-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LyhWMWt/exP7tnqHH8u0U4joPzZSPCPeNmsZSa04MeC1PySYE82nuvHBRMnQ1N9u O9GmCbHd9v7sL/zzH6MQEw== 0000950123-10-078812.txt : 20100818 0000950123-10-078812.hdr.sgml : 20100818 20100818143102 ACCESSION NUMBER: 0000950123-10-078812 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100818 DATE AS OF CHANGE: 20100818 EFFECTIVENESS DATE: 20100818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE DIMENSIONS SERIES INC CENTRAL INDEX KEY: 0000049717 IRS NUMBER: 410940846 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-28529 FILM NUMBER: 101025302 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DIMENSIONS SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP DIMENSIONS SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP NEW DIMENSIONS FUND INC /MN/ DATE OF NAME CHANGE: 20000417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INVESTMENT SERIES, INC. CENTRAL INDEX KEY: 0000052347 IRS NUMBER: 410839315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-11328 FILM NUMBER: 101025298 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INVESTMENT SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS INVESTMENT SERIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS MUTUAL INC/NEW DATE OF NAME CHANGE: 19911124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN CAPITAL FUND INC CENTRAL INDEX KEY: 0000100786 IRS NUMBER: 132641951 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-33566 FILM NUMBER: 101025289 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: UNION CAPITAL FUND INC DATE OF NAME CHANGE: 19820426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE TAX-EXEMPT SERIES INC CENTRAL INDEX KEY: 0000202159 IRS NUMBER: 411284051 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-57328 FILM NUMBER: 101025290 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP TAX-EXEMPT SERIES INC DATE OF NAME CHANGE: 20000127 FORMER COMPANY: FORMER CONFORMED NAME: IDS TAX EXEMPT BOND FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS MUNICIPAL BOND FUND INC DATE OF NAME CHANGE: 19770201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE TAX-EXEMPT INCOME SERIES, INC. CENTRAL INDEX KEY: 0000310187 IRS NUMBER: 411347174 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-63552 FILM NUMBER: 101025291 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX-EXEMPT SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX-EXEMPT FUND DATE OF NAME CHANGE: 20000406 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX EXEMPT FUND DATE OF NAME CHANGE: 20000327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN GROWTH FUND INC CENTRAL INDEX KEY: 0000316411 IRS NUMBER: 135267160 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-10836 FILM NUMBER: 101025288 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL INVESTORS CORP DATE OF NAME CHANGE: 19820426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN MUNICIPAL FUND SERIES INC CENTRAL INDEX KEY: 0000726291 IRS NUMBER: 133177004 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-86008 FILM NUMBER: 101025286 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2429 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN TAX EXEMPT FUND SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL SERIES, INC. CENTRAL INDEX KEY: 0000750022 IRS NUMBER: 411493320 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-92309 FILM NUMBER: 101025299 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19991227 FORMER COMPANY: FORMER CONFORMED NAME: IDS INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN MUNICIPAL SERIES TRUST CENTRAL INDEX KEY: 0000750756 IRS NUMBER: 133409771 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-92569 FILM NUMBER: 101025285 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN TAX EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN CALIFORNIA TAX EXEMPT FUND SERIES DATE OF NAME CHANGE: 19890803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. CENTRAL INDEX KEY: 0000755221 IRS NUMBER: 411503589 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-93801 