0001628280-19-011458.txt : 20190905 0001628280-19-011458.hdr.sgml : 20190905 20190905190249 ACCESSION NUMBER: 0001628280-19-011458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klaritch Thomas CENTRAL INDEX KEY: 0001432625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08895 FILM NUMBER: 191078247 MAIL ADDRESS: STREET 1: 3760 KILROY AIRPORT WAY CITY: LONG BEACH STATE: CA ZIP: 90806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCP, INC. CENTRAL INDEX KEY: 0000765880 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330091377 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1920 MAIN STREET STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-407-0700 MAIL ADDRESS: STREET 1: 1920 MAIN STREET STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: HEALTH CARE PROPERTY INVESTORS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_156772455346951.xml FORM 4 X0306 4 2019-09-04 0 0000765880 HCP, INC. HCP 0001432625 Klaritch Thomas 1920 MAIN STREET SUITE 1200 IRVINE CA 92614 0 1 0 0 EVP, CDO and COO Common Stock 2019-09-04 4 M 0 35014 24.67 A 230529 D Common Stock 2019-09-04 4 S 0 35014 36.0203 D 195515 D Employee Stock Option 24.67 2019-09-04 4 M 0 35014 0 D 2020-01-29 Common Stock 35014.0 0 D The acquisitions and sales reported in this Form 4 were effected through the cashless exercise and sale of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2019. The reported price is a weighted average sales price. These shares were sold in multiple transactions at sale prices ranging from $36.0000 to $36.0650. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Options vested 20% per year commencing on January 29, 2011, the first anniversary of the grant. The number of options in this Form 4 have been adjusted to reflect the Issuer's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's options existing prior to the spin-off, consistent with the Issuer's treatment of all then outstanding options. Scott A. Graziano, SVP, Legal (Attorney-In-Fact) 2019-09-05