0001354488-12-000219.txt : 20120118 0001354488-12-000219.hdr.sgml : 20120118 20120118161517 ACCESSION NUMBER: 0001354488-12-000219 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20120118 DATE AS OF CHANGE: 20120118 EFFECTIVENESS DATE: 20120118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIONIX CORP CENTRAL INDEX KEY: 0000764667 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 870428526 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-179055 FILM NUMBER: 12532286 BUSINESS ADDRESS: STREET 1: 914 WESTWOOD BLVD., BOX 801 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (847) 235-4566 MAIL ADDRESS: STREET 1: 914 WESTWOOD BLVD., BOX 801 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: SIONIX CORP /UT/ DATE OF NAME CHANGE: 19960515 FORMER COMPANY: FORMER CONFORMED NAME: AUTOMATIC CONTROL CORP /NV DATE OF NAME CHANGE: 19960422 FORMER COMPANY: FORMER CONFORMED NAME: SIONIX CORP DATE OF NAME CHANGE: 19960214 S-8 1 sinx_s8.htm REGISTRATION STATEMENT sinx_s8.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
________________________________

FORM S-8

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
________________________________
 
 
 
Sionix Corporation
 
 
(Exact name of registrant as specified in its charter)
 
 
 
Nevada
 
87-0428526
 
 
(State or other jurisdiction of
incorporation or organization)
 
(IRS Employer
Identification No.)
 

914 Westwood Boulevard, Box 801
Los Angeles, California
 
90024
(Address of principal executive offices)
 
(Zip Code)
  
______________________________________________
Sionix Corporation 2011 Equity Incentive Plan
(Full title of the plan)

James R. Currier
Chief Executive Officer
Sionix Corporation
914 Westwood Boulevard, Box 801
Los Angeles, California 90024
_______________________________________________
(Name and address of agent for service)
 
(704) 971-8400
_________________________________________________
(Telephone number, including area code, of agent for service)
 
CALCULATION OF REGISTRATION FEE
 
Title of Securities to be Registered
 
Amount to be
Registered (1)
   
Proposed Maximum Offering Price
Per Share (2)
   
Proposed
Maximum Aggregate
Offering Price
   
Amount of
Registration Fee
 
         
 
   
 
   
 
 
Common Stock, $0.001 par value
    7,000,000     $ 0.045     $ 315,000     $ 36.10  

(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended, this registration statement shall also cover such indeterminate number of additional shares of the registrant’s common stock that become issuable by reason of any stock dividend, stock split, recapitalization or other similar transaction that increases the number of the registrant’s outstanding shares to be offered pursuant to the applicable plan described herein.
(2) Estimated solely for purposes of calculating the registration fee in accordance with Rule 457(c) and (h)(1) of the Securities Act of 1933, as amended, based on the average of the closing bid and asked prices for the registrant’s common stock as reported on the OTC Bulletin Board on January 13, 2012.
 


 
 

 
GENERAL INSTRUCTION E INFORMATION

This Registration Statement is being filed for the purpose of increasing the number of securities of the same class as other securities for which a Registration Statement of the Registrant on Form S-8 relating to the same employee benefit plan is effective.

The contents of the Registrant’s Registration Statement on Form S-8 filed with the Securities and Exchange Commission on June 20, 2011 (File No. 333-175009) are hereby incorporated by reference.

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

ITEM 5. INTERESTS OF NAMED EXPERTS AND COUNSEL.

Richardson & Patel LLP has rendered an opinion relating to the issuance of the common stock being registered.  Richardson & Patel LLP and its principals have accepted shares of the Registrant’s common stock in exchange for services rendered to the Registrant in the past and, although the law firm and its principals are under no obligation to do so, they may continue to accept the Registrant’s common stock for services rendered by them. As of the date of this registration statement, Richardson & Patel LLP and its principals collectively own 8,771,628 shares of the Registrant’s common stock and warrants to purchase up to 1,191,000 shares of our common stock.

ITEM 8. EXHIBITS.

No.
 
Description of Exhibit
     
 
Opinion of Richardson & Patel LLP
     
 
Amendment to Sionix Corporation 2011 Equity Incentive Plan
     
 
Consent of Kabani & Company, Inc.
     
23.2
 
Consent of Richardson & Patel LLP (filed as part of Exhibit 5.1)
 

 
 
2

 
 
SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles, State of California on the 18th day of January, 2012.

