-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UWVR99VEiNe3h6d/nW/Ff5RF126lfkdzQl1WlmlAVlM8+aaXBnKbQqoDlgBQCuQM F4Mzc0FUuCzY/GYGqs69Bg== 0001068800-06-001586.txt : 20061130 0001068800-06-001586.hdr.sgml : 20061130 20061130141039 ACCESSION NUMBER: 0001068800-06-001586 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061130 DATE AS OF CHANGE: 20061130 EFFECTIVENESS DATE: 20061130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SECTOR SERIES, INC. CENTRAL INDEX KEY: 0000831025 IRS NUMBER: 411610263 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-20872 FILM NUMBER: 061247787 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SECTOR SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MONEY MARKET SERIES, INC. CENTRAL INDEX KEY: 0000049698 IRS NUMBER: 411254759 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-54516 FILM NUMBER: 061247789 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MONEY MARKET SERIES INC DATE OF NAME CHANGE: 20000823 FORMER COMPANY: FORMER CONFORMED NAME: IDS MONEY MARKET SERIES INC DATE OF NAME CHANGE: 19920917 FORMER COMPANY: FORMER CONFORMED NAME: IDS CASH MANAGEMENT FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INVESTMENT SERIES, INC. CENTRAL INDEX KEY: 0000052347 IRS NUMBER: 410839315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-11328 FILM NUMBER: 061247793 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INVESTMENT SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS INVESTMENT SERIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS MUTUAL INC/NEW DATE OF NAME CHANGE: 19911124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INCOME SERIES, INC. CENTRAL INDEX KEY: 0000052407 IRS NUMBER: 410839316 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-10700 FILM NUMBER: 061247796 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTIVE FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS SELECTIVE FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-25824 FILM NUMBER: 061247799 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE EQUITY SERIES INC CENTRAL INDEX KEY: 0000052445 IRS NUMBER: 410839318 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-13188 FILM NUMBER: 061247800 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE EQUITY SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP EQUITY SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP EQUITY SELECT FUND INC DATE OF NAME CHANGE: 19991124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE DIVERSIFIED INCOME SERIES INC CENTRAL INDEX KEY: 0000049697 IRS NUMBER: 411237361 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-51586 FILM NUMBER: 061247801 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DIVERSIFIED INCOME SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP FIXED INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP BOND FUND INC DATE OF NAME CHANGE: 20000829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGY SERIES, INC. CENTRAL INDEX KEY: 0000740146 IRS NUMBER: 416287631 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-89288 FILM NUMBER: 061247784 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP STRATEGY SERIES INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS STRATEGY FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE RETIREMENT SERIES TRUST CENTRAL INDEX KEY: 0001352280 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-131683 FILM NUMBER: 061247788 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RiverSource Retirement Series Trust DATE OF NAME CHANGE: 20060206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MARKET ADVANTAGE SERIES, INC. CENTRAL INDEX KEY: 0000854669 IRS NUMBER: 411946880 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-30770 FILM NUMBER: 061247790 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MARKET ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MARKET ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS INDEX ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19900201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE LARGE CAP SERIES, INC. CENTRAL INDEX KEY: 0000049702 IRS NUMBER: 410962638 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-38355 FILM NUMBER: 061247792 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH SERIES INC/MN DATE OF NAME CHANGE: 20001011 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL SERIES, INC. CENTRAL INDEX KEY: 0000750022 IRS NUMBER: 411493320 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-92309 FILM NUMBER: 061247794 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19991227 FORMER COMPANY: FORMER CONFORMED NAME: IDS INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE DIMENSIONS SERIES INC CENTRAL INDEX KEY: 0000049717 IRS NUMBER: 410940846 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-28529 FILM NUMBER: 061247802 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DIMENSIONS SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP DIMENSIONS SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP NEW DIMENSIONS FUND INC /MN/ DATE OF NAME CHANGE: 20000417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. CENTRAL INDEX KEY: 0000755221 IRS NUMBER: 411503589 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-93801 FILM NUMBER: 061247785 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MANAGED SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MANAGED RETIREMENT FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001140531 IRS NUMBER: 412009895 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-64010 FILM NUMBER: 061247795 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP PARTNERS INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GOVERNMENT INCOME SERIES INC CENTRAL INDEX KEY: 0000764802 IRS NUMBER: 412021315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-96512 FILM NUMBER: 061247798 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GOVERNMENT INCOME SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GOVERNMENT INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP FEDERAL INCOME FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE BOND SERIES INC CENTRAL INDEX KEY: 0000352663 IRS NUMBER: 411399805 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-72174 FILM NUMBER: 061247786 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DISCOVERY SERIES INC DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DISCOVERY SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP DISCOVERY SERIES INC DATE OF NAME CHANGE: 20021118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001137342 IRS NUMBER: 412002794 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-57852 FILM NUMBER: 061247791 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP PARTNERS SERIES INC DATE OF NAME CHANGE: 20010329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SELECTED SERIES, INC. CENTRAL INDEX KEY: 0000755222 IRS NUMBER: 411503588 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-93745 FILM NUMBER: 061247803 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTED SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP PRECIOUS METALS FUND INC DATE OF NAME CHANGE: 19991126 FORMER COMPANY: FORMER CONFORMED NAME: IDS PRECIOUS METALS FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE HIGH YIELD INCOME SERIES, INC. CENTRAL INDEX KEY: 0000728374 IRS NUMBER: 411458705 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-86637 FILM NUMBER: 061247797 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP EXTRA INCOME FUND INC/MN DATE OF NAME CHANGE: 20000825 FORMER COMPANY: FORMER CONFORMED NAME: IDS EXTRA INCOME FUND INC DATE OF NAME CHANGE: 19920703 0000049697 S000003362 RiverSource Diversified Bond Fund C000009235 RiverSource Diversified Bond Fund Class Y IDBYX C000039562 RiverSource Diversified Bond Fund Class R4 0000049698 S000003359 RiverSource Cash Management Fund C000009212 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Fund Class R4 0000052407 S000003437 RiverSource Income Builder Enhanced Income Fund C000009510 RiverSource Income Builder