-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BG3CrVh0Ub/EkdrqQOEIH6jRi2acaOnFuS8fHCTTuv3fM++Wuif85GNQZOpb04nu HTspofm4N85zjb+LKzz3zw== 0000903423-98-000020.txt : 19980128 0000903423-98-000020.hdr.sgml : 19980128 ACCESSION NUMBER: 0000903423-98-000020 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980126 SROS: NYSE GROUP MEMBERS: GRUPO MEXICO SA DE CV /FI GROUP MEMBERS: GRUPO MINERO MEXICO, S.A. DE C.V. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASARCO INC CENTRAL INDEX KEY: 0000007649 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 134924440 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-31638 FILM NUMBER: 98513198 BUSINESS ADDRESS: STREET 1: 180 MAIDEN LN CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2125102000 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN SMELTING & REFINING CO DATE OF NAME CHANGE: 19760607 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GRUPO MEXICO SA DE CV /FI CENTRAL INDEX KEY: 0001042701 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BAJA CALIFORNIA NO 200 STREET 2: ROMA SUR CITY: 06760 MEXICO DF STATE: O5 BUSINESS PHONE: 0116255647066 MAIL ADDRESS: STREET 1: BAJA CALIFORNIA 200 CITY: 06760 MEXICO CITY STATE: O5 FORMER COMPANY: FORMER CONFORMED NAME: GRUPO MEXICO SA DE CV /FI DATE OF NAME CHANGE: 19971223 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Information to be Included in Statements Filed Pursuant to 13d-1(a) and Amendments Thereto Filed Pursuant to 13d-2(a) (Amendment No. 1) ASARCO Incorporated ------------------------- (Name of Issuer) Common Stock, without par value ------------------------------------- (Title of Class of Securities) 04341310 -------------- (CUSIP Number) Daniel Tellechea Salido Nicolas Grabar Grupo Minero Mexico, S.A. de C.V. Cleary, Gottlieb, Steen & Hamilton Baja California 200 One Liberty Plaza 06760 Mexico City, Mexico New York, New York 10006 (52-5) 574-8483 (212) 225-2000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 22, 1998 ------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this Schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Page 1 of 7 SCHEDULE 13D CUSIP NO. 04341310 Page 2 of 7 - ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Grupo Mexico, S.A. de C.V. - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [__] (b) [__] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [__] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 3,466,800 EACH --------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON None WITH --------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,466,800 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,466,800 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.59% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO SCHEDULE 13D CUSIP NO. 04341310 Page 3 of 7 - ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Grupo Minero Mexico, S.A. de C.V. - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [__] (b) [__] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [__] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 3,466,800 EACH --------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON None WITH --------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,466,800 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,466,800 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.59% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended, the undersigned hereby amend their Schedule 13D statement dated December 29, 1997 (the "Schedule 13D"), relating to the common stock, without par value ("Common Stock") of ASARCO Incorporated (the "Issuer"). Unless otherwise indicated, all defined terms used herein shall have the same meanings respectively ascribed to them in the Schedule 13D. Item 1. Security and Issuer. No material change. Item 2. Identity and Background. No material change. Item 3. Source and Amount of Funds or Other Consideration. No material change. Item 4. Purpose of Transaction. No material change. Item 5. Interest in Securities of the Issuer. Paragraphs (b), (d) and (e) are unchanged. Paragraphs (a) and (c) of Item 5 are hereby amended and restated in their entireties as follows: (a) To the best knowledge of the Reporting Persons, as of October 31, 1997, there are 40,362,015 shares of Common Stock outstanding (as reported in the Issuer's Quarterly Report for the period ended September 30, 1997 filed on Form 10-Q with the Commission on November 12, 1997). The 3,466,800 shares of Common Stock beneficially owned by the Reporting Persons represent approximately 8.59% of such number of shares of Common Stock. (c) Annex I hereto sets forth all transactions in shares of the Common Stock effected since December 29, 1997 by the Reporting Persons. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. No material change. Item 7. Material to be Filed as Exhibits. A joint filing agreement between the Reporting Persons dated as of December 29, 1997 has previously been filed. Page 4 of 7 SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in the statement is true, complete and correct. Dated: January 26, 1998 Grupo Minero Mexico, S.A. de C.V. By: /s/ Hector Garcia de Quevedo --------------------------------- Name: Hector Garcia de Quevedo Title: Managing Director Grupo Mexico, S.A. de C.V. By: /s/ Hector Garcia de Quevedo --------------------------------- Name: Hector Garcia de Quevedo Title: Managing Director Page 5 of 7 ANNEX I Purchases of Common Stock by the Reporting Persons Since December 29, 1997 Reporting Number of Price per Method of Person Date Shares Share Transaction - ------ ---- ------ ----- ----------- GM January 8 55,100 21.9721 Open Market GM January 9 10,000 21.1875 Open Market GM January 12 30,000 20.9375 Open Market GM January 12 10,000 20.8563 Open Market GM January 13 25,000 20.8750 Open Market GM January 15 33,900 20.8422 Open Market GM January 20 8,400 20.9375 Open Market GM January 22 302,700 21.0831 Open Market GM January 23 96,800 20.9485 Open Market Page 6 of 7 Index of Exhibits ----------------- Exhibit No. Description - ----------- ----------- 1 Joint Filing Agreement by and among the Reporting Persons dated as of December 29, 1997, previously filed. Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----