-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BV8/HUqTrqigFpexupOXr2dtCLO6238H0xUmwIz1jEnVrv59BwkPgV8tE8/JyCBY Fi6Uw3ae0Iv81zMpB2aqCQ== 0000820027-04-000617.txt : 20040729 0000820027-04-000617.hdr.sgml : 20040729 20040729091145 ACCESSION NUMBER: 0000820027-04-000617 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20040531 FILED AS OF DATE: 20040729 EFFECTIVENESS DATE: 20040729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP GOVERNMENT INCOME SERIES INC CENTRAL INDEX KEY: 0000764802 IRS NUMBER: 412021315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04260 FILM NUMBER: 04937472 BUSINESS ADDRESS: STREET 1: 50606 AXP FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6123722772 MAIL ADDRESS: STREET 1: 50606 AXP FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP FEDERAL INCOME FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS FEDERAL INCOME FUND INC DATE OF NAME CHANGE: 19920703 NSAR-B 1 answer.fil AXP GOVERNMENT INCOME SERIES, INC. 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MORGAN SECURITIES INC. 020 B000002 13-3224016 020 C000002 9 020 A000003 DEUTSCHE BANK SECURITIES INC. 020 B000003 13-2730828 020 C000003 1 020 A000004 RBS GREENWICH CAPITAL 020 B000004 N/A 020 C000004 1 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 31 022 A000001 LEHMAN BROTHERS INC. 022 B000001 13-2518466 022 C000001 431976 022 D000001 190190 022 A000002 CITIGROUP GLOBAL MARKETS INC. 022 B000002 11-2418191 022 C000002 247384 022 D000002 50651 022 A000003 CREDIT SUISSE FIRST BOSTON CORP. 022 B000003 13-5659485 022 C000003 245908 022 D000003 21862 022 A000004 GOLDMAN, SACHS & CO. 022 B000004 13-5108880 022 C000004 186300 022 D000004 59903 022 A000005 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000005 13-5674085 022 C000005 143958 022 D000005 85542 022 A000006 FREDDIE MAC 022 B000006 N/A 022 C000006 108799 022 D000006 97546 022 A000007 UBS WARBURG LLC 022 B000007 13-3873456 022 C000007 65529 022 D000007 84747 PAGE 3 022 A000008 J.P. MORGAN SECURITIES INC. 022 B000008 13-3224016 022 C000008 114347 022 D000008 27649 022 A000009 MORGAN STANLEY 022 B000009 13-2655998 022 C000009 127700 022 D000009 10391 022 A000010 WACHOVIA SECURITIES 022 B000010 54-0796506 022 C000010 106694 022 D000010 0 023 C000000 2117729 023 D000000 725100 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 Y 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 GREAT AMERICAN INSURANCE COMPANY 080 B00AA00 TRAVELERS CASUALTY & SURETY CO. 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M020100 N 070 N010100 N 070 N020100 N 070 O010100 N 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 12 072 B000100 76648 PAGE 8 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 0 072 G000100 1317 072 H000100 0 072 I000100 4015 072 J000100 0 072 K000100 657 072 L000100 0 072 M000100 13 072 N000100 104 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 12 072 S000100 0 072 T000100 16481 072 U000100 0 072 V000100 0 072 W000100 181 072 X000100 22780 072 Y000100 50 072 Z000100 53918 072AA000100 0 072BB000100 13943 072CC010100 0 072CC020100 56710 072DD010100 32142 072DD020100 22247 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 0 074 M000100 2309844 074 N000100 2309844 074 O000100 0 074 P000100 48 PAGE 9 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 1527 074 S000100 0 074 T000100 2308269 074 U010100 246411 074 U020100 232422 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 202019 074 Y000100 0 075 A000100 0 075 B000100 2892616 076 000100 0.00 008 A000201 AMERICAN EXPRESS FINANCIAL CORPORATION 008 B000201 A 008 C000201 801-14721 008 D010201 MINNEAPOLIS 008 D020201 MN 008 D030201 55474 015 A000201 AMERICAN EXPRESS TRUST COMPANY 015 B000201 C 015 C010201 MINNEAPOLIS 015 C020201 MN 015 C030201 55474 015 E010201 X 024 000200 Y 025 A000201 CS FIRST BOSTON MTGE SECURITIES 025 B000201 13-3320910 025 C000201 D 025 D000201 1208 025 D000202 0 025 D000203 0 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 7860 028 A020200 5460 028 A030200 0 028 A040200 22833 028 B010200 9078 028 B020200 817 028 B030200 0 028 B040200 24011 028 C010200 7732 028 C020200 952 PAGE 10 028 C030200 0 028 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070 A020200 N 070 B010200 N 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 Y 070 E020200 Y 070 F010200 N 070 F020200 N 070 G010200 Y 070 G020200 Y 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 N PAGE 13 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 642312 071 B000200 773254 071 C000200 395162 071 D000200 163 072 A000200 12 072 B000200 16243 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 2064 072 G000200 205 072 H000200 0 072 I000200 639 072 J000200 76 072 K000200 83 072 L000200 0 072 M000200 10 072 N000200 103 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 19 072 S000200 0 072 T000200 2346 072 U000200 0 072 V000200 0 072 W000200 1 072 X000200 5546 072 Y000200 274 072 Z000200 10971 072AA000200 0 072BB000200 1761 072CC010200 0 072CC020200 5683 072DD010200 6673 072DD020200 4270 072EE000200 4832 073 A010200 0.0000 PAGE 14 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 23 074 B000200 0 074 C000200 18874 074 D000200 320344 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 5 074 I000200 0 074 J000200 1124 074 K000200 108 074 L000200 1377 074 M000200 0 074 N000200 341855 074 O000200 20907 074 P000200 12 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 291 074 S000200 0 074 T000200 320645 074 U010200 35218 074 U020200 28464 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 28278 074 Y000200 0 075 A000200 0 075 B000200 397212 076 000200 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: July 21, 2004 Name of Registrant, Depositor, or Trustee: /s/ Jeffrey P. Fox By (Name and Title): -------------------- Jeffrey P. Fox - Treasurer and Chief Financial Officer /s/ Steven A. Turbenson Witness (Name and Title): ------------------------ Steven A. Turbenson - Assistant Treasurer AXP Government Income Series, Inc. EX-99.77B ACCT LTTR 2 ex99-77b.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm The Board of Directors and Shareholders AXP Government Income Series, Inc.: In planning and performing our audits of the financial statements of AXP Short Duration U.S. Government Fund and AXP U.S. Government Mortgage Fund (Funds within AXP Government Income Series, Inc.) for the year ended May 31, 2004, we considered their internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of AXP Government Income Series, Inc. is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of May 31, 2004. This report is intended solely for the information and use of management, the Board of Directors of AXP Government Income Series, Inc., and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP - ------------------ KPMG LLP Minneapolis, Minnesota July 20, 2004 EX-99.77I NEW SECUR 3 ex99-77i.txt CLASS I SHARES Exhibit 77I For AXP Short Duration U.S. Government Fund and AXP U.S. Government Mortgage Fund. Class I shares are offered exclusively to certain institutional investors at net asset value without an initial sales charge or contingent deferred sales charge on redemption. Class I shares do not have annual distribution and service fees, and do not convert to any other class of shares. Eligible investors include any fund distributed by American Express Financial Advisors Inc., if the fund seeks to achieve its investment objective by investing primarily in shares of the Fund and other American Express Funds. -----END PRIVACY-ENHANCED MESSAGE-----