Enhanced Income Fund Class Y C000042933 RiverSource Income Builder Enhanced Income Fund Class R4 0000052445 S000003417 RiverSource Mid Cap Growth Fund C000009452 RiverSource Mid Cap Growth Fund Class Y IESYX C000042878 RiverSource Mid Cap Growth Fund Class R4 0000352663 S000003454 RiverSource Core Bond Fund C000009562 RiverSource Core Bond Fund Class Y C000042952 RiverSource Core Bond Fund Class R4 0000352663 S000003456 RiverSource Income Opportunities Fund C000009571 RiverSource Income Opportunities Fund Class Y C000042955 RiverSource Income Opportunities Fund Class R4 0000352663 S000003457 RiverSource Inflation Protected Securities Fund C000009577 RiverSource Inflation Protected Securities Fund Class Y C000042957 RiverSource Inflation Protected Securities Fund Class R4 0000352663 S000003458 RiverSource Limited Duration Bond Fund C000009581 RiverSource Limited 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Portfolio Builder - Moderate Conservative Fund Class R4 0000854669 S000003293 RiverSource Portfolio Builder - Moderate Fund C000008770 RiverSource Portfolio Builder - Moderate Fund Class Y C000043064 RiverSource Portfolio Builder - Moderate Fund Class R4 0000854669 S000003294 RiverSource Portfolio Builder - Moderate Aggressive Fund C000008774 RiverSource Portfolio Builder - Moderate Aggressive Fund Class Y C000043065 RiverSource Portfolio Builder - Moderate Aggressive Fund Class R4 0000854669 S000003295 RiverSource Portfolio Builder - Aggressive Fund C000008778 RiverSource Portfolio Builder - Aggressive Fund Class Y C000043066 RiverSource Portfolio Builder - Aggressive Fund Class R4 0000854669 S000003296 RiverSource Portfolio Builder - Total Equity Fund C000008782 RiverSource Portfolio Builder - Total Equity Fund Class Y C000043067 RiverSource Portfolio Builder - Total Equity Fund Class R4 0000854669 S000003297 RiverSource S&P 500 Index Fund C000008786 RiverSource S&P 500 Index Fund Class E ADIEX 0000854669 S000003298 RiverSource Small Company Index Fund C000008789 RiverSource Small Company Index Fund Class Y ISCYX C000043068 RiverSource Small Company Index Fund Class R4 0001137342 S000003328 RiverSource Aggressive Growth Fund C000009017 RiverSource Aggressive Growth Fund Class Y C000043099 RiverSource Aggressive Growth Fund Class R4 0001137342 S000003329 RiverSource Fundamental Growth Fund C000009020 RiverSource Fundamental Growth Fund Class Y C000043101 RiverSource Fundamental Growth Fund Class R4 0001137342 S000003330 RiverSource Fundamental Value Fund C000009023 RiverSource Fundamental Value Fund Class Y C000043102 RiverSource Fundamental Value Fund Class R4 0001137342 S000003331 RiverSource Select Value Fund C000009029 RiverSource Select Value Fund Class Y C000043103 RiverSource Select Value Fund Class R4 0001137342 S000003332 RiverSource Small Cap Equity Fund C000009035 RiverSource Small Cap Equity Fund Class Y C000043104 RiverSource Small Cap Equity Fund Class R4 0001137342 S000003333 RiverSource Small Cap Value Fund C000009039 RiverSource Small Cap Value Fund Class Y C000043106 RiverSource Small Cap Value Fund Class R4 0001137342 S000003334 RiverSource Value Fund C000009043 RiverSource Value Fund Class Y C000043109 RiverSource Value Fund Class R4 0001140531 S000003412 RiverSource International Aggressive Growth Fund C000009428 RiverSource International Aggressive Growth Fund Class Y C000043069 RiverSource International Aggressive Growth Fund Class R4 0001140531 S000003413 RiverSource International Equity Fund C000009434 RiverSource International Equity Fund Class Y C000043070 RiverSource International Equity Fund Class R4 0001140531 S000003414 RiverSource International Select Value Fund C000009437 RiverSource International Select Value Fund Class Y C000043071 RiverSource International Select Value Fund Class R4 0001140531 S000003415 RiverSource International Small Cap Fund C000009444 RiverSource International Small Cap Fund Class Y C000043072 RiverSource International Small Cap Fund Class R4 0001352280 S000011354 RiverSource Retirement Plus Fund - 2010 C000031461 RiverSource Retirement Plus Fund - 2010 Class Y 0001352280 S000011355 RiverSource Retirement Plus Fund - 2015 C000031463 RiverSource Retirement Plus Fund - 2015 Class Y 0001352280 S000011356 RiverSource Retirement Plus Fund - 2020 C000031465 RiverSource Retirement Plus Fund - 2020 Class Y 0001352280 S000011357 RiverSource Retirement Plus Fund - 2025 C000031467 RiverSource Retirement Plus Fund - 2025 Class Y 0001352280 S000011358 RiverSource Retirement Plus Fund - 2030 C000031468 RiverSource Retirement Plus Fund - 2030 Class Y RPTYX 0001352280 S000011359 RiverSource Retirement Plus Fund - 2035 C000031471 RiverSource Retirement Plus Fund - 2035 Class Y RPOYX 0001352280 S000011360 RiverSource Retirement Plus Fund - 2040 C000031473 RiverSource Retirement Plus Fund - 2040 Class Y RPFYX 0001352280 S000011361 RiverSource Retirement Plus Fund - 2045 C000031475 RiverSource Retirement Plus Fund - 2045 Class Y 497 1 s6500.txt RIVERSOURCE FUNDS PROSPECTUS AND SAI SUPPLEMENTS RIVERSOURCE [LOGO](SM) INVESTMENTS PROSPECTUS SUPPLEMENT -- NOV. 29, 2006
FUND (PROSPECTUS DATE) FORM #/VERSION - ----------------------------------------------------------------------------------------------------- RiverSource(SM) Absolute Return Currency and Income Fund (6/2/06) S-6502-99 A RiverSource Aggressive Growth Fund (7/28/06) S-6260-99 G RiverSource Balanced Fund (11/29/06) S-6326-99 AA RiverSource Cash Management Fund (9/29/06) S-6320-99 AD RiverSource Core Bond Fund (9/29/06) S-6267-99 F RiverSource Disciplined Equity Fund (9/29/06) S-6263-99 F RiverSource Disciplined International Equity Fund (4/24/06) S-6506-99 A RiverSource Disciplined Small and Mid Cap Equity Fund (9/29/06) S-6505-99 C RiverSource Disciplined Small Cap Value Fund (9/29/06) S-6397-99 C RiverSource Diversified Bond Fund (10/30/06) S-6495-99 Z RiverSource Diversified Equity Income Fund (11/29/06) S-6475-99 AA RiverSource Dividend Opportunity Fund (8/29/06) S-6341-99 AA RiverSource Emerging Markets Bond Fund (2/6/06) S-6398-99 A RiverSource Emerging Markets Fund (12/30/05) S-6354-99 P RiverSource Equity Value Fund (5/30/06) S-6382-99 U RiverSource European Equity Fund (12/30/05) S-6006-99 J RiverSource Floating Rate Fund (9/29/06) S-6501-99 C RiverSource Fundamental Growth Fund (7/28/06) S-6261-99 G RiverSource Fundamental Value Fund (7/28/06) S-6236-99 J RiverSource Global Bond Fund (12/30/05) S-6309-99 AA RiverSource Global Equity Fund (12/30/05*) S-6334-99 AA RiverSource Global Technology Fund (12/30/05) S-6395-99 K RiverSource Growth Fund (9/29/06) S-6455-99 AA RiverSource High Yield Bond Fund (7/28/06) S-6370-99 AA RiverSource Income Builder Basic Income Fund (7/28/06) S-6394-99 C RiverSource Income Builder Enhanced Income Fund (7/28/06) S-6394-99 C RiverSource Income Builder Moderate Income Fund (7/28/06) S-6394-99 C RiverSource Income Opportunities Fund (9/29/06) S-6266-99 F RiverSource Inflation Protected Securities Fund (9/29/06) S-6280-99 E RiverSource International Aggressive Growth Fund (12/30/05) S-6243-99 J RiverSource International Equity Fund (12/30/05) S-6259-99 G RiverSourceInternational Opportunity Fund (12/30/05) S-6140-99 AC RiverSource International Select Value Fund (12/30/05) S-6242-99 J RiverSource International Small Cap Fund (12/30/05) S-6258-99 G RiverSource Large Cap Equity Fund (9/29/06) S-6244-99 G RiverSource Large Cap Value Fund (9/29/06) S-6246-99 G RiverSource Limited Duration Bond Fund (9/29/06) S-6265-99 F RiverSource Mid Cap Growth Fund (1/27/06) S-6426-99 AA RiverSource Mid Cap Value Fund (11/29/06) S-6241-99 H RiverSource Portfolio Builder Aggressive Fund (3/31/06) S-6282-99 E RiverSource Portfolio Builder Conservative Fund (3/31/06) S-6282-99 E RiverSource Portfolio Builder Moderate Aggressive Fund (3/31/06) S-6282-99 E RiverSource Portfolio Builder Moderate Conservative Fund (3/31/06) S-6282-99 E RiverSource Portfolio Builder Moderate Fund (3/31/06) S-6282-99 E RiverSource Portfolio Builder Total Equity Fund (3/31/06) S-6282-99 E *Amended as of June 16, 2006.