 
SIONIX CORPORATION
 
       
 
By:
/s/ James R. Currier
 
   
James R. Currier
 
   
Chief Executive Officer
(Principal Executive Officer)
 
       
       
 
By:
/s/ David R. Wells
 
   
David R. Wells
 
   
President and Chief Financial Officer
(Principal Financial and Accounting Officer)
 

In accordance with the requirements of the Securities Act of 1933, as amended, this registration statement was signed by the following persons in the capacities and on the dates stated:

Signature
 
Title
 
Date
         
/s/ James R. Currier
 
Chief Executive Officer and Chairman
 
January 18, 2012
James R. Currier
       
         
/s/ David R. Wells
 
President, Chief Financial Officer and Director
 
January 18, 2012
David R. Wells
       
         
/s/ James W. Alexander
 
Director
 
January 18, 2012
James W. Alexander
       
 
/s/ Frank Power
 
Director
 
January 18, 2012
Frank Power
       
         
/s/ Johan Perslow
 
Director
 
January 18, 2012
Johan Perslow
       
 
 
 
3
EX-5.1 2 sinx_ex51.htm OPINION OF LEGAL COUNSEL sinx_ex51.htm
 
Exhibit 5.1


RICHARDSON & PATEL LLP
10900 Wilshire Boulevard
Suite 500
Los Angeles, California 90024
Telephone (310) 208-1182
Facsimile (310) 208-1154


January 17, 2012

Board of Directors
Sionix Corporation
2801 Ocean Park Blvd., Suite 339
Santa Monica, CA 90405


Re:2011 Equity Incentive Plan, as amended (the “Plan”)

Gentlemen:

We have acted as counsel to Sionix Corporation, a Nevada corporation (the "Company") in connection with the preparation and filing with the Securities and Exchange Commission under the Securities Act of 1933 of the Company's Registration Statement on Form S-8 relating to 7,000,000 shares of the Company's common stock, par value $0.001 (the "Shares").

In connection with that registration, we have reviewed the proceedings of the Board of Directors of the Company relating to the Plan and the proposed issuance of the Shares, the Articles of Incorporation of the Company and all amendments thereto, the bylaws of the Company and all amendments thereto, and such other documents and matters as we have deemed necessary to the rendering of the following opinion.

Based upon that review, it is our opinion that the Shares, including Shares issued upon the exercise of options granted pursuant to the Plan, when issued in conformance with the terms and conditions of the Plan, will be legally issued, fully paid, and non-assessable.  We do not find it necessary for the purposes of this opinion to cover, and accordingly we express no opinion as to, the application of the securities or blue sky laws of the various states as to the issuance and sale of the Shares.


                   Very truly yours,

                   /s/ Richardson & Patel LLP

EX-10.1 3 sinx_ex101.htm AMENDMENT TO EQUITY INCENTIVE PLAN sinx_ex101.htm
Exhibit 10.1

AMENDMENT DATED JANUARY 16, 2012 TO THE
SIONIX CORPORATION 2011 EQUITY INCENTIVE PLAN

In accordance with Section 22 of that certain Sionix Corporation 2011 Equity Incentive Plan (the “Plan”), the board of directors of Sionix Corporation does hereby amend the Plan by deleting the first sentence of Section 3.1 which states:

3.1 Number of Shares Available. Subject to Sections 3.2 and 19, the total aggregate number of Shares reserved and available for grant and issuance pursuant to this Plan, shall be 8,000,000 Shares and will include Shares that are subject to: (a) issuance upon exercise of an Option but cease to be subject to such Option for any reason other than exercise of such Option; (b) an Award granted hereunder but forfeited or repurchased by the Corporation at the original issue price; and (c) an Award that otherwise terminates without Shares being issued; provided, however, that at no time shall the total number of Shares issuable upon exercise of all outstanding Awards under this Plan together with all awards outstanding under any other stock option, stock award, stock bonus and similar plans and agreements of the Corporation exceed 30% (calculated in accordance 260.140.45 of Title 10 of the California Code of Regulations) based on the Corporation’s outstanding capital stock as of the date of such calculation. At all times the Corporation shall reserve and keep available a sufficient number of Shares as shall be required to satisfy the requirements of all outstanding Options granted under this Plan and all other outstanding but unvested Awards granted under this Plan.

and by replacing it with the following:

3.1 Number of Shares Available. Subject to Sections 3.2 and 19, the total aggregate number of Shares reserved and available for grant and issuance pursuant to this Plan, shall be 15,000,000 Shares and will include Shares that are subject to: (a) issuance upon exercise of an Option but cease to be subject to such Option for any reason other than exercise of such Option; (b) an Award granted hereunder but forfeited or repurchased by the Corporation at the original issue price; and (c) an Award that otherwise terminates without Shares being issued; provided, however, that at no time shall the total number of Shares issuable upon exercise of all outstanding Awards under this Plan together with all awards outstanding under any other stock option, stock award, stock bonus and similar plans and agreements of the Corporation exceed 30% (calculated in accordance 260.140.45 of Title 10 of the California Code of Regulations) based on the Corporation’s outstanding capital stock as of the date of such calculation. At all times the Corporation shall reserve and keep available a sufficient number of Shares as shall be required to satisfy the requirements of all outstanding Options granted under this Plan and all other outstanding but unvested Awards granted under this Plan.

