0001209191-18-012529.txt : 20180222
0001209191-18-012529.hdr.sgml : 20180222
20180222172855
ACCESSION NUMBER: 0001209191-18-012529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180220
FILED AS OF DATE: 20180222
DATE AS OF CHANGE: 20180222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lockwood Barbara D
CENTRAL INDEX KEY: 0001707478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08962
FILM NUMBER: 18633694
MAIL ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MAIL STATION 8602
CITY: PHOENIX
STATE: AZ
ZIP: 85004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP
CENTRAL INDEX KEY: 0000764622
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 860512431
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 602 250 1000
MAIL ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
FORMER COMPANY:
FORMER CONFORMED NAME: AZP GROUP INC
DATE OF NAME CHANGE: 19870506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-20
0
0000764622
PINNACLE WEST CAPITAL CORP
PNW
0001707478
Lockwood Barbara D
400 NORTH FIFTH STREET
MAIL STATION 8602
PHOENIX
AZ
85004
0
0
0
1
VP, Regulation, APS
Common Stock
2018-02-20
4
A
0
401
0.00
A
1402
D
Common Stock
2018-02-20
4
F
0
190
77.20
D
1212
D
Common Stock
2018-02-20
4
A
0
43
0.00
A
1255
D
Common Stock
2018-02-20
4
F
0
21
77.20
D
1234
D
Common Stock
2018-02-20
4
M
0
104
0.00
A
1338
D
Common Stock
2018-02-20
4
F
0
49
77.20
D
1289
D
Common Stock
2018-02-20
4
M
0
65
0.00
A
1354
D
Common Stock
2018-02-20
4
D
0
65
77.20
D
1289
D
Common Stock
2018-02-20
4
M
0
65
0.00
A
1354
D
Common Stock
2018-02-20
4
F
0
31
77.20
D
1323
D
Common Stock
2018-02-20
4
M
0
131
0.00
A
1454
D
Common Stock
2018-02-20
4
D
0
131
77.20
D
1323
D
Common Stock
2018-02-20
4
M
0
130
0.00
A
1453
D
Common Stock
2018-02-20
4
F
0
61
77.20
D
1392
D
Common Stock
2018-02-20
4
M
0
220
0.00
A
1612
D
Common Stock
2018-02-20
4
D
0
220
77.20
D
1392
D
Common Stock
2018-02-20
4
A
0
31
0.00
A
1423
D
Common Stock
2018-02-20
4
F
0
14
77.20
D
1409
D
Common Stock
3891
I
by 401(k)
Restricted Stock Units
2018-02-20
4
M
0
104
D
Common Stock
104
0
D
Restricted Stock Units
2018-02-20
4
M
0
130
D
Common Stock
130
130
D
Restricted Stock Units
2018-02-20
4
M
0
261
D
Common Stock
261
522
D
Restricted Stock Units
2018-02-20
4
M
0
220
D
Common Stock
220
660
D
Restricted Stock Units
2018-02-20
4
A
0
1168
A
Common Stock
1168
1168
D
Shares acquired upon the vesting of a portion of the performance shares granted in 2015.
Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.
The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.
The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.
The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.
The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.
The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.
/s/ Diane Wood, Attorney-in-Fact
2018-02-22