As filed with the Securities and Exchange Commission on October 1, 2014 | ||||
Registration No. 333-[l] |
North Carolina | 1017 East Morehead Street, Suite 200 | 56-1456589 |
Charlotte, North Carolina 28204 | ||
(State or other jurisdiction of incorporation or organization) | (Address of principal executive offices) | (IRS Employer Identification No.) |
CommunityOne Bancorp 2012 Incentive Plan | ||
(Full title of the plan) |
Large accelerated filer | o | Accelerated filer | þ | |
Non-accelerated filer | o | Smaller reporting company | o | |
(Do not check if a smaller reporting company) |
Title of Securities to Be Registered | Amount to be Registered (1) | Proposed Maximum Offering Price Per Share | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee |
Common Stock, no par value per share | 1,200,000 shares (2) | $8.84 (3) | $10,608,000 (3) | $1,232.65 |
ITEM 8. EXHIBITS | |
4.12. | Articles of Amendment to the Articles of Incorporation of the Registrant, adopted June 20, 2013, incorporated herein by reference to Exhibit 3.1 to the Registrant's Quarterly Report on Form 10-Q, filed August 5, 2013. |
4.13. | Amended and Restated Bylaws of the Registrant approved by the shareholders of the Registrant on June 20, 2013, incorporated herein by reference to Exhibit 3.13 to the Registrant's Annual Report on Form 10-K, filed March 7, 2014. |
4.14. | Specimen of the Registrant's Common Stock Certificate, incorporated herein by reference to Exhibit 4.1 to the Registrant's Quarterly Report on Form 10-Q, filed August 5, 2013. |
5.1.* | Opinion of Katie Trotter, Senior Vice President, regarding the legality of securities registered. |
23.1.* | Consent of Dixon Hughes Goodman LLP. |
24.1. | Power of Attorney (including in the signature page to this Registration Statement). |
99.1. | CommunityOne Bancorp 2012 Incentive Plan, incorporated herein by reference to Section 99.1 to the Registrant's Registration Statement on Form S-8 , filed March 29, 2013. |
99.2. | Form of Incentive Stock Award Agreement, incorporated herein by reference to Section 99.2 to the Registrant's Registration Statement on Form S-8 , filed March 29, 2013. |
* | Filed herewith. |
COMMUNITYONE BANCORP | ||
By: | /s/ Robert L. Reid | |
Name: | Robert L. Reid | |
Title: | President and CEO |
SIGNATURES | ||
Signature | Title | Date |
/s/ Robert L. Reid | President, Chief Executive Officer and Director | October 1, 2014 |
Robert L. Reid | (Principal Executive Officer) | |
/s/ David L. Nielsen | EVP and Chief Financial Officer | October 1, 2014 |
David L. Nielsen | (Principal Financial Officer) | |
/s/ Scott B. Kauffman | Director | October 1, 2014 |
Scott B. Kauffman | ||
/s/ Jerry R. Licari | Director | October 1, 2014 |
Jerry R. Licari | ||
/s/ J. Chandler Martin | Director | October 1, 2014 |
J. Chandler Martin | ||
/s/ T. Gray McCaskill | Director | October 1, 2014 |
T. Gray McCaskill | ||
/s/ H. Ray McKenney, Jr. | Director | October 1, 2014 |
H. Ray McKenney, Jr. | ||
/s/ John C. Redett | Director | October 1, 2014 |
John C. Redett | ||
/s/ Boyd C. Wilson | Director | October 1, 2014 |
Boyd C. Wilson |
4.12. | Articles of Amendment to the Articles of Incorporation of the Registrant, adopted June 20, 2013, incorporated herein by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10-Q, filed August 5, 2013. |
4.13. | Amended and Restated Bylaws of the Registrant approved by the shareholders of the Registrant on June 20, 2013, incorporated herein by reference to Exhibit 3.13 to the Registrant’s Annual Report on Form 10-K, filed March 7, 2014. |
4.14. | Specimen of the Registrant's Common Stock Certificate, incorporated herein by reference to Exhibit 4.1 to the Registrant's Quarterly Report on Form 10-Q, filed August 5, 2013. |
5.1.* | Opinion of Katie Trotter, Senior Vice President, regarding the legality of securities registered. |
23.1.* | Consent of Dixon Hughes Goodman LLP. |
24.1. | Power of Attorney (including in the signature page to this Registration Statement). |
99.1. | CommunityOne Bancorp 2012 Incentive Plan, incorporated herein by reference to Section 99.1 to the Registrant's Registration Statement on Form S-8 , filed March 29, 2013. |
99.2. | Form of Incentive Stock Award Agreement, incorporated herein by reference to Section 99.2 to the Registrant's Registration Statement on Form S-8 , filed March 29, 2013. |
* | Filed herewith. |
Re: | Registration Statement on Form S-8 Relating to 1,200,000 Additional Shares of Common Stock Reserved for Issuance under the CommunityOne Bancorp 2012 Incentive Plan |
(1) | the Registration Statement; |
(2) | the Registration Statement on Form S-8, File No. 333-187613, filed by the Company on March 29, 2013, relating to the Plan; |
(3) | the Plan, as amended by the Shareholders at the 2013 Annual Meeting of Shareholders; |
(4) | the Articles of Incorporation of the Company, as amended to date; |
(5) | the Amended and Restated Bylaws of the Company; |
(6) | the Certificate of Existence of the Company, dated as of September 30, 2014; |
(7) | the minutes of the September 24, 2014 meeting of the Board of Directors; and |
(8) | the Company’s form of Common Stock certificate. |