In all other respects, the terms and conditions of the Plan shall remain the same.

WHEREFORE, this Amendment dated January 16, 2012 to the Sionix Corporation 2011 Equity Incentive Plan has been executed in Los Angeles, California on January 16, 2012.

[SIGNATURES APPEAR ON NEXT PAGE]
 
 
1

 
 
 
  DIRECTORS:  
     
     
  /s/ James R. Currier  
  James R. Currier  
     
     
  /s/ David R. Wells  
  David R. Wells  
     
     
  /s/ James Alexander  
  James Alexander  
     
     
  /s/ Frank Power  
  Frank Power  
     
     
  /s/ Johan Perslow  
  Johan Perslow  
 
 
 
2
EX-23.1 4 sinx_ex231.htm CONSENT OF ACCOUNTING FIRM sinx_ex231.htm
Exhibit 23.1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
 
 
We consent to the use in the registration statement on Form S-8 of Sionix Corporation of our report dated January December 22, 2011 on our audits of the financial statements of Sionix Corporation as of September 30, 2011 and for the fiscal years ended September 30, 2010 and 2009.


/s/ Kabani & Company, Inc.

Los Angeles, California

 
January 18, 2012
GRAPHIC 5 img001.jpg GRAPHIC begin 644 img001.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``@&!@<&!0@'!P<)"0@*#!0-#`L+ M#!D2$P\4'1H?'AT:'!P@)"XG("(L(QP<*#7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#OY?%MU9:_ MXC>Y)-G9"&"QMT'S2S,#P/4YQ]*V_!NCWFCZ#G4IY);^Y6+,MXLTZ[\4PZJ-*F:;2M/0:99$%1/(Y^ M8KGG`Q4>K>/[KQ!/]LN-+N)M,TZ[C2:SC4[8WSAI)B.H!Z*/K0![MU/\C69K MVK'1--:[BLI[Q]ZJL,`RS$G'Y5YOJGB;Q3?>/["QT8$1&S>>"U!(C((PLDQ[ M#T%1_P#"QO%T&FVN1L6C5W0JQ4$KU(] MJ\TL?%6H:+X7_P"$LU6ZN;JTEGD6YM&4%H#N*H(_0<#.?6O1+"^34;&.[ACE MC24942+M;'8XKQ;XGZ?J5AXDL-(TM6O['5KP7TFF(N7$D>-VT]E/I[4`>N>& M;K5+[0H+S6(XXKFXS*(D&/+0\JI]2!U-4-?UVY76+7PYI!7^T[E#*TKKN6WB M'\9'N>!6GHM[?W]H+B]TU[#('EPNV7''.X=L5Q,6H0:+\;-3_M6X6!;_`$^) M;.23A/E8Y7<>`:`+W@V\U&+Q=K^BW>LS:K%9K&P>5`#&[`Y7(["N]4$*,]:\ MK\1^(+'P=I6M7WA:#[3>7UV'NKJ1CY<CZ[86^JM? MK;+&#JODE=CN!^[B_O')QGMUH`]\)QSVJ&>Z@MWB2:5$:9MD88\L>N!7D5GX MD^($GB&2WM;!;@VNEQ2M;S28`8CG65OYU MO970Y20CYV;TR,J/K0![F`$,7X),A'\`]!UJ_J_C#Q%J'BCPY;:)#/;VJ@T>3^ ME`'L=%>17/Q)\1Z/H,B:O8QQZI!J*VUS<+&?(C1FR".[';Z5KZ+\1GU'Q+KD M5ZGV#1M,C!,TJ_-D8+,WH"","@#T4C(Q7"^$=:U+7O&7B9IYF^P6$BVL%N%P MJL.2Q]6KM8;B.X@BGA#/%.JZ5&L5Q-?SEYY!RFW MY1@=V.,"@#V:BO&[7QSXK\*6&GW/B#3YIM)DL&:.5LO<-*,$&4_P@YZ5O^&_ M$3FY?5]XM/M'V*VYM[*$6>VM(8990!(Z M(`6P,#)]JM44`5)=,L9KZ.]DM(7NX@5CF*#>@/8'M3K6PM;%'6TMXH%=S(XC M0#PM9+N*[ M>"-KB)2LS88,#1@H1]*>VGVCP1P-;QF&(@I&5&U2.G'M5FB@"%;>&) MWD2)%>0Y=E&"Q]37)Z)X9GM_B+K_`(BNXQ_I$<4%JV<_(!\WZ@5V)^\*3^(T M`006%K:/*]M;Q1-*V^1D0`NWJ?6GBT@^T"Y,2&<#;YFT;L>F:FHH`YGQG?M8 MZ="MMIJZAJ4\H2RB:/%=L<2!$`[`#`J)M+L6A:$VD)B9Q(R%`06S MG./6K=%`$