- -------------------------------------------------------------------------------- S-6500-13 A (11/06) PROSPECTUS SUPPLEMENT -- NOV. 29, 2006
FUND (PROSPECTUS DATE) FORM #/VERSION - ----------------------------------------------------------------------------------------------------- RiverSource Precious Metals and Mining Fund (5/30/06) S-6142-99 AC RiverSource Real Estate Fund (8/29/06) S-6281-99 E RiverSource Retirement Plus 2010 Fund (4/26/06**) S-6507-99 C RiverSource Retirement Plus 2015 Fund (4/26/06**) S-6507-99 C RiverSource Retirement Plus 2020 Fund (4/26/06**) S-6507-99 C RiverSource Retirement Plus 2025 Fund (4/26/06**) S-6507-99 C RiverSource Retirement Plus 2030 Fund (4/26/06**) S-6507-99 C RiverSource Retirement Plus 2035 Fund (4/26/06**) S-6507-99 C RiverSource Retirement Plus 2040 Fund (4/26/06**) S-6507-99 C RiverSource Retirement Plus 2045 Fund (4/26/06**) S-6507-99 C RiverSource S&P 500 Index Fund (3/31/06) S-6434-99 L RiverSource Select Value Fund (7/28/06) S-6240-99 H RiverSource Short Duration U.S. Government Fund (7/28/06) S-6042-99 AC RiverSource Small Cap Advantage Fund (5/30/06) S-6427-99 L RiverSource Small Cap Equity Fund (7/28/06) S-6237-99 J RiverSource Small Cap Growth Fund (5/30/06) S-6301-99 J RiverSource Small Cap Value Fund (7/28/06) S-6239-99 J RiverSource Small Company Index Fund (3/31/06) S-6357-99 R RiverSource Strategic Allocation Fund (11/29/06) S-6141-99 AC RiverSource U.S. Government Mortgage Fund (7/28/06) S-6245-99 H RiverSource Value Fund (7/28/06) S-6238-99 J **Amended as of June 12, 2006.
CLASSES R4, Y AND E ARE ADDRESSED IN SEPARATE SECTIONS BELOW. FOR ALL FUNDS EXCEPT CASH MANAGEMENT FUND, THE RETIREMENT PLUS FUNDS AND S&P 500 INDEX FUND Effective Dec. 11, 2006 the following changes will be implemented for Class Y: renaming Class Y as Class R4, terminating the shareholder servicing agreement, revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. The information below supplements the relevant sections of the prospectus. The caption headings used in this Supplement correspond to the caption headings used in the prospectus. Upon the effective date of implementing the changes for Class Y all references to Class Y throughout the Fund's prospectus are omitted. You may purchase these shares only if you are an eligible investor, as described under the caption "Buying and Selling Shares" below. FEES AND EXPENSES Fund investors pay various expenses. The table describes the fees and expenses that you may pay if you buy and hold shares of the Fund. Expenses in the table have been adjusted to reflect current fees. The Fees and Expenses table is supplemented as follows: SHAREHOLDER FEES (FEES PAID DIRECTLY FROM YOUR INVESTMENT)
MAXIMUM SALES CHARGE MAXIMUM DEFERRED SALES CHARGE (LOAD) IMPOSED ON PURCHASES (LOAD) IMPOSED ON SALES (AS A PERCENTAGE (AS A PERCENTAGE OF OFFERING PRICE) OF OFFERING PRICE AT TIME OF PURCHASE) Class R4(a) None None
- -------------------------------------------------------------------------------- -- 2 -- ANNUAL FUND OPERATING EXPENSES (EXPENSES THAT ARE DEDUCTED FROM FUND ASSETS) AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS: TABLE 1. CLASS R4(a): FUNDS OTHER THAN INCOME BUILDER AND PORTFOLIO BUILDER FUNDS
FEE WAIVER/ MANAGEMENT DISTRIBUTION OTHER TOTAL FUND EXPENSE NET FUND FUND FEES(b) (12b-1) FEES EXPENSES(c) EXPENSES REIMBURSEMENT EXPENSES(d) Absolute Return Currency and Income 0.89% 0.00% 0.73% 1.62% 0.31% 1.31% Aggressive Growth 0.88% 0.00% 0.58% 1.46% 0.27% 1.19% Balanced 0.49% 0.00% 0.41% 0.90% 0.04% 0.86% Core Bond 0.48% 0.00% 0.48% 0.96% 0.23% 0.73% Disciplined Equity 0.61% 0.00% 0.38% 0.99% 0.14% 0.85% Disciplined International Equity 0.80% 0.00% 1.13% 1.93% 0.60% 1.33% Disciplined Small and Mid Cap Equity 0.70% 0.00% 5.15% 5.85% 4.66% 1.19% Disciplined Small Cap Value 0.85% 0.00% 2.44% 3.29% 1.98% 1.31% Diversified Bond 0.46% 0.00% 0.39% 0.85% 0.12% 0.73% Diversified Equity Income 0.65% 0.00% 0.38% 1.03% 0.04% 0.99% Dividend Opportunity 0.64% 0.00% 0.40% 1.04% 0.03% 1.01% Emerging Markets 1.11% 0.00% 0.54% 1.65%(d) N/A N/A Emerging Markets Bond 0.72% 0.00% 1.07% 1.79% 0.50% 1.29% Equity Value 0.62% 0.00% 0.41% 1.03% 0.04% 0.99% European Equity 0.74% 0.00% 0.54% 1.28%(d) N/A N/A Floating Rate 0.61% 0.00% 0.68% 1.29% 0.39% 0.90% Fundamental Growth 0.72% 0.00% 0.51% 1.23%(d) N/A N/A Fundamental Value 0.72% 0.00% 0.41% 1.13% 0.12% 1.01% Global Bond 0.71% 0.00% 0.48% 1.19% 0.11% 1.08% Global Equity 0.86% 0.00% 0.46% 1.32%(d) N/A N/A Global Technology 0.79% 0.00% 0.52% 1.31%(d) N/A N/A Growth 0.59% 0.00% 0.39% 0.98%(d) N/A N/A High Yield Bond 0.57% 0.00% 0.41% 0.98% 0.03% 0.95% Income Builder Funds See Table 2 Income Opportunities 0.61% 0.00% 0.43% 1.04% 0.06% 0.98% Inflation Protected Securities 0.44% 0.00% 0.44% 0.88% 0.19% 0.69% International Aggressive Growth 0.93% 0.00% 0.51% 1.44%(d) N/A N/A International Equity 0.97% 0.00% 0.56% 1.53% 0.10% 1.43% International Opportunity 0.81% 0.00% 0.47% 1.28%(d) N/A N/A International Select Value 0.91% 0.00% 0.43% 1.34% 0.02% 1.32% International Small Cap 1.01% 0.00% 0.61% 1.62% 0.06% 1.56% Large Cap Equity 0.51% 0.00% 0.37% 0.88% 0.03% 0.85% Large Cap Value 0.55% 0.00% 0.49% 1.04%(d) N/A N/A Limited Duration Bond 0.48% 0.00% 0.48% 0.96% 0.23% 0.73% Mid Cap Growth 0.62% 0.00% 0.41% 1.03% 0.03% 1.00% Mid Cap Value 0.78% 0.00% 0.42% 1.20%(d) N/A N/A Portfolio Builder Funds See Table 2 Precious Metals and Mining 0.69% 0.00% 0.62% 1.31% 0.10% 1.21% Real Estate 0.90% 0.00% 0.45% 1.35%(d) N/A N/A Select Value 0.72% 0.00% 0.41% 1.13% 0.08% 1.05% Short Duration U.S. Government 0.47% 0.00% 0.43% 0.90% 0.18% 0.72% Small Cap Advantage 0.75% 0.00% 0.45% 1.20% 0.09% 1.11% Small Cap Equity 1.01% 0.00% 0.54% 1.55% 0.28% 1.27%
- -------------------------------------------------------------------------------- -- 3 -- TABLE 1. CLASS R4(a): FUNDS OTHER THAN INCOME BUILDER AND PORTFOLIO BUILDER FUNDS (CONTINUED)
