0001144204-16-130257.txt : 20161028
0001144204-16-130257.hdr.sgml : 20161028
20161028162539
ACCESSION NUMBER: 0001144204-16-130257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161026
FILED AS OF DATE: 20161028
DATE AS OF CHANGE: 20161028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CommunityOne Bancorp
CENTRAL INDEX KEY: 0000764811
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 561456589
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1017 E. MOREHEAD STREET
STREET 2: SUITE 200
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 9808196213
MAIL ADDRESS:
STREET 1: 1017 E. MOREHEAD STREET
STREET 2: SUITE 200
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FNB United Corp.
DATE OF NAME CHANGE: 20060428
FORMER COMPANY:
FORMER CONFORMED NAME: FNB CORP/NC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kauffman Scott
CENTRAL INDEX KEY: 0001533507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13823
FILM NUMBER: 161958883
MAIL ADDRESS:
STREET 1: 65 EAST 55TH STREET
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v451428_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-10-26
1
0000764811
CommunityOne Bancorp
COB
0001533507
Kauffman Scott
65 E. 55TH STREET, 32ND FLOOR
NEW YORK
NY
10022
1
0
0
0
Common stock, no par value per share
2016-10-26
4
D
0
100
D
0
D
On October 26, 2016 (the "Closing Date"), pursuant to that Agreement and Plan of Merger, dated as of November 22, 2015 (the "Merger Agreement"), by and between Capital Bank Financial Corp. ("Capital Bank") and CommunityOne Bancorp ("COB"), each share of common stock of COB issued and outstanding immediately prior to the Closing Date (other than Exception Shares (as defined in the Merger Agreement)) was converted into the right to receive, at the election of the holder but subject to proration, either (i) $14.25 in cash without interest, or (ii) 0.4300 shares of Class A Common Stock of Capital Bank (subject to the payment of cash in lieu of fractional shares). On October 26, 2016, the Reporting Person received 0.4300 shares of Class A Common Stock of Capital Bank for each share of common stock of COB held by the Reporting Person on the Closing Date.
/s/ Scott B. Kauffman
2016-10-28