FILM NUMBER: 101025292 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MANAGED SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MANAGED RETIREMENT FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SELECTED SERIES, INC. CENTRAL INDEX KEY: 0000755222 IRS NUMBER: 411503588 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-93745 FILM NUMBER: 101025294 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTED SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP PRECIOUS METALS FUND INC DATE OF NAME CHANGE: 19991126 FORMER COMPANY: FORMER CONFORMED NAME: IDS PRECIOUS METALS FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GOVERNMENT INCOME SERIES INC CENTRAL INDEX KEY: 0000764802 IRS NUMBER: 412021315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-96512 FILM NUMBER: 101025300 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GOVERNMENT INCOME SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GOVERNMENT INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP FEDERAL INCOME FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE CALIFORNIA TAX-EXEMPT TRUST CENTRAL INDEX KEY: 0000792717 IRS NUMBER: 411560213 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-05103 FILM NUMBER: 101025284 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP CALIFORNIA TAX-EXEMPT TRUST DATE OF NAME CHANGE: 19990628 FORMER COMPANY: FORMER CONFORMED NAME: IDS CALIFORNIA TAX EXEMPT TRUST DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SPECIAL TAX-EXEMPT SERIES TRUST CENTRAL INDEX KEY: 0000792719 IRS NUMBER: 416290232 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-05102 FILM NUMBER: 101025293 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SPECIAL TAX-EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19990628 FORMER COMPANY: FORMER CONFORMED NAME: IDS SPECIAL TAX EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SECTOR SERIES, INC. CENTRAL INDEX KEY: 0000831025 IRS NUMBER: 411610263 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-20872 FILM NUMBER: 101025295 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SECTOR SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-25824 FILM NUMBER: 101025301 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MARKET ADVANTAGE SERIES, INC. CENTRAL INDEX KEY: 0000854669 IRS NUMBER: 411946880 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-30770 FILM NUMBER: 101025296 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MARKET ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MARKET ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS INDEX ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19900201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001137342 IRS NUMBER: 412002794 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-57852 FILM NUMBER: 101025297 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP PARTNERS SERIES INC DATE OF NAME CHANGE: 20010329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Seligman LaSalle Real Estate Fund Series, Inc. CENTRAL INDEX KEY: 0001238182 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-105799 FILM NUMBER: 101025287 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN LASALLE REAL ESTATE FUND SERIES INC DATE OF NAME CHANGE: 20030603 0000049717 S000003459 RiverSource Disciplined Small Cap Value Fund C000009585 RiverSource Disciplined Small Cap Value Fund Class A RDVAX C000009586 RiverSource Disciplined Small Cap Value Fund Class B C000009587 RiverSource Disciplined Small Cap Value Fund Class C RDVCX C000009588 RiverSource Disciplined Small Cap Value Fund Class I RCVIX C000042778 RiverSource Disciplined Small Cap Value Fund Class R2 C000042779 RiverSource Disciplined Small Cap Value Fund Class R3 C000042780 RiverSource Disciplined Small Cap Value Fund Class R4 RSDVX C000042781 RiverSource Disciplined Small Cap Value Fund Class R5 0000049717 S000011670 RiverSource Disciplined Small and Mid Cap Equity Fund C000032029 RiverSource Disciplined Small and Mid Cap Equity Fund Class A RDSAX C000032030 RiverSource