FEE WAIVER/ MANAGEMENT DISTRIBUTION OTHER TOTAL FUND EXPENSE NET FUND FUND FEES(b) (12b-1) FEES EXPENSES(c) EXPENSES REIMBURSEMENT EXPENSES(d) Small Cap Growth 0.85% 0.00% 0.59% 1.44% 0.07% 1.37% Small Cap Value 0.85% 0.00% 0.45% 1.30% 0.14% 1.16% Small Company Index 0.34% 0.00% 0.44% 0.78% 0.14% 0.64% Strategic Allocation 0.61% 0.00% 0.44% 1.05% 0.05% 1.00% U.S. Government Mortgage 0.48% 0.00% 0.48% 0.96% 0.25% 0.71% Value 0.67% 0.00% 0.43% 1.10% 0.10% 1.00% (a) In September 2006, the Board approved renaming Class Y as Class R4, terminating the shareholder servicing agreement, revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. (b) For the following Funds, includes the impact of a performance incentive adjustment that increased or decreased the management fee for the Fund's most recent fiscal year by the stated percentage: Aggressive Growth decreased by 0.005%; Balanced decreased by 0.04%; Disciplined Equity increased by 0.01%; Diversified Equity Income increased by 0.10%; Dividend Opportunity increased by 0.05%; Emerging Markets increased by 0.02%; Equity Value increased by 0.11%; European Equity decreased by 0.06%; Fundamental Growth decreased by 0.06%; Fundamental Value increased by 0.005%; Global Equity increased by 0.08%; Global Technology increased by 0.07%; Growth increased by 0.02%; International Aggressive Growth decreased by 0.06%; International Equity decreased by 0.002%; International Opportunity increased by 0.03%; International Select Value increased by 0.07%; International Small Cap decreased by 0.11%; Large Cap Equity decreased by 0.05%; Large Cap Value decreased by 0.05%; Mid Cap Growth decreased by 0.07%; Mid Cap Value increased by 0.09%; Precious Metals and Mining decreased by 0.11%; Real Estate increased by 0.06%; Select Value decreased by 0.05%; Small Cap Advantage decreased by 0.01%; Small Cap Equity increased by 0.04%; Small Cap Growth decreased by 0.07%; Small Cap Value decreased by 0.08%; Strategic Allocation increased by 0.04%; and Value decreased by 0.06%. The Lipper index against which the Fund's performance is measured for purposes of determining the performance incentive adjustment is outlined in the "Fund Management and Compensation" section of the prospectus. (c) Other expenses include an administrative services fee, a transfer agency fee, a custody fee, other nonadvisory expenses and a plan administration services fee. Expenses have been restated to reflect the revised fee structure approved by the Board. (d) The investment manager and its affiliates have contractually agreed to waive certain fees and to absorb certain expenses until the date listed below, unless sooner terminated at the discretion of the Fund's Board. Any amounts waived will not be reimbursed by the Fund. Under this agreement, net expenses for the Fund's fiscal year, before giving effect to any performance incentive adjustment, will not exceed the following percentage: Absolute Return Currency and Income will not exceed 1.31% through Oct. 31, 2007; Aggressive Growth will not exceed 1.19% through May 31, 2007; Balanced will not exceed 0.90% through Sept. 30, 2007; Core Bond will not exceed 0.73% through July 31, 2007; Disciplined Equity will not exceed 0.84% through July 31, 2007; Disciplined International Equity will not exceed 1.33% through Oct. 31, 2007; Disciplined Small and Mid Cap Equity will not exceed 1.19% through July 31, 2007; Disciplined Small Cap Value will not exceed 1.31% through July 31, 2007; Diversified Bond will not exceed 0.73% through Aug. 31, 2007; Diversified Equity Income will not exceed 0.89% through Sept. 30, 2007; Dividend Opportunity will not exceed 0.96% through June 30, 2007; Emerging Markets will not exceed 1.64% through Oct. 31, 2007; Emerging Markets Bond will not exceed 1.29% through Oct. 31, 2007; Equity Value will not exceed 0.88% through March 31, 2007; European Equity will not exceed 1.39% through Oct. 31, 2007; Floating Rate will not exceed 0.90% through July 31, 2007; Fundamental Growth will not exceed 1.32% through May 31, 2007; Fundamental Value will not exceed 1.01% through May 31, 2007; Global Bond will not exceed 1.08% through Oct. 31, 2007; Global Equity will not exceed 1.27% through Oct. 31, 2007; Global Technology will not exceed 1.41% through Oct. 31, 2007; Growth will not exceed 0.97% through July 31, 2007; High Yield Bond will not exceed 0.95% through May 31, 2007; Income Opportunities will not exceed 0.98% through July 31, 2007; Inflation Protected Securities will not exceed 0.69% through July 31, 2007; International Aggressive Growth will not exceed 1.52% through Oct. 31, 2007; International Equity will not exceed 1.43% through Oct. 31, 2007; International Opportunity will not exceed 1.30% through Oct. 31, 2007; International Select Value will not exceed 1.25% through Oct. 31, 2007; International Small Cap will not exceed 1.67% through Oct. 31, 2007; Large Cap Equity will not exceed 0.90% through July 31, 2007; Large Cap Value will not exceed 1.12% through July 31, 2007; Limited Duration Bond will not exceed 0.73% through July 31, 2007; Mid Cap Growth will not exceed 1.07% through Nov. 30, 2007; Mid Cap Value will not exceed 1.11% through Sept. 30, 2007; Precious Metals and Mining will not exceed 1.32% through March 31, 2007; Real Estate will not exceed 1.31% through June 30, 2007; Select Value will not exceed 1.10% through May 31, 2007; Short Duration U.S. Government will not exceed 0.72% through May 31, 2007; Small Cap Advantage will not exceed 1.12% through March 31, 2007; Small Cap Equity will not exceed 1.23% through May 31, 2007; Small Cap Growth will not exceed 1.44% through March 31, 2007; Small Cap Value will not exceed 1.24% through May 31, 2007; Small Company Index will not exceed 0.64% through Jan. 31, 2007; Strategic Allocation will not exceed 0.96% through Sept. 30, 2007; U.S. Government Mortgage will not exceed 0.71% through May 31, 2007; and Value will not exceed 1.06% through May 31, 2007.
