-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELq/cSMWX4tnyidG++sFuyEIVrrS9DEO+BoGZ7I2Q9vQ3Eu9P9//QMJcxk3Hv+XS 5jgn9rXn9ZAj/1sS47ZlZQ== 0000765258-03-000039.txt : 20031202 0000765258-03-000039.hdr.sgml : 20031202 20031202164511 ACCESSION NUMBER: 0000765258-03-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031128 FILED AS OF DATE: 20031202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARNOWSKI S JOSEPH CENTRAL INDEX KEY: 0001177081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19612 FILM NUMBER: 031033094 BUSINESS ADDRESS: STREET 1: IMCLONE SYSTEMS INC STREET 2: 180 VARICK STREET CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 6466385078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMCLONE SYSTEMS INC/DE CENTRAL INDEX KEY: 0000765258 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 042834797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 VARICK ST CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 2126451405 MAIL ADDRESS: STREET 1: 180 VARICK ST CITY: NEW YORK STATE: NY ZIP: 10014 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-28 0 0000765258 IMCLONE SYSTEMS INC/DE IMCL 0001177081 TARNOWSKI S JOSEPH 0 1 0 0 SVP, MANUFACTURING & OPERATION COMMON STOCK 2003-11-28 4 M 0 1000 4.22 A 9995 D COMMON STOCK 2003-11-28 4 S 0 1000 38.44 D 8995 D COMMON STOCK 2003-11-28 4 M 0 1000 31.8125 A 9995 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 4.22 2003-11-28 4 M 0 1000 0 A 1988-08-08 2009-01-03 COMMON STOCK 1000 84676 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 31.8125 2003-11-28 4 M 0 1000 0 A 1988-08-08 2010-12-20 COMMON STOCK 1000 5286 D These employee stock options were exercised and sold pursuant to a trading plan dated August 12, 2003, qualified under Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. These employee stock options were exercised and held pursuant to a trading plan dated August 12, 2003, qualified under Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Became exercisable as to 25% of 120,000 shares on each of 1/4/00, 1/4/01, 1/4/02 and 1/4/03. Became exercisable as to 50% of 6,286 shares on each of 12/21/01 and 12/21/02. /s/ S. Joseph Tarnowski 2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----