0001209191-19-053959.txt : 20191024 0001209191-19-053959.hdr.sgml : 20191024 20191024193712 ACCESSION NUMBER: 0001209191-19-053959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191022 FILED AS OF DATE: 20191024 DATE AS OF CHANGE: 20191024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATFIELD JAMES R CENTRAL INDEX KEY: 0001226552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 191167132 MAIL ADDRESS: STREET 1: P O BOX 321 MC/1110 CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-22 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001226552 HATFIELD JAMES R 400 NORTH FIFTH STREET MS 8602 PHOENIX AZ 85004 0 1 0 0 EVP & CFO Common Stock 2019-10-22 4 A 0 4740 0.00 A 4740 D Common Stock 2019-10-22 4 F 0 2036 94.53 D 2704 D Common Stock 2019-10-22 4 A 0 525 0.00 A 3229 D Common Stock 2019-10-22 4 F 0 226 94.53 D 3003 D Common Stock 2019-10-22 4 G 0 3003 0.00 D 0 D Common Stock 2019-10-22 4 G 0 3003 0.00 A 40861 I by trust Common Stock 27 I by 401(k) Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019. The reporting person gifted the shares received on October 22, 2019 to a revocable family trust. /s/ Diane Wood, Attorney-in-Fact 2019-10-24