- -------------------------------------------------------------------------------- -- 4 -- TABLE 2. CLASS R4(a): INCOME BUILDER AND PORTFOLIO BUILDER FUNDS
TOTAL ESTIMATED INDIRECT TOTAL EXPENSES FUND AND TOTAL FEE WAIVER/ NET OF THE UNDERLYING MANAGEMENT DISTRIBUTION OTHER FUND EXPENSE FUND UNDERLYING FUND FUND FEES (12b-1) FEES EXPENSES(b) EXPENSES REIMBURSEMENT EXPENSES(c) FUNDS(d),(e) EXPENSES(e) Income Builder Basic Income 0.00% 0.00% 6.97% 6.97% 6.68% 0.29% 0.80% 1.09% Income Builder Enhanced Income 0.00% 0.00% 5.88% 5.88% 5.59% 0.29% 1.04% 1.33% Income Builder Moderate Income 0.00% 0.00% 5.64% 5.64% 5.35% 0.29% 0.96% 1.25% Portfolio Builder Aggressive 0.00% 0.00% 0.39% 0.39% 0.05% 0.34% 0.87% 1.21% Portfolio Builder Conservative 0.00% 0.00% 0.50% 0.50% 0.16% 0.34% 0.69% 1.03% Portfolio Builder Moderate 0.00% 0.00% 0.38% 0.38% 0.07% 0.31% 0.81% 1.12% Portfolio Builder Moderate Aggressive 0.00% 0.00% 0.37% 0.37% 0.03% 0.34% 0.84% 1.18% Portfolio Builder Moderate Conservative 0.00% 0.00% 0.41% 0.41% 0.09% 0.32% 0.76% 1.08% Portfolio Builder Total Equity 0.00% 0.00% 0.41% 0.41% 0.07% 0.34% 0.91% 1.25% (a) In September 2006, the Board approved renaming Class Y as Class R4, terminating the shareholder servicing agreement, revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. (b) Other expenses include an administrative services fee, a transfer agency fee, a custody fee, other nonadvisory expenses and a plan administration services fee. Expenses have been restated to reflect the revised fee structure approved by the Board. (c) The investment manager and its affiliates have contractually agreed to waive certain fees and to absorb certain expenses until the date listed below, unless sooner terminated at the discretion of the Fund's Board. Any amounts waived will not be reimbursed by the Fund. Under this agreement, net expenses for the Fund's fiscal year will not exceed the following percentage: through May 31, 2007 Income Builder Basic Income, Income Builder Enhanced Income and Income Builder Moderate Income will not exceed 0.29%; and through Jan. 31, 2007 Portfolio Builder Aggressive, Portfolio Builder Conservative, Portfolio Builder Moderate Aggressive and Portfolio Builder Total Equity will not exceed 0.34%, Portfolio Builder Moderate will not exceed 0.31%, and Portfolio Builder Moderate Conservative will not exceed 0.32%. (d) In addition to the total annual Fund operating expenses that the Fund bears directly, the Fund's shareholders indirectly bear the expenses of the underlying funds in which the Fund invests. The Fund's estimated indirect expense from investing in the underlying funds is based on its expected allocations in the underlying funds. The estimated indirect expenses are calculated using the total expense ratio of each underlying fund's Class I shares, as of May 31, 2006 for Income Builder Funds and as of Jan. 31, 2006 for Portfolio Builder Funds, in each case adjusted to reflect current fees. (e) The investment manager and its affiliates have contractually agreed to waive fees and expenses for Class I shares on a number of underlying funds until the end of the underlying funds' next fiscal year. After taking the fee waivers into account, the "Total estimated indirect expenses of the underlying funds" for all classes and "Total Fund and underlying fund expenses" for Class R4 are the following percentages: Income Builder Basic Income is 0.65% and 0.94%; Income Builder Enhanced Income is 0.76% and 1.05%; Income Builder Moderate Income is 0.73% and 1.02%; Portfolio Builder Aggressive is 0.81% and 1.15%; Portfolio Builder Conservative is 0.61% and 0.95%; Portfolio Builder Moderate is 0.74% and 1.05%; Portfolio Builder Moderate Aggressive is 0.78% and 1.12%; Portfolio Builder Moderate Conservative is 0.68% and 1.00%; and Portfolio Builder Total Equity is 0.85% and 1.19%.
