0001062993-16-011831.txt : 20161021
0001062993-16-011831.hdr.sgml : 20161021
20161021134632
ACCESSION NUMBER: 0001062993-16-011831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161019
FILED AS OF DATE: 20161021
DATE AS OF CHANGE: 20161021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CommunityOne Bancorp
CENTRAL INDEX KEY: 0000764811
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 561456589
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1017 E. MOREHEAD STREET
STREET 2: SUITE 200
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 9808196213
MAIL ADDRESS:
STREET 1: 1017 E. MOREHEAD STREET
STREET 2: SUITE 200
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FNB United Corp.
DATE OF NAME CHANGE: 20060428
FORMER COMPANY:
FORMER CONFORMED NAME: FNB CORP/NC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nielsen David L
CENTRAL INDEX KEY: 0001533598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13823
FILM NUMBER: 161945955
MAIL ADDRESS:
STREET 1: 150 SOUTH FAYETTEVILLE STREET
CITY: ASHEBORO
STATE: NC
ZIP: 27203
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2016-10-19
0000764811
CommunityOne Bancorp
COB
0001533598
Nielsen David L
2227 RED FOX TRAIL
CHARLOTTE
NC
28211
0
1
0
0
Chief Financial Officer
Option
16.00
2016-10-19
4
J
0
8647
0.00
D
2017-10-01
2024-09-30
Common Stock
8647
95120
D
Option
16.00
2016-10-19
4
J
0
8648
0.00
D
2018-10-01
2024-09-30
Common Stock
8648
86472
D
Option
16.00
2016-10-19
4
J
0
17295
0.00
D
2024-09-30
Common Stock
17295
69177
D
Option
16.00
2016-10-19
4
J
0
8647
0.00
D
2017-07-31
2025-07-30
Common Stock
8647
60530
D
Option
16.00
2016-10-19
4
J
0
8647
0.00
D
2018-07-31
2025-07-30
Common Stock
8647
51883
D
Option
16.00
2016-10-19
4
J
0
8648
0.00
D
2019-07-31
2025-07-30
Common Stock
8648
43235
D
Option
16.00
2016-10-19
4
J
0
17294
0.00
D
2025-07-30
Common Stock
17294
25941
D
8,648 and 8,647 of the options vest and are exercisable upon the Company's Common Stock reaching $22 and $24, respectively, over a ten day period within seven years of the grant date, 10/1/2014
One half of the options vest and are exercisable upon the Company's Common Stock reaching each of $22 and $24 over a ten day period within seven years of the grant date, 7/31/2015
Termination of unvested options pursuant to the terms of amendment to option agreements, dated October 3, 2016, of Mr. Nielsen.
/s/ Beth DeSimone, Attorney-in-Fact
2016-10-21