0001354488-11-002420.txt : 20110802 0001354488-11-002420.hdr.sgml : 20110802 20110802163725 ACCESSION NUMBER: 0001354488-11-002420 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110802 DATE AS OF CHANGE: 20110802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIONIX CORP CENTRAL INDEX KEY: 0000764667 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 870428526 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-172729 FILM NUMBER: 111004038 BUSINESS ADDRESS: STREET 1: 914 WESTWOOD BLVD., BOX 801 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (847) 235-4566 MAIL ADDRESS: STREET 1: 914 WESTWOOD BLVD., BOX 801 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: SIONIX CORP /UT/ DATE OF NAME CHANGE: 19960515 FORMER COMPANY: FORMER CONFORMED NAME: AUTOMATIC CONTROL CORP /NV DATE OF NAME CHANGE: 19960422 FORMER COMPANY: FORMER CONFORMED NAME: SIONIX CORP DATE OF NAME CHANGE: 19960214 424B3 1 sinx_424b3.htm PROSPECTUS SUPPLEMENT NO. 1 sinx_424b3.htm
Filed pursuant to Rule 424(b)(3)
File No. 333-172729
Supplement No. 1 to Prospectus

SIONIX CORPORATION

30,899,995 Shares of Common Stock


This prospectus supplement supplements the prospectus dated May 20, 2011 and includes a correction thereto as included herein.

This prospectus supplement is not complete without, and may not be delivered or utilized except in connection with, the prospectus dated May 20, 2010 with respect to the sale of 30,899,995 shares of our common stock by certain selling shareholders, including any amendments or supplements thereto.
 
INVESTING IN OUR COMMON STOCK INVOLVES A HIGH DEGREE OF RISK.  SEE “RISK FACTORS” BEGINNING ON PAGE 4 OF THE PROSPECTUS FOR A DISCUSSION OF CERTAIN FACTORS THAT YOU SHOULD CONSIDER IN CONNECTION WITH AN INVESTMENT IN OUR SECURITIES.

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved these securities or passed upon the adequacy of this prospectus.  Any representation to the contrary is a criminal offense.


The date of this supplement is August 2, 2011
 
 
 
 
 

 
The following paragraphs:

Except as noted below, none of our directors or executive officers has, during the past ten years, been involved in any legal proceedings described in subparagraph (f) of Item 401 of Regulation S-K.

The Company’s Chief Executive Officer, James R. Currier, filed a personal bankruptcy petition in March 2005 and his debts were fully discharged three months later.  Effective February 28, 2010, the SEC amended its rules regarding the disclosure of bankruptcy matters, lengthening the period during which such items would need to be disclosed on certain SEC forms and in other documents such as Form 10-K, Form S-1 and proxy materials, if material.  The 2005 event came to light recently in connection with possible business transactions by the Company.  Upon review of the matter, the Company’s board of directors directed management to disclose the information and to amend or supplement prior disclosures.  Mr. Currier asserts that he believed that the 2005 incident did not require disclosure because it had occurred several years in the past.  In any event, Mr. Currier’s 2005 filing was completely unrelated to the Company and there never was any civil litigation or governmental interest in the matter.

supersede and replace the paragraph which appears on page 35 of the prospectus which states:

None of our directors or executive officers has, during the past five years, has

 
·
had any bankruptcy petition filed by or against any business of which such person was a general partner or executive officer, either at the time of the bankruptcy or within two years prior to that time;

 
·
been convicted in a criminal proceeding and none of our directors or executive officers is subject to a pending criminal proceeding;

 
·
been subject to any order, judgment, or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting his involvement in any type of business, securities, futures, commodities or banking activities, or

 
·
been found by a court of competent jurisdiction (in a civil action), the Securities and Exchange Commission or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended, or vacated.