8-K 1 cfsc20194thqtr8kpressrelea.htm CFSC 8-K RE: 4TH QUARTER 2019 RESULTS Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
catfincolor3a14.jpg
FORM 8-K 
CURRENT REPORT 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 
Date of Report (Date of earliest event reported): January 31, 2020 
CATERPILLAR FINANCIAL SERVICES CORPORATION
(Exact name of Registrant as specified in its charter) 
Delaware
 
001-11241
 
37-1105865
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification Number)
 
 
 
 
 
2120 West End Avenue, Nashville, Tennessee
 
 
 37203-0001
(Address of principal executive offices)
 
 
 
(Zip Code)
 
 
 
 
 
Registrant's telephone number, including area code: (615) 341-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
 
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Medium-Term Notes, Series H,
3.300% Notes Due 2024

CAT/24
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o   




Item 2.02. Results of Operations and Financial Condition.
 
On January 31, 2020, Caterpillar Financial Services Corporation issued a press release reporting financial results for the year and quarter ended December 31, 2019.  A copy of the press release is attached hereto as Exhibit 99.1 and incorporated into this Item 2.02 by reference.
 
The information in this Current Report on Form 8-K, including Exhibit 99.1, is being furnished in accordance with the provisions of General Instruction B.2 of Form 8-K.
 
 
Item 9.01.  Financial Statements and Exhibits.
 
d)
Exhibits:
 
 
The following is furnished as an exhibit to this report:
 
 
 
 
 
 
99.1
 
 
 
 
 
 
 
 
 



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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
CATERPILLAR FINANCIAL SERVICES CORPORATION
 
 
Date:  January 31, 2020
          By:  /s/ Michael G. Sposato
 
                      Michael G. Sposato
 
                      Secretary
 


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