0001144204-16-130250.txt : 20161028 0001144204-16-130250.hdr.sgml : 20161028 20161028162412 ACCESSION NUMBER: 0001144204-16-130250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161026 FILED AS OF DATE: 20161028 DATE AS OF CHANGE: 20161028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommunityOne Bancorp CENTRAL INDEX KEY: 0000764811 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 561456589 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1017 E. MOREHEAD STREET STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 9808196213 MAIL ADDRESS: STREET 1: 1017 E. MOREHEAD STREET STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FNB United Corp. DATE OF NAME CHANGE: 20060428 FORMER COMPANY: FORMER CONFORMED NAME: FNB CORP/NC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHCP MGP PARTNERS III, L.P. CENTRAL INDEX KEY: 0001450619 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13823 FILM NUMBER: 161958862 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET, SUITE 2415 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-390-8500 MAIL ADDRESS: STREET 1: 201 MAIN STREET, SUITE 2415 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHCP GenPar III, L.P. CENTRAL INDEX KEY: 0001450620 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13823 FILM NUMBER: 161958863 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET, SUITE 2415 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-390-8500 MAIL ADDRESS: STREET 1: 201 MAIN STREET, SUITE 2415 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oak Hill Capital Management Partners III, L.P. CENTRAL INDEX KEY: 0001417144 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13823 FILM NUMBER: 161958864 BUSINESS ADDRESS: STREET 1: 201 Main Street STREET 2: SUITE 1018 CITY: Fort Worth STATE: TX ZIP: 76102 BUSINESS PHONE: (817) 390-8400 MAIL ADDRESS: STREET 1: 201 Main Street STREET 2: SUITE 1018 CITY: Fort Worth STATE: TX ZIP: 76102 FORMER NAME: FORMER CONFORMED NAME: Oak Hill Capital Management Partners III LP DATE OF NAME CHANGE: 20071101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oak Hill Capital Partners III, L.P. CENTRAL INDEX KEY: 0001417142 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13823 FILM NUMBER: 161958865 BUSINESS ADDRESS: STREET 1: 201 Main Street STREET 2: SUITE 1018 CITY: Fort Worth STATE: TX ZIP: 76102 BUSINESS PHONE: (817) 390-8400 MAIL ADDRESS: STREET 1: 201 Main Street STREET 2: SUITE 1018 CITY: Fort Worth STATE: TX ZIP: 76102 FORMER NAME: FORMER CONFORMED NAME: Oak Hill Capital Partners III LP DATE OF NAME CHANGE: 20071101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHCP MGP III, LTD. CENTRAL INDEX KEY: 0001450616 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13823 FILM NUMBER: 161958866 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET, SUITE 2415 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-390-8500 MAIL ADDRESS: STREET 1: 201 MAIN STREET, SUITE 2415 CITY: FORT WORTH STATE: TX ZIP: 76102 4 1 v451426_4.xml OWNERSHIP DOCUMENT X0306 4 2016-10-26 1 0000764811 CommunityOne Bancorp COB 0001450616 OHCP MGP III, LTD. 65 E. 55TH STREET, 32ND FLOOR NEW YORK NY 10022 0 0 1 0 0001417142 Oak Hill Capital Partners III, L.P. 65 E. 55TH STREET, 32ND FLOOR NEW YORK NY 10022 0 0 1 0 0001417144 Oak Hill Capital Management Partners III, L.P. 65 E. 55TH STREET, 32ND FLOOR NEW YORK NY 10022 0 0 1 0 0001450620 OHCP GenPar III, L.P. 65 E. 55TH STREET, 32ND FLOOR NEW YORK NY 10022 0 0 1 0 0001450619 OHCP MGP PARTNERS III, L.P. 65 E. 55TH STREET, 32ND FLOOR NEW YORK NY 10022 0 0 1 0 Common stock, no par value per share 2016-10-26 4 J 0 5589136 D 0 I See Footnotes Common stock, no par value per share 2016-10-26 4 J 0 183561 D 0 I See Footnotes On October 26, 2016 (the "Closing Date"), pursuant to that Agreement and Plan of Merger, dated as of November 22, 2015 (the "Merger Agreement"), by and between Capital Bank Financial Corp. ("Capital Bank") and CommunityOne Bancorp ("COB"), each share of common stock of COB issued and outstanding immediately prior to the Closing Date (other than Exception Shares (as defined in the Merger Agreement)) was converted into the right to receive, at the election of the holder but subject to proration, either (i) $14.25 in cash without interest, or (ii) 0.4300 shares of Class A Common Stock of Capital Bank (subject to the payment of cash in lieu of fractional shares). On October 26, 2016, each of these shares of common stock of COB was cancelled in exchange for 0.4300 shares of Class A Common Stock of Capital Bank. These securities were held by Oak Hill Capital Partners III, L.P. ("OHCP III"). These securities were held by Oak Hill Capital Management Partners III, L.P. ("OHCMP III"). The general partner of OHCP III and OHCMP III is OHCP GenPar III, L.P. The general partner of OHCP GenPar III, L.P. is OHCP MGP Partners III, L.P. The general partner of OHCP MGP Partners III, L.P. is OHCP MGP III, Ltd. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. Exhibit 99.1: Additional Signatures OHCP MGP III, Ltd., by: /s/ Caitlin Melchior, as an Authorized Person and not in her individual capacity 2016-10-28 EX-99.1 2 v451426_ex99-1.htm ADDITIONAL SIGNATURES

 

EXHIBIT 99.1

Additional Signatures

 

Oak Hill Capital Partners III, L.P.    
By: OHCP GenPar III, L.P, its General Partner    
By: OHCP MGP Partners III, L.P., its General Partner    
By: OHCP MGP III, Ltd., its General Partner    
         
  By: /s/ Caitlin Melchior   10/28/2016
  Name: Caitlin Melchior   Date
  Title: Authorized Person and not in her individual capacity    
         
    **Signature of Reporting Person    
         
Oak Hill Capital Management Partners III, L.P.    
By: OHCP GenPar III, L.P, its General Partner    
By: OHCP MGP Partners III, L.P., its General Partner    
By: OHCP MGP III, Ltd., its General Partner    
         
  By: /s/ Caitlin Melchior   10/28/2016
  Name: Caitlin Melchior   Date
  Title: Authorized Person and not in her individual capacity    
         
    **Signature of Reporting Person    
         
OHCP GenPar III, L.P.    
By: OHCP MGP Partners III, L.P., its General Partner    
By: OHCP MGP III, Ltd., its General Partner    
         
  By: /s/ Caitlin Melchior   10/28/2016
  Name: Caitlin Melchior   Date
  Title: Authorized Person and not in her individual capacity    
         
    **Signature of Reporting Person    
         
OHCP MGP Partners III, L.P.    
By: OHCP MGP III, Ltd., its General Partner    
         
  By: /s/ Caitlin Melchior   10/28/2016
  Name: Caitlin Melchior   Date
  Title: Authorized Person and not in her individual capacity    
         
    **Signature of Reporting Person