0001062993-16-011831.txt : 20161021 0001062993-16-011831.hdr.sgml : 20161021 20161021134632 ACCESSION NUMBER: 0001062993-16-011831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommunityOne Bancorp CENTRAL INDEX KEY: 0000764811 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 561456589 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1017 E. MOREHEAD STREET STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 9808196213 MAIL ADDRESS: STREET 1: 1017 E. MOREHEAD STREET STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FNB United Corp. DATE OF NAME CHANGE: 20060428 FORMER COMPANY: FORMER CONFORMED NAME: FNB CORP/NC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nielsen David L CENTRAL INDEX KEY: 0001533598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13823 FILM NUMBER: 161945955 MAIL ADDRESS: STREET 1: 150 SOUTH FAYETTEVILLE STREET CITY: ASHEBORO STATE: NC ZIP: 27203 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-10-19 0000764811 CommunityOne Bancorp COB 0001533598 Nielsen David L 2227 RED FOX TRAIL CHARLOTTE NC 28211 0 1 0 0 Chief Financial Officer Option 16.00 2016-10-19 4 J 0 8647 0.00 D 2017-10-01 2024-09-30 Common Stock 8647 95120 D Option 16.00 2016-10-19 4 J 0 8648 0.00 D 2018-10-01 2024-09-30 Common Stock 8648 86472 D Option 16.00 2016-10-19 4 J 0 17295 0.00 D 2024-09-30 Common Stock 17295 69177 D Option 16.00 2016-10-19 4 J 0 8647 0.00 D 2017-07-31 2025-07-30 Common Stock 8647 60530 D Option 16.00 2016-10-19 4 J 0 8647 0.00 D 2018-07-31 2025-07-30 Common Stock 8647 51883 D Option 16.00 2016-10-19 4 J 0 8648 0.00 D 2019-07-31 2025-07-30 Common Stock 8648 43235 D Option 16.00 2016-10-19 4 J 0 17294 0.00 D 2025-07-30 Common Stock 17294 25941 D 8,648 and 8,647 of the options vest and are exercisable upon the Company's Common Stock reaching $22 and $24, respectively, over a ten day period within seven years of the grant date, 10/1/2014 One half of the options vest and are exercisable upon the Company's Common Stock reaching each of $22 and $24 over a ten day period within seven years of the grant date, 7/31/2015 Termination of unvested options pursuant to the terms of amendment to option agreements, dated October 3, 2016, of Mr. Nielsen. /s/ Beth DeSimone, Attorney-in-Fact 2016-10-21