-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UvYIXkck2ZoOPwmN60zkfwm1TCbntsh3uLNS2fCVB7qqv7wUDI18PO4bfnydyIn6 CWsoMo8GK6H+FNCDePXSqg== 0000765258-04-000035.txt : 20041005 0000765258-04-000035.hdr.sgml : 20041005 20041005172005 ACCESSION NUMBER: 0000765258-04-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041001 FILED AS OF DATE: 20041005 DATE AS OF CHANGE: 20041005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAZIO JOHN A CENTRAL INDEX KEY: 0001234381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19612 FILM NUMBER: 041066757 BUSINESS ADDRESS: STREET 1: 180 VARICK STREET CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 2126451405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMCLONE SYSTEMS INC/DE CENTRAL INDEX KEY: 0000765258 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 042834797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 VARICK ST CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 2126451405 MAIL ADDRESS: STREET 1: 180 VARICK ST CITY: NEW YORK STATE: NY ZIP: 10014 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-10-01 0 0000765258 IMCLONE SYSTEMS INC/DE IMCL 0001234381 FAZIO JOHN A 1 0 0 0 Common Stock 2004-10-01 4 M 0 1000 13.23 A 1000 D Common Stock 2004-10-01 4 S 0 1000 55.183 D 0 D Employee Stock Option (Right to Buy) 13.23 2004-10-01 4 M 0 1000 0 D 1988-08-08 2013-02-26 Common Stock 1000 48000 D These stock options were sold pursuant to a 10b5-1 trading plan dated August 13, 2004, qualified under Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. These stock options become exercisable as to 25% on each of February 27,2004, February 27, 2005, February 27, 2006 and February 27, 2007. /s/ John A Fazio 2004-10-05 -----END PRIVACY-ENHANCED MESSAGE-----