0001209191-18-012529.txt : 20180222 0001209191-18-012529.hdr.sgml : 20180222 20180222172855 ACCESSION NUMBER: 0001209191-18-012529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lockwood Barbara D CENTRAL INDEX KEY: 0001707478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 18633694 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MAIL STATION 8602 CITY: PHOENIX STATE: AZ ZIP: 85004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-20 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001707478 Lockwood Barbara D 400 NORTH FIFTH STREET MAIL STATION 8602 PHOENIX AZ 85004 0 0 0 1 VP, Regulation, APS Common Stock 2018-02-20 4 A 0 401 0.00 A 1402 D Common Stock 2018-02-20 4 F 0 190 77.20 D 1212 D Common Stock 2018-02-20 4 A 0 43 0.00 A 1255 D Common Stock 2018-02-20 4 F 0 21 77.20 D 1234 D Common Stock 2018-02-20 4 M 0 104 0.00 A 1338 D Common Stock 2018-02-20 4 F 0 49 77.20 D 1289 D Common Stock 2018-02-20 4 M 0 65 0.00 A 1354 D Common Stock 2018-02-20 4 D 0 65 77.20 D 1289 D Common Stock 2018-02-20 4 M 0 65 0.00 A 1354 D Common Stock 2018-02-20 4 F 0 31 77.20 D 1323 D Common Stock 2018-02-20 4 M 0 131 0.00 A 1454 D Common Stock 2018-02-20 4 D 0 131 77.20 D 1323 D Common Stock 2018-02-20 4 M 0 130 0.00 A 1453 D Common Stock 2018-02-20 4 F 0 61 77.20 D 1392 D Common Stock 2018-02-20 4 M 0 220 0.00 A 1612 D Common Stock 2018-02-20 4 D 0 220 77.20 D 1392 D Common Stock 2018-02-20 4 A 0 31 0.00 A 1423 D Common Stock 2018-02-20 4 F 0 14 77.20 D 1409 D Common Stock 3891 I by 401(k) Restricted Stock Units 2018-02-20 4 M 0 104 D Common Stock 104 0 D Restricted Stock Units 2018-02-20 4 M 0 130 D Common Stock 130 130 D Restricted Stock Units 2018-02-20 4 M 0 261 D Common Stock 261 522 D Restricted Stock Units 2018-02-20 4 M 0 220 D Common Stock 220 660 D Restricted Stock Units 2018-02-20 4 A 0 1168 A Common Stock 1168 1168 D Shares acquired upon the vesting of a portion of the performance shares granted in 2015. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants. The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015. The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019. /s/ Diane Wood, Attorney-in-Fact 2018-02-22