-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GULQ1oVqkh1peA9VOcS3EIE/WMJ04xaO1CkViBdsFMrfOXS4zRcZl/C46GZ+mFQS 54CZLuj/b0uuKMsOd0qMDg== 0000903423-06-001088.txt : 20060929 0000903423-06-001088.hdr.sgml : 20060929 20060929180246 ACCESSION NUMBER: 0000903423-06-001088 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060920 FILED AS OF DATE: 20060929 DATE AS OF CHANGE: 20060929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Connor Daniel CENTRAL INDEX KEY: 0001376847 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19612 FILM NUMBER: 061118394 BUSINESS ADDRESS: BUSINESS PHONE: (212) 645-1405 MAIL ADDRESS: STREET 1: IMCLONE SYSTEMS INCORPORATED STREET 2: 180 VARICK STREET CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMCLONE SYSTEMS INC CENTRAL INDEX KEY: 0000765258 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 042834797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 VARICK STREET - 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646-638-5078 MAIL ADDRESS: STREET 1: 180 VARICK STREET - 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: IMCLONE SYSTEMS INC/DE DATE OF NAME CHANGE: 19940211 3 1 oconnor-f3_0929ex.xml X0202 3 2006-09-20 0 0000765258 IMCLONE SYSTEMS INC IMCL 0001376847 O'Connor Daniel 180 VARICK STREET NEW YORK NY 10014 0 1 0 0 VP, INTERIM GEN. COUNSEL, SEC. Common Stock 1425 D STOCK OPTION (RIGHT TO BUY) 44.24 2005-12-16 2014-12-19 COMMON STOCK 2500 D STOCK OPTION (RIGHT TO BUY) 44.24 2005-12-16 2014-12-19 COMMON STOCK 2500 D STOCK OPTION (RIGHT TO BUY) 34.14 2007-01-18 2016-01-17 COMMON STOCK 1748 D STOCK OPTION (RIGHT TO BUY) 34.14 2008-01-18 2016-01-17 COMMON STOCK 2929 D STOCK OPTION (RIGHT TO BUY) 34.14 2009-01-18 2016-01-17 COMMON STOCK 2929 D STOCK OPTION (RIGHT TO BUY) 34.14 2007-01-18 2016-01-17 COMMON STOCK 6752 D STOCK OPTION (RIGHT TO BUY) 34.14 2008-01-18 2016-01-17 COMMON STOCK 5571 D STOCK OPTION (RIGHT TO BUY) 34.14 2009-01-18 2016-01-17 COMMON STOCK 5571 D STOCK OPTION (RIGHT TO BUY) 34.14 2010-01-18 2016-01-17 COMMON STOCK 5571 D STOCK OPTION (RIGHT TO BUY) 34.14 2007-01-18 2016-01-17 COMMON STOCK 2000 D STOCK OPTION (RIGHT TO BUY) 34.14 2008-01-18 2016-01-17 COMMON STOCK 2000 D STOCK OPTION (RIGHT TO BUY) 34.14 2009-01-18 2016-01-17 COMMON STOCK 2000 D STOCK OPTION (RIGHT TO BUY) 30.40 2007-08-28 2016-08-27 COMMON STOCK 2500 D STOCK OPTION (RIGHT TO BUY) 30.40 2008-08-28 2016-08-27 COMMON STOCK 2500 D STOCK OPTION (RIGHT TO BUY) 30.40 2009-08-28 2016-08-27 COMMON STOCK 2500 D STOCK OPTION (RIGHT TO BUY) 30.40 2010-08-28 2016-08-27 COMMON STOCK 2500 D STOCK OPTION (RIGHT TO BUY) 53.50 2005-12-16 2014-08-10 COMMON STOCK 625 D STOCK OPTION (RIGHT TO BUY) 53.50 2005-12-16 2014-08-10 COMMON STOCK 625 D STOCK OPTION (RIGHT TO BUY) 53.50 2005-12-16 2014-08-10 COMMON STOCK 625 D STOCK OPTION (RIGHT TO BUY) 10.75 2007-01-21 2013-01-20 COMMON STOCK 3750 D STOCK OPTION (RIGHT TO BUY) 39.79 2004-12-22 2013-12-21 COMMON STOCK 938 D STOCK OPTION (RIGHT TO BUY) 39.79 2005-12-16 2013-12-21 COMMON STOCK 937 D STOCK OPTION (RIGHT TO BUY) 53.50 2005-08-11 2014-08-10 COMMON STOCK 418 D STOCK OPTION (RIGHT TO BUY) 35.16 2004-07-21 2013-07-20 COMMON STOCK 100 D STOCK OPTION (RIGHT TO BUY) 39.79 2004-12-22 2013-12-21 COMMON STOCK 938 D STOCK OPTION (RIGHT TO BUY) 39.79 2005-12-16 2013-12-21 COMMON STOCK 937 D STOCK OPTION (RIGHT TO BUY) 53.50 2005-08-11 2014-08-10 COMMON STOCK 207 D STOCK OPTION (RIGHT TO BUY) 53.50 2005-08-11 2014-08-10 COMMON STOCK 625 D STOCK OPTION (RIGHT TO BUY) 53.50 2005-12-16 2014-08-10 COMMON STOCK 625 D STOCK OPTION (RIGHT TO BUY) 53.50 2005-12-16 2014-08-10 COMMON STOCK 625 D /s/ Daniel J. O'Connor 2006-09-29 -----END PRIVACY-ENHANCED MESSAGE-----