Disciplined Small and Mid Cap Equity Fund Class B C000032031 RiverSource Disciplined Small and Mid Cap Equity Fund Class C RDSCX C000032032 RiverSource Disciplined Small and Mid Cap Equity Fund Class I RDSIX C000042782 RiverSource Disciplined Small and Mid Cap Equity Fund Class R4 C000042783 RiverSource Disciplined Small and Mid Cap Equity Fund Class W RSEWX 0000052347 S000003395 RiverSource Balanced Fund C000009327 RiverSource Balanced Fund Class C RVBCX C000009328 RiverSource Balanced Fund Class A INMUX C000009329 RiverSource Balanced Fund Class B IDMBX C000043290 RiverSource Balanced Fund Class R4 IDMYX C000076521 RiverSource Balanced Fund Class R2 RVBRX C000076522 RiverSource Balanced Fund Class R5 RVBSX 0000100786 S000002554 SELIGMAN CAPITAL FUND INC C000007035 Seligman Capital Fund, Class A SCFIX C000007036 Seligman Capital Fund, Class B SLCBX C000007037 Seligman Capital Fund, Class C SCLCX C000007039 Seligman Capital Fund, Class R2 SCFRX C000008212 Seligman Capital Fund, Class R5 SCLIX C000080555 Seligman Capital Fund, Class I C000080556 Seligman Capital Fund, Class R3 SCLRX C000080557 Seligman Capital Fund, Class R4 SCISX 0000202159 S000003410 RiverSource Intermediate Tax-Exempt Fund C000009419 RiverSource Intermediate Tax-Exempt Fund Class C RTICX C000009421 RiverSource Intermediate Tax-Exempt Fund Class A INFAX C000009422 RiverSource Intermediate Tax-Exempt Fund Class B INFBX 0000310187 S000003418 RiverSource Tax-Exempt High Income Fund C000009454 RiverSource Tax-Exempt High Income Fund Class A INHYX C000009455 RiverSource Tax-Exempt High Income Fund Class B IHYBX C000009456 RiverSource Tax-Exempt High Income Fund Class C AHECX 0000316411 S000009569 SELIGMAN GROWTH FUND, INC. C000026136 SELIGMAN GROWTH FUND, INC., CLASS A SGRFX C000026137 SELIGMAN GROWTH FUND, INC., CLASS B SGBTX C000026138 SELIGMAN GROWTH FUND, INC., CLASS C SGRCX C000026140 SELIGMAN GROWTH FUND, INC., CLASS R5 SGFIX C000026141 SELIGMAN GROWTH FUND, INC., CLASS R2 SGFRX C000076414 SELIGMAN GROWTH FUND, INC., NEW CLASS I C000076415 SELIGMAN GROWTH FUND, INC., CLASS R3 C000076416 SELIGMAN GROWTH FUND, INC., CLASS R4 0000726291 S000009600 SELIGMAN NATIONAL FUND C000026263 SELIGMAN NATIONAL FUND-CLASS A SNXEX C000026264 SELIGMAN NATIONAL FUND-CLASS C SNACX 0000726291 S000009601 SELIGMAN NEW YORK FUND C000026266 SELIGMAN NEW YORK FUND-CLASS A SNYTX C000026267 SELIGMAN NEW YORK FUND-CLASS C SNYCX 0000726291 S000009611 SELIGMAN MINNESOTA FUND C000026296 SELIGMAN MINNESOTA FUND-CLASS A SMNNX C000026297 SELIGMAN MINNESOTA FUND-CLASS C SMNCX 0000750022 S000003409 Threadneedle International Opportunity Fund C000009414 Threadneedle International Opportunity Fund Class C ROPCX C000009415 Threadneedle International Opportunity Fund Class I ATNIX C000009416 Threadneedle International Opportunity Fund Class A INIFX C000009417 Threadneedle International Opportunity Fund Class B IWWGX C000043031 Threadneedle International Opportunity Fund Class R2 C000043032 Threadneedle International Opportunity Fund Class R3 C000043033 Threadneedle International Opportunity Fund Class R4 IDIYX C000043034 Threadneedle International Opportunity Fund Class R5 0000750022 S000011669 RiverSource Disciplined International Equity Fund C000032024 RiverSource Disciplined International Equity Fund Class A RDIAX C000032025 RiverSource Disciplined International Equity Fund Class B RDIBX C000032026 RiverSource Disciplined International Equity Fund Class C RDICX C000032027 RiverSource Disciplined International Equity Fund Class I RSDIX C000043035 RiverSource Disciplined International Equity Fund Class R4 RDIRX C000043036 RiverSource Disciplined International Equity Fund Class W RDIWX C000068275 RiverSource Disciplined International Equity Fund Class R2 RDIOX C000068276 RiverSource Disciplined International Equity Fund Class R3 RDIEX C000068277 RiverSource Disciplined International Equity Fund Class R5 RDIFX 0000750756 S000009614 CALIFORNIA HIGH-YIELD SERIES C000026316 CALIFORNIA HIGH-YIELD SERIES - CLASS A SCHYX C000026317 CALIFORNIA HIGH-YIELD SERIES - CLASS C