0001209191-21-013314.txt : 20210223 0001209191-21-013314.hdr.sgml : 20210223 20210223171948 ACCESSION NUMBER: 0001209191-21-013314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210219 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lockwood Barbara D CENTRAL INDEX KEY: 0001707478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 21666843 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MAIL STATION 8602 CITY: PHOENIX STATE: AZ ZIP: 85004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-19 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001707478 Lockwood Barbara D 400 NORTH FIFTH STREET MAIL STATION 8602 PHOENIX AZ 85004 0 0 0 1 SVP, Public Policy, APS Common Stock 2021-02-19 4 M 0 220 A 2705 D Common Stock 2021-02-19 4 D 0 220 76.26 D 2485 D Common Stock 2021-02-19 4 M 0 292 A 2777 D Common Stock 2021-02-19 4 D 0 292 76.26 D 2485 D Common Stock 2021-02-19 4 M 0 249 A 2734 D Common Stock 2021-02-19 4 D 0 249 76.26 D 2485 D Common Stock 2021-02-19 4 M 0 344 A 2829 D Common Stock 2021-02-19 4 D 0 344 76.26 D 2485 D Common Stock 4286 I by 401K Restricted Stock Units 2021-02-19 4 M 0 220 D Common Stock 220 0 D Restricted Stock Units 2021-02-19 4 M 0 292 D Common Stock 292 292 D Restricted Stock Units 2021-02-19 4 M 0 249 D Common Stock 249 498 D Restricted Stock Units 2021-02-19 4 M 0 344 D Common Stock 344 1032 D Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018. The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021. /s/ Diane Wood, Attorney-in-Fact 2021-02-23