- -------------------------------------------------------------------------------- -- 5 -- EXAMPLE This example is intended to help you compare the cost of investing in the Fund with the cost of investing in other mutual funds. The table is supplemented as follows: CLASS R4
FUND 1 YEAR 3 YEARS 5 YEARS 10 YEARS Absolute Return Currency and Income $133 $ 481 $ 853 $1,901 Aggressive Growth $121 $ 436 $ 773 $1,728 Balanced $ 88 $ 283 $ 495 $1,109 Core Bond $ 75 $ 283 $ 509 $1,162 Disciplined Equity $ 87 $ 302 $ 534 $1,205 Disciplined International Equity $135 $ 548 $ 987 $2,211 Disciplined Small and Mid Cap Equity $121 $1,326 $2,511 $5,387 Disciplined Small Cap Value $133 $ 828 $1,547 $3,455 Diversified Bond $ 75 $ 259 $ 460 $1,042 Diversified Equity Income $101 $ 324 $ 566 $1,260 Dividend Opportunity $103 $ 328 $ 572 $1,273 Emerging Markets $168 $ 521 $ 898 $1,960 Emerging Markets Bond $131 $ 515 $ 924 $2,069 Equity Value $101 $ 324 $ 566 $1,260 European Equity $130 $ 406 $ 703 $1,550 Floating Rate $ 92 $ 371 $ 671 $1,527 Fundamental Growth $125 $ 391 $ 677 $1,494 Fundamental Value $103 $ 347 $ 612 $1,369 Global Bond $110 $ 367 $ 645 $1,438 Global Equity $134 $ 419 $ 724 $1,595 Global Technology $133 $ 415 $ 719 $1,584 Growth $100 $ 312 $ 543 $1,206 High Yield Bond $ 97 $ 309 $ 540 $1,203 Income Builder Basic Income $111 $1,683 $3,170 $6,547 Income Builder Enhanced Income $135 $1,544 $2,899 $6,068 Income Builder Moderate Income $127 $1,476 $2,782 $5,871 Income Opportunities $100 $ 325 $ 569 $1,270 Inflation Protected Securities $ 70 $ 262 $ 470 $1,071 International Aggressive Growth $147 $ 456 $ 788 $1,729 International Equity $146 $ 474 $ 826 $1,820 International Opportunity $130 $ 406 $ 703 $1,550 International Select Value $134 $ 423 $ 733 $1,616 International Small Cap $159 $ 506 $ 877 $1,922 Large Cap Equity $ 87 $ 278 $ 486 $1,086 Large Cap Value $106 $ 331 $ 575 $1,276 Limited Duration Bond $ 75 $ 283 $ 509 $1,162 Mid Cap Growth $102 $ 325 $ 567 $1,261 Mid Cap Value $122 $ 381 $ 661 $1,459 Portfolio Builder Aggressive $123 $ 395 $ 688 $1,523 Portfolio Builder Conservative $105 $ 362 $ 640 $1,434 Portfolio Builder Moderate $114 $ 371 $ 649 $1,442 Portfolio Builder Moderate Aggressive $120 $ 381 $ 663 $1,468 Portfolio Builder Moderate Conservative $110 $ 363 $ 636 $1,417 Portfolio Builder Total Equity $127 $ 412 $ 718 $1,589
- -------------------------------------------------------------------------------- -- 6 -- CLASS R4 (CONTINUED)
FUND 1 YEAR 3 YEARS 5 YEARS 10 YEARS Precious Metals and Mining $123 $ 406 $ 710 $1,575 Real Estate $137 $ 428 $ 740 $1,629 Select Value $107 $ 351 $ 615 $1,372 Short Duration U.S. Government $ 74 $ 269 $ 482 $1,096 Small Cap Advantage $113 $ 372 $ 652 $1,452 Small Cap Equity $129 $ 462 $ 819 $1,827 Small Cap Growth $139 $ 449 $ 781 $1,723 Small Cap Value $118 $ 399 $ 700 $1,561 Small Company Index $ 65 $ 235 $ 420 $ 957 Strategic Allocation $102 $ 329 $ 575 $1,283 U.S. Government Mortgage $ 73 $ 281 $ 507 $1,160 Value $102 $ 340 $ 597 $1,336
BUYING AND SELLING SHARES The description of Investment Options is supplemented as follows: If you are an eligible investor, you may purchase Class R4 shares at net asset value. This share class does not have an initial sales charge or CDSC on redemption and does not convert to any other class of shares. Investments in Class R4 are not eligible to be included in determining the sales charge for purchases of Class A shares. ELIGIBLE INVESTORS Class R4 shares are available to the following investors: o Qualified employee benefit plans. o Trust companies or similar institutions, and charitable organizations that meet the definition in Section 501(c)(3) of the Internal Revenue Code. o Non-qualified deferred compensation plans whose participants are included in a qualified employee benefit plan described above. o State sponsored college savings plans established under Section 529 of the Internal Revenue Code. Class R4 shares generally are not available to retail non-retirement accounts, traditional and Roth IRAs, Coverdell Educational Savings Accounts, SEPs, SAR-SEPs, SIMPLE IRAs and individual 403(b) plans. In addition, the distributor, in its sole discretion, may accept investments from other purchasers not listed above. Class R4 pays an annual plan administration services fee of 0.25% from assets attributable to the class for the provision of various administrative, recordkeeping, communication or educational services. The discussion of Opening an Account is supplemented as follows: You may purchase, sell or exchange Class R4 shares only through the distributor or an authorized financial institution. Generally you may exchange your Class R4 shares only for shares of the same class of another RiverSource fund. The following information is added to the "Additional Services and Compensation" section: Plan Administration Services. Under a Plan Administration Services Agreement the Fund pays for plan administration services, including recordkeeping, communication or educational services to 529 and retirement plan sponsors, plans and plan participants. Fees paid by a fund for these services are included under "Other expenses" in the expense table under "Fees and Expenses." References to the Class Y shareholder servicing plan are omitted. The following information replaces the "Affiliated Funds of Funds" paragraph in the "Additional Management Information" section: FOR FUNDS OTHER THAN INCOME BUILDER AND PORTFOLIO BUILDER FUNDS: AFFILIATED PRODUCTS. RiverSource Investments also serves as investment manager to RiverSource funds that provide asset-allocation services to shareholders by investing in shares of other RiverSource funds (Funds of Funds) and to discretionary managed accounts (collectively referred to as "affiliated products"). A fund may experience relatively large purchases or redemptions from the affiliated products. Although RiverSource Investments seeks to minimize the impact of these transactions by structuring them over a reasonable period of time or through other measures, a fund may experience increased expenses as it buys and sells securities to manage transactions for the affiliated products. In addition, because the affiliated products may own a substantial portion of a fund, a redemption by one or more affiliated products could cause a fund's expense ratio to increase as the fund's fixed costs would be spread over a smaller asset base. RiverSource Investments monitors expense levels and is committed to offering funds that are competitively priced. RiverSource Investments will report to the Board on the steps it has taken to manage any potential conflicts. - -------------------------------------------------------------------------------- -- 7 -- FOR INCOME BUILDER AND PORTFOLIO BUILDER FUNDS: AFFILIATED PRODUCTS. RiverSource Investments seeks to minimize the impact of the fund's purchases and redemptions of shares of the underlying funds by implementing them over a reasonable timeframe. In addition, because RiverSource Investments earns different fees from the underlying funds, in determining the allocation of the fund's assets among underlying funds, RiverSource Investments may have an economic conflict of interest. RiverSource Investments will report to the fund's Board on the steps it has taken to manage any potential conflicts. FOR CASH MANAGEMENT AND RETIREMENT PLUS FUNDS Effective Dec. 11, 2006 the following changes will be implemented for Class Y: revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. The information below supplements the relevant sections of the prospectus. The caption headings used in this Supplement correspond to the caption headings used in the prospectus. FEES AND EXPENSES Fund investors pay various expenses. The table describes the fees and expenses that you may pay if you buy and hold shares of the Fund. Expenses in the table have been adjusted to reflect current fees. The Fees and Expenses table is supplemented as follows: SHAREHOLDER FEES (FEES PAID DIRECTLY FROM YOUR INVESTMENT)
MAXIMUM SALES CHARGE MAXIMUM DEFERRED SALES CHARGE (LOAD) IMPOSED ON PURCHASES (LOAD) IMPOSED ON SALES (AS A PERCENTAGE (AS A PERCENTAGE OF OFFERING PRICE) OF OFFERING PRICE AT TIME OF PURCHASE) Class Y(a) None None
ANNUAL FUND OPERATING EXPENSES (EXPENSES THAT ARE DEDUCTED FROM FUND ASSETS) AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS: TABLE 3. CLASS Y(a): CASH MANAGEMENT FUND
MANAGEMENT DISTRIBUTION OTHER TOTAL FUND FUND FEES (12b-1) FEES EXPENSES(b) EXPENSES(c) Cash Management 0.30% 0.00% 0.30% 0.60% (a) In September 2006, the Board approved revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. (b) Other expenses include an administrative services fee, a transfer agency fee, a custody fee, other nonadvisory expenses and a plan administration services fee. Expenses have been restated to reflect the revised fee structure approved by the Board. (c) The investment manager and its affiliates have contractually agreed to waive certain fees and to absorb certain expenses until July 31, 2007 unless sooner terminated at the discretion of the Fund's Board. Any amounts waived will not be reimbursed by the Fund. Under this agreement, net expenses for the Fund's fiscal year will not exceed 0.60%.