SCHCX 0000750756 S000009615 CALIFORNIA QUALITY SERIES C000026319 CALIFORNIA QUALITY SERIES - CLASS A SCTQX C000026320 CALIFORNIA QUALITY SERIES - CLASS C SCQCX 0000755221 S000017175 RiverSource Strategic Income Allocation Fund C000047619 RiverSource Strategic Income Allocation Fund Class A RSGAX C000047620 RiverSource Strategic Income Allocation Fund Class B RIABX C000047621 RiverSource Strategic Income Allocation Fund Class C RAICX C000068290 RiverSource Strategic Income Allocation Fund Class R2 RSDOX C000068291 RiverSource Strategic Income Allocation Fund Class R3 RSARX C000068292 RiverSource Strategic Income Allocation Fund Class R4 RSTRX C000068293 RiverSource Strategic Income Allocation Fund Class R5 RSFRX 0000755222 S000003299 RiverSource Precious Metals and Mining Fund C000008790 RiverSource Precious Metals and Mining Fund Class C RPMCX C000008791 RiverSource Precious Metals and Mining Fund Class I C000008793 RiverSource Precious Metals and Mining Fund Class A INPMX C000008794 RiverSource Precious Metals and Mining Fund Class B INPBX C000042979 RiverSource Precious Metals and Mining Fund Class R4 AEVYX 0000764802 S000003306 RiverSource Short Duration U.S. Government Fund C000008827 RiverSource Short Duration U.S. Government Fund Class I AGMIX C000008828 RiverSource Short Duration U.S. Government Fund Class A IFINX C000008829 RiverSource Short Duration U.S. Government Fund Class B ISHOX C000008830 RiverSource Short Duration U.S. Government Fund Class C AXFCX C000042928 RiverSource Short Duration U.S. Government Fund Class R4 IDFYX C000042929 RiverSource Short Duration U.S. Government Fund Class W RSDWX C000076520 RiverSource Short Duration U.S. Government Fund Class R2 RSDRX 0000792717 S000003336 RiverSource California Tax-Exempt Fund C000009057 RiverSource California Tax-Exempt Fund Class C RCTCX C000009058 RiverSource California Tax-Exempt Fund Class A ICALX C000009059 RiverSource California Tax-Exempt Fund Class B ACABX 0000792719 S000003352 RiverSource New York Tax-Exempt Fund C000009164 RiverSource New York Tax-Exempt Fund Class B C000009165 RiverSource New York Tax-Exempt Fund Class C RNTCX C000009166 RiverSource New York Tax-Exempt Fund Class A INYKX 0000831025 S000003341 RiverSource Real Estate Fund C000009092 RiverSource Real Estate Fund Class C RRECX C000009094 RiverSource Real Estate Fund Class A ARLAX C000009095 RiverSource Real Estate Fund Class B AESBX C000009096 RiverSource Real Estate Fund Class I AESIX C000042970 RiverSource Real Estate Fund Class R4 C000042971 RiverSource Real Estate Fund Class W RREWX 0000842918 S000022614 Threadneedle Global Equity Income Fund C000065411 Threadneedle Global Equity Income Fund Class A RTNAX C000065412 Threadneedle Global Equity Income Fund Class B C000065413 Threadneedle Global Equity Income Fund Class C RTNEX C000065414 Threadneedle Global Equity Income Fund Class I C000065415 Threadneedle Global Equity Income Fund Class R2 RGEOX C000065416 Threadneedle Global Equity Income Fund Class R3 RGETX C000065417 Threadneedle Global Equity Income Fund Class R4 RGEYX C000065418 Threadneedle Global Equity Income Fund Class R5 RGEFX 0000854669 S000003297 RiverSource S&P 500 Index Fund C000008785 RiverSource S&P 500 Index Fund Class D ADIDX C000008786 RiverSource S&P 500 Index Fund Class E ADIEX 0000854669 S000003298 RiverSource Small Company Index Fund C000008787 RiverSource Small Company Index Fund Class A ISIAX C000008788 RiverSource Small Company Index Fund Class B ISIBX C000043068 RiverSource Small Company Index Fund Class R4 ISCYX 0001137342 S000003330 RiverSource Partners Fundamental Value Fund C000009024 RiverSource Partners Fundamental Value Fund Class A AFVAX C000009025 RiverSource Partners Fundamental Value Fund Class B AFVBX C000009026 RiverSource Partners Fundamental Value Fund Class C AFVCX C000009027 RiverSource Partners Fundamental Value Fund Class I AFVIX C000043102 RiverSource Partners Fundamental Value Fund Class R4 0001238182 S000009593 RiverSource LaSalle Monthly Dividend Real Estate Fund C000026200 