497 1 c50192de497.txt 497 . . . (RIVERSOURCE INVESTMENTS LOGO) STATEMENT OF ADDITIONAL INFORMATION (SAI) SUPPLEMENT DATED MARCH 25, 2009
Fund SAI date Form # RiverSource Balanced Fund Feb. 27, 2009 S-6500 AV RiverSource Diversified Bond Fund Feb. 27, 2009 S-6500 AV RiverSource Inflation Protected Securities Fund Feb. 27, 2009 S-6500 AV RiverSource Limited Duration Bond Fund Feb. 27, 2009 S-6500 AV RiverSource Short Duration U.S. Government Fund Feb. 27, 2009 S-6500 AV RiverSource Strategic Allocation Fund Feb. 27, 2009 S-6500 AV
Table 19. Portfolio Managers, of the SAI is revised as follows. Unless otherwise specified, reporting information is provided as of the fiscal year end noted:
OTHER ACCOUNTS MANAGED (EXCLUDING THE FUND) ------------------------------------------------------- POTENTIAL APPROXIMATE OWNERSHIP CONFLICTS NUMBER AND TYPE TOTAL NET PERFORMANCE BASED OF FUND OF STRUCTURE OF FUND PORTFOLIO MANAGER OF ACCOUNT* ASSETS ACCOUNTS(A) SHARES INTEREST COMPENSATION ----------------------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH A FISCAL PERIOD ENDED MAY 31 ----------------------------------------------------------------------------------------------------------------------------------- Short Duration Todd White(b) 12 RICs $9.88 billion 3 RICs ($1.01 B); None (2) (35) U.S. Government 5 PIVs $1.66 billion 1 other account 40 other accounts(f) $16.02 billion ($113.3 M) ---------------------------------------------------------------------------- John McColley(c) None N/A N/A ----------------------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH A FISCAL PERIOD ENDED JULY 31 ----------------------------------------------------------------------------------------------------------------------------------- Inflation Protected Margaret Brandt(c) None N/A N/A None (2) (35) Securities --------------------------------------------------------------------------------------- Todd White(b) 13 RICs $10.63 billion 3 RICs ($1.01 B); None 5 PIVs $1.66 billion 1 other account 40 other accounts(f) $16.02 billion ($113.3 M) ----------------------------------------------------------------------------------------------------------------------------------- Limited Duration Tom Murphy 5 RICs $9.93 billion 3 RICs ($1.32 B) $50,001- (2) (35) Bond 2 PIVs $885.02 million $100,000 14 other accounts $10.75 billion --------------------------------------------------------------------------------------- Scott Schroepfer(d) 2 RICs $953.09 million None None --------------------------------------------------------------------------------------- Todd White(b) 12 RICs $10.47 billion 3 RICs ($1.01 B); None 5 PIVs $1.66 billion 1 other account 40 other accounts(f) $16.02 billion ($113.3 M) ----------------------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH A FISCAL PERIOD ENDED AUGUST 31 ----------------------------------------------------------------------------------------------------------------------------------- Diversified Bond Tom Murphy 5 RICs $6.55 billion 3 RICs ($1.33 B) $50,001- (2) (35) 2 PIVs $880.06 million $100,000 14 other accounts $10.90 billion --------------------------------------------------------------------------------------- Scott Schroepfer(d) 2 RICs $953.09 million None None --------------------------------------------------------------------------------------- Todd White(b) 12 RICs $7.44 billion 3 RICs ($1.01 B); None 5 PIVs $1.66 billion 1 other account 40 other accounts(f) $16.02 billion ($113.3 M) ----------------------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING SEPTEMBER 30 ----------------------------------------------------------------------------------------------------------------------------------- Balanced Warren Spitz(e) 12 RICs $14.57 billion 7 RICs ($14.11 B) None (2) (29) -------------------- ---------- Steve Schroll(e) 2 PIVs $27.55 million None -------------------- ---------- Laton Spahr(e) 8 other accounts(f) $441.14 million $1 - $10,000 -------------------- ---------- Paul Stocking(e) None -------------------------------------------------------------------------------------------------------------- Tom Murphy 5 RICs $9.77 billion 2 RICs ($996.38 M) $10,001- (2) (35) 2 PIVs $870.92 million $50,000 14 other accounts $10.19 billion --------------------------------------------------------------------------------------- Scott Schroepfer(d) 2 RICs $953.09 million None None --------------------------------------------------------------------------------------- Todd White(b) 12 RICs $10.42 billion 2 RICs ($801.35 None 5 PIVs $1.66 billion M); 40 other accounts(f) $16.02 billion 1 other account ($113.3 M) -----------------------------------------------------------------------------------------------------------------------------------
OTHER ACCOUNTS MANAGED (EXCLUDING THE FUND) ------------------------------------------------------- POTENTIAL APPROXIMATE OWNERSHIP CONFLICTS NUMBER AND TYPE TOTAL NET PERFORMANCE BASED OF FUND OF STRUCTURE OF FUND PORTFOLIO MANAGER OF ACCOUNT* ASSETS ACCOUNTS(A) SHARES INTEREST COMPENSATION ----------------------------------------------------------------------------------------------------------------------------------- Strategic Allocation Tom Murphy 5 RICs $9.47 billion 2 RICs ($699.76 M) $100,001- (2) (35) 2 PIVs $870.92 million $500,000 14 other accounts $10.19 billion --------------------------------------------------------------------------------------- Scott Schroepfer(d) 2 RICs $953.09 million None None --------------------------------------------------------------------------------------- Todd White(b) 12 RICs $10.17 billion 2 RICs ($549.42 None 5 PIVs $1.66 billion M); 40 other accounts(f) $16.02 billion 1 other account ($113.3 M) -------------------------------------------------------------------------------------------------------------- Dimitris Bertsimas 23 RICs $4.85 billion 6 RICs ($3.5 B) Over (2) (27) 2 PIVs $21.11 million $500,000 15 other accounts $3.31 billion --------------------------------------------------------------------------------------- Gina Mourtzinou 5 RICs $2.93 billion 5 RICs ($2.93 B) $100,001- 5 other accounts $118.86 million $500,000 --------------------------------------------------------------------------------------- Alex Sauer-Budge 1 RIC $573.80 million 1 RIC ($573.8 M) $1-$10,000 --------------------------------------------------------------------------------------- Steve E. Kokkotos 2 RICs $69.74 million 2 RICs ($69.74 M) $100,001- 1 other account $9.26 million $500,000 -----------------------------------------------------------------------------------------------------------------------------------
* RIC refers to a Registered Investment Company; PIV refers to a Pooled Investment Vehicle. (a) Number of accounts for which the advisory fee paid is based on part of wholly on performance the aggregate net assets in those accounts. (b) The portfolio manager began managing the fund after its fiscal year end; therefore reporting information is as of Jan. 31, 2009. (c) The portfolio manager began managing the fund as of March 2009; therefore reporting information is as of Jan. 31, 2009. (d) The portfolio manager began managing the fund as of November 2008; therefore reporting information is as of Oct. 31, 2008. (e) The portfolio manager began managing the fund as of Nov. 1, 2008; therefore reporting information is as of Sept. 30, 2008. (f) Reflects each wrap program strategy as a single client, rather than counting each participant in the program as a separate client. The rest of this section remains the same. S-6500-34 A (3/09)