- -------------------------------------------------------------------------------- -- 8 -- TABLE 4. CLASS Y(a): RETIREMENT PLUS FUNDS
TOTAL ESTIMATED INDIRECT TOTAL EXPENSES FUND AND TOTAL FEE WAIVER/ NET OF THE UNDERLYING MANAGEMENT DISTRIBUTION OTHER FUND EXPENSE FUND UNDERLYING FUND FUND FEES (12b-1) FEES EXPENSES(b) EXPENSES REIMBURSEMENT EXPENSES(c) FUNDS(d),(e) EXPENSES(e) Retirement Plus 2010 0.00% 0.00% 1.72% 1.72% 1.50% 0.22% 0.80% 1.02% Retirement Plus 2015 0.00% 0.00% 1.47% 1.47% 1.25% 0.22% 0.81% 1.03% Retirement Plus 2020 0.00% 0.00% 1.19% 1.19% 0.97% 0.22% 0.83% 1.05% Retirement Plus 2025 0.00% 0.00% 1.34% 1.34% 1.12% 0.22% 0.83% 1.05% Retirement Plus 2030 0.00% 0.00% 1.15% 1.15% 0.93% 0.22% 0.83% 1.05% Retirement Plus 2035 0.00% 0.00% 1.61% 1.61% 1.39% 0.22% 0.83% 1.05% Retirement Plus 2040 0.00% 0.00% 1.04% 1.04% 0.82% 0.22% 0.83% 1.05% Retirement Plus 2045 0.00% 0.00% 5.44% 5.44% 5.22% 0.22% 0.83% 1.05% (a) In September 2006, the Board approved revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. (b) Other expenses include an administrative services fee, a transfer agency fee, a custody fee, other nonadvisory expenses and a plan administration services fee. Expenses have been restated to reflect the revised fee structure approved by the Board. (c) The investment manager and its affiliates have contractually agreed to waive certain fees and to absorb certain expenses until April 30, 2007, unless sooner terminated at the discretion of the Fund's Board. Any amounts waived will not be reimbursed by the Fund. Under this agreement, net expenses for the Fund's fiscal year will not exceed 0.22%. (d) In addition to the total annual Fund operating expenses that the Fund bears directly, the Fund's shareholders indirectly bear the expenses of the underlying funds in which the Fund invests. The Fund's estimated indirect expense from investing in the underlying funds, based on its expected investments in those funds, is as shown. (e) The investment manager and its affiliates have contractually agreed to waive fees and expenses for Class I shares on a number of underlying funds until the end of the underlying funds' next fiscal year. After taking the fee waivers into account, the "Total estimated indirect expenses of the underlying funds" for all classes and the "Total Fund and underlying fund expenses" for Class Y are the following percentages: Retirement Plus 2010 is 0.71% and 0.93%; Retirement Plus 2015 is 0.73% and 0.95%; and Retirement Plus 2020, Retirement Plus 2025, Retirement Plus 2030, Retirement Plus 2035, Retirement Plus 2040 and Retirement Plus 2045 are 0.76% and 0.98%.
EXAMPLE This example is intended to help you compare the cost of investing in the Fund with the cost of investing in other mutual funds. The table is supplemented as follows: CLASS Y
FUND 1 YEAR 3 YEARS 5 YEARS 10 YEARS Cash Management $ 61 $ 192 $ 335 $ 753 Retirement Plus 2010 $104 $ 642 $1,207 $2,748 Retirement Plus 2015 $105 $ 593 $1,107 $2,524 Retirement Plus 2020 $107 $ 540 $1,000 $2,276 Retirement Plus 2025 $107 $ 572 $1,063 $2,421 Retirement Plus 2030 $107 $ 532 $ 983 $2,237 Retirement Plus 2035 $107 $ 628 $1,176 $2,676 Retirement Plus 2040 $107 $ 509 $ 936 $2,129 Retirement Plus 2045 $107 $1,395 $2,651 $5,654
BUYING AND SELLING SHARES The description of Investment Options is supplemented as follows: Class Y pays an annual plan administration services fee of 0.15% from assets attributable to the class for the provision of various administrative, recordkeeping, communication or educational services. The following information is added to the "Additional Services and Compensation" section: Plan Administration Services. Under a Plan Administration Services Agreement the Fund pays for plan administration services, including recordkeeping, communication or educational services to 529 and retirement plan sponsors, plans and plan participants. Fees paid by a fund for these services are included under "Other expenses" in the expense table under "Fees and Expenses." - -------------------------------------------------------------------------------- -- 9 -- The following information replaces the "Affiliated Funds of Funds" paragraph in the "Additional Management Information" section: FOR CASH MANAGEMENT FUND: AFFILIATED PRODUCTS. RiverSource Investments also serves as investment manager to RiverSource funds that provide asset-allocation services to shareholders by investing in shares of other RiverSource funds (Funds of Funds) and to discretionary managed accounts (collectively referred to as "affiliated products"). A fund may experience relatively large purchases or redemptions from the affiliated products. Although RiverSource Investments seeks to minimize the impact of these transactions by structuring them over a reasonable period of time or through other measures, a fund may experience increased expenses as it buys and sells securities to manage transactions for the affiliated products. In addition, because the affiliated products may own a substantial portion of a fund, a redemption by one or more affiliated products could cause a fund's expense ratio to increase as the fund's fixed costs would be spread over a smaller asset base. RiverSource Investments monitors expense levels and is committed to offering funds that are competitively priced. RiverSource Investments will report to the Board on the steps it has taken to manage any potential conflicts. FOR RETIREMENT PLUS FUNDS: AFFILIATED PRODUCTS. RiverSource Investments seeks to minimize the impact of the fund's purchases and redemptions of shares of the underlying funds by implementing them over a reasonable timeframe. In addition, because RiverSource Investments earns different fees from the underlying funds, in determining the allocation of the fund's assets among underlying funds, RiverSource Investments may have an economic conflict of interest. RiverSource Investments will report to the fund's Board on the steps it has taken to manage any potential conflicts. FOR S&P 500 INDEX FUND Effective Dec. 11, 2006 the following changes will be implemented for Class E: revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. The information below supplements the relevant sections of the prospectus. The caption headings used in this Supplement correspond to the caption headings used in the prospectus. FEES AND EXPENSES Fund investors pay various expenses. The table describes the fees and expenses that you may pay if you buy and hold shares of the Fund. Expenses in the table have been adjusted to reflect current fees. The Fees and Expenses table is supplemented as follows: SHAREHOLDER FEES (FEES PAID DIRECTLY FROM YOUR INVESTMENT)
MAXIMUM SALES CHARGE (LOAD) IMPOSED ON PURCHASES(a) ANNUAL ACCOUNT FEE (AS A PERCENTAGE OF OFFERING PRICE) (FOR ACCOUNTS UNDER $10,000) Class E(b) None $10
ANNUAL FUND OPERATING EXPENSES (EXPENSES THAT ARE DEDUCTED FROM FUND ASSETS) AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS:
FEE WAIVER/ MANAGEMENT DISTRIBUTION OTHER TOTAL FUND EXPENSE NET FUND FEES (12b-1) FEES EXPENSES(c) EXPENSES REIMBURSEMENT EXPENSES(d) Class E(b) 0.22% 0.00% 0.37% 0.59% 0.25% 0.34% (a) There are no sales loads; however, the Fund charges a redemption fee of 0.50% on shares redeemed within 180 days of purchase. (b) In September 2006, the Board approved revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administrative services agreement. (c) Other expenses include an administrative services fee, a transfer agency fee, a custody fee, other nonadvisory expenses and a plan administration services fee. Expenses have been restated to reflect the revised fee structure approved by the Board. (d) The investment manager and its affiliates have contractually agreed to waive certain fees and to absorb certain expenses until Jan. 31, 2007 unless sooner terminated at the discretion of the Fund's Board. Any amounts waived will not be reimbursed by the Fund. Under this agreement, net expenses for the Fund's fiscal year will not exceed 0.34%.