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class A SREAX C000026201 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class B SREBX C000026202 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class C SRECX C000026204 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class R5 SREIX C000026205 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class R2 SRERX C000080534 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class I C000080535 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class R3 SLREX C000080536 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class R4 SLRCX 0001238182 S000015096 RiverSource LaSalle Global Real Estate Fund C000041178 RiverSource LaSalle Global Real Estate Fund - Class A SLDAX C000041180 RiverSource LaSalle Global Real Estate Fund - Class C SLDCX C000041182 RiverSource LaSalle Global Real Estate Fund - Class R5 SLDIX C000041183 RiverSource LaSalle Global Real Estate Fund - Class R2 SLDRX C000080537 RiverSource LaSalle Global Real Estate Fund - Class I C000080538 RiverSource LaSalle Global Real Estate Fund - Class R3 SLSRX C000080539 RiverSource LaSalle Global Real Estate Fund - Class R4 SLDTX 497 1 c59348ce497.txt 497 . . . (COLUMBIA MANAGEMENT LOGO) PROSPECTUS SUPPLEMENT -- AUGUST 18, 2010 to the Prospectuses, as supplemented, of each of the following funds:
PROSPECTUS FUND (Prospectus Date) FORM # - ------------------------------------------------------ RIVERSOURCE BALANCED FUND (11/27/09) S-6326-99 AE RIVERSOURCE CALIFORNIA TAX-EXEMPT FUND (10/30/09) S-6328-99 AJ RIVERSOURCE DISCIPLINED INTERNATIONAL EQUITY FUND (12/30/09) S-6506-99 F RIVERSOURCE DISCIPLINED SMALL AND MID CAP EQUITY FUND (9/29/09) S-6505-99 F RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND (9/29/09) S-6397-99 F RIVERSOURCE INTERMEDIATE TAX-EXEMPT FUND (1/29/10) S-6355-99 V RIVERSOURCE LASALLE GLOBAL REAL ESTATE FUND (3/1/10) SL-9910-99 A RIVERSOURCE LASALLE MONTHLY DIVIDEND REAL ESTATE FUND (3/1/10) SL-9910-99 A RIVERSOURCE NEW YORK TAX-EXEMPT FUND (10/30/09) S-6328-99 AJ RIVERSOURCE PARTNERS FUNDAMENTAL VALUE FUND (7/30/10) S-6236-99 N RIVERSOURCE PRECIOUS METALS AND MINING FUND (5/28/10) S-6142-99 AG RIVERSOURCE REAL ESTATE FUND (8/28/09) / (8/27/10) S-6281-99 H / J RIVERSOURCE S&P 500 INDEX FUND (4/1/10) S-6434-99 R RIVERSOURCE SHORT DURATION U.S. GOVERNMENT FUND (7/30/10) S-6042-99 AG RIVERSOURCE SMALL COMPANY INDEX FUND (4/1/10) S-6357-99 W RIVERSOURCE STRATEGIC INCOME ALLOCATION FUND (11/27/09) S-6287-99 E RIVERSOURCE TAX-EXEMPT HIGH INCOME FUND (1/29/10) S-6430-99 AG SELIGMAN CALIFORNIA MUNICIPAL HIGH- YIELD FUND (11/27/09) SL-9902-99 A SELIGMAN CALIFORNIA MUNICIPAL QUALITY FUND (11/27/09) SL-9902-99 A SELIGMAN CAPITAL FUND (3/1/10) SL-9906-99 A SELIGMAN GROWTH FUND (3/1/10) SL-9908-99 A SELIGMAN MINNESOTA MUNICIPAL FUND (11/27/09) SL-9902-99 A SELIGMAN NATIONAL MUNICIPAL FUND (11/27/09) SL-9902-99 A SELIGMAN NEW YORK MUNICIPAL FUND (11/27/09) SL-9902-99 A THREADNEEDLE GLOBAL EQUITY INCOME FUND (12/30/09) S-6525-99 AH THREADNEEDLE INTERNATIONAL OPPORTUNITY FUND (12/30/09) S-6140-99 AH
(EACH, AN "ACQUIRED FUND") In August 2010, the Board of Directors/Trustees of each Acquired Fund approved a proposal to merge the Acquired Fund with and into the corresponding acquiring fund listed in the table below (each, an "Acquiring Fund"). Each merger is expected to be a tax-free reorganization for U.S. federal income tax purposes. More information about each Acquiring Fund and the definitive terms of each of the proposed mergers will be included in proxy materials. Each of the mergers identified in the table below is subject to certain conditions, including final approval by the Board of the Acquired Fund and the Acquiring Fund of the definitive terms of each proposed merger and approval by shareholders of the Acquired Fund. It is currently anticipated that proxy materials regarding the mergers will be distributed to shareholders of the Acquired Funds later this year or in early 2011, and that meetings of shareholders to consider the mergers will be held in the first half of 2011.
