Commission. ERNST & YOUNG LLP Chicago, Illinois February 16, 1996 -----END PRIVACY-ENHANCED MESSAGE-----