- -------------------------------------------------------------------------------- -- 10 -- EXAMPLE This example is intended to help you compare the cost of investing in the Fund with the cost of investing in other mutual funds. The table is supplemented as follows:
1 YEAR 3 YEARS 5 YEARS 10 YEARS Class E $35 $164 $305 $717
BUYING AND SELLING SHARES The description of Investment Options is supplemented as follows: Class E pays an annual plan administration services fee of 0.15% from assets attributable to the class for the provision of various administrative, recordkeeping, communication or educational services. The following information is added to the "Additional Services and Compensation" section: Plan Administration Services. Under a Plan Administration Services Agreement the Fund pays for plan administration services, including recordkeeping, communication or educational services to 529 and retirement plan sponsors, plans and plan participants. Fees paid by a fund for these services are included under "Other expenses" in the expense table under "Fees and Expenses." - -------------------------------------------------------------------------------- -- 11 -- - -------------------------------------------------------------------------------- S-6500-13 A (11/06) RIVERSOURCE [LOGO](SM) INVESTMENTS STATEMENT OF ADDITIONAL INFORMATION SUPPLEMENT -- NOV. 29, 2006 RiverSource(SM) funds (Nov. 29, 2006) S-6500 P FUNDS RiverSource Absolute Return Currency and Income Fund RiverSource Aggressive Growth Fund RiverSource Balanced Fund RiverSource Cash Management Fund RiverSource Core Bond Fund RiverSource Disciplined Equity Fund RiverSource Disciplined International Equity Fund RiverSource Disciplined Small and Mid Cap Equity Fund RiverSource Disciplined Small Cap Value Fund RiverSource Diversified Bond Fund RiverSource Diversified Equity Income Fund RiverSource Dividend Opportunity Fund RiverSource Emerging Markets Bond Fund RiverSource Emerging Markets Fund RiverSource Equity Value Fund RiverSource European Equity Fund RiverSource Floating Rate Fund RiverSource Fundamental Growth Fund RiverSource Fundamental Value Fund RiverSource Global Bond Fund RiverSource Global Equity Fund RiverSource Global Technology Fund RiverSource Growth Fund RiverSource High Yield Bond Fund RiverSource Income Builder Basic Income Fund RiverSource Income Builder Enhanced Income Fund RiverSource Income Builder Moderate Income Fund RiverSource Income Opportunities Fund RiverSource Inflation Protected Securities Fund RiverSource International Aggressive Growth Fund RiverSource International Equity Fund RiverSource International Opportunity Fund RiverSource International Select Value Fund RiverSource International Small Cap Fund RiverSource Large Cap Equity Fund RiverSource Large Cap Value Fund RiverSource Limited Duration Bond Fund RiverSource Mid Cap Growth Fund RiverSource Mid Cap Value Fund RiverSource Portfolio Builder Aggressive Fund RiverSource Portfolio Builder Conservative Fund RiverSource Portfolio Builder Moderate Aggressive Fund RiverSource Portfolio Builder Moderate Conservative Fund RiverSource Portfolio Builder Moderate Fund RiverSource Portfolio Builder Total Equity Fund RiverSource Precious Metals and Mining Fund RiverSource Real Estate Fund RiverSource Retirement Plus 2010 Fund RiverSource Retirement Plus 2015 Fund RiverSource Retirement Plus 2020 Fund RiverSource Retirement Plus 2025 Fund RiverSource Retirement Plus 2030 Fund RiverSource Retirement Plus 2035 Fund RiverSource Retirement Plus 2040 Fund RiverSource Retirement Plus 2045 Fund RiverSource S&P 500 Index Fund RiverSource Select Value Fund RiverSource Short Duration U.S. Government Fund RiverSource Small Cap Advantage Fund RiverSource Small Cap Equity Fund RiverSource Small Cap Growth Fund RiverSource Small Cap Value Fund RiverSource Small Company Index Fund RiverSource Strategic Allocation Fund RiverSource U.S. Government Mortgage Fund RiverSource Value Fund References to "Fund" throughout this supplement refer to the foregoing individual funds, singularly or collectively as THE context requires. FOR ALL FUNDS WITH CLASS Y EXCEPT RIVERSOURCE CASH MANAGEMENT FUND AND THE RIVERSOURCE RETIREMENT PLUS FUNDS: Effective Dec. 11, 2006 the following changes will be implemented for Class Y: renaming Class Y as Class R4, terminating the shareholder servicing agreement, revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. FOR RIVERSOURCE CASH MANAGEMENT FUND AND THE RIVERSOURCE RETIREMENT PLUS FUNDS: Effective Dec. 11, 2006, the following changes will be implemented for Class Y: revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. - -------------------------------------------------------------------------------- S-6500-12 A (11/06) FOR RIVERSOURCE S&P 500 INDEX FUND: Effective Dec. 11, 2006, the following changes will be implemented for Class E: revising the fee structure under the transfer agent agreement from account-based to asset-based, and adopting a plan administration services agreement. INVESTING IN A FUND The description of the sales charge is supplemented as follows: For Class R4, there is no initial sales charge so the public offering price is the same as the NAV. AGREEMENTS The description of the Transfer Agency Agreement is supplemented as follows: The annual rate for Class E, Class R4 and Class Y is 0.05% of average daily net assets attributable to the respective class. PLAN ADMINISTRATION SERVICES AGREEMENT The description of the Plan Administration Services Agreement is supplemented as follows: Under a Plan Administration Services Agreement the Fund pays for plan administration services, including recordkeeping, communication or educational services to 529 and retirement plan sponsors, plans and plan participants. The plan administration services are provided for Class E, Class R2, Class R3, Class R4 and Class Y shares. The fee for services is equal on an annual basis to the following percentage of the average daily net assets of the fund attributable to the applicable class:
CLASS E CLASS R2 CLASS R3 CLASS R4 CLASS Y 0.15% 0.25% 0.25% 0.25% 0.15%
References to the Class Y shareholder service agreement are omitted. - -------------------------------------------------------------------------------- -- 2 -- -----END PRIVACY-ENHANCED MESSAGE-----