- ---------------------------------------------------------------------------------------------------------------- ACQUIRED FUND ACQUIRING FUND (FUTURE NAME IN ITALICS) - ---------------------------------------------------------------------------------------------------------------- RiverSource Balanced Fund Columbia Balanced Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource California Tax-Exempt Fund Columbia California Tax-Exempt Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Disciplined International Equity Fund Columbia Multi-Advisor International Equity Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Disciplined Small and Mid Cap Equity Fund Columbia Mid Cap Value Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Disciplined Small Cap Value Fund Columbia Small Cap Value Fund I - ---------------------------------------------------------------------------------------------------------------- RiverSource Intermediate Tax-Exempt Fund Columbia Intermediate Municipal Bond Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource LaSalle Global Real Estate Fund Columbia Real Estate Equity Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource LaSalle Monthly Dividend Real Estate Fund Columbia Real Estate Equity Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource New York Tax-Exempt Fund Columbia New York Tax-Exempt Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Partners Fundamental Value Fund Columbia Contrarian Core Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Precious Metals and Mining Fund Columbia Energy and Natural Resources Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Real Estate Fund Columbia Real Estate Equity Fund - ----------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------------------------- S-6400-13 A (8/10)
- ---------------------------------------------------------------------------------------------------------------- ACQUIRED FUND ACQUIRING FUND (FUTURE NAME IN ITALICS) - ---------------------------------------------------------------------------------------------------------------- RiverSource S&P 500 Index Fund Columbia Large Cap Index Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Short Duration U.S. Government Fund Columbia Short Term Bond Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Small Company Index Fund Columbia Small Cap Index Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Strategic Income Allocation Fund Columbia Strategic Income Fund - ---------------------------------------------------------------------------------------------------------------- RiverSource Tax-Exempt High Income Fund Columbia Tax-Exempt Fund - ---------------------------------------------------------------------------------------------------------------- Seligman California Municipal High-Yield Fund Columbia California Tax-Exempt Fund - ---------------------------------------------------------------------------------------------------------------- Seligman California Municipal Quality Fund Columbia California Tax-Exempt Fund - ---------------------------------------------------------------------------------------------------------------- Seligman Capital Fund Columbia Mid Cap Growth Fund - ---------------------------------------------------------------------------------------------------------------- Seligman Growth Fund Columbia Large Cap Growth Fund - ---------------------------------------------------------------------------------------------------------------- Seligman Minnesota Municipal Fund RiverSource Minnesota Tax-Exempt Fund (Columbia Minnesota Tax-Exempt Fund) - ---------------------------------------------------------------------------------------------------------------- Seligman National Municipal Fund Columbia Tax-Exempt Fund - ---------------------------------------------------------------------------------------------------------------- Seligman New York Municipal Fund Columbia New York Tax-Exempt Fund - ---------------------------------------------------------------------------------------------------------------- Threadneedle Global Equity Income Fund Threadneedle Global Equity Fund (Columbia Global Equity Fund) - ---------------------------------------------------------------------------------------------------------------- Threadneedle International Opportunity Fund Columbia Multi-Advisor International Equity Fund - ----------------------------------------------------------------------------------------------------------------
The foregoing is not an offer to sell, nor a solicitation of an offer to buy, shares of any Acquiring Fund, nor is it a solicitation of any proxy. For information regarding an Acquiring Fund, or to receive a free copy of a prospectus/proxy statement relating to a proposed merger once a registration statement relating to the proposed merger has been filed with the Securities and Exchange Commission ("SEC") and becomes effective, please call the proxy solicitor or visit its website. The telephone number and website for the proxy solicitor may be obtained, when available, by visiting www.columbiamanagement.com. The prospectus/proxy statement (when available) will contain important information about fund objectives, strategies, fees, expenses and risk considerations. The prospectus/proxy statement will also be available for free on the SEC's website (www.sec.gov). Please read the prospectus/proxy statement carefully before making any decision to invest or to approve a merger. Shareholders should retain this Supplement for future reference. S-6400-13 A (8/10)
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