0001209191-17-013884.txt : 20170223 0001209191-17-013884.hdr.sgml : 20170223 20170223171029 ACCESSION NUMBER: 0001209191-17-013884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATFIELD JAMES R CENTRAL INDEX KEY: 0001226552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 17633547 MAIL ADDRESS: STREET 1: P O BOX 321 MC/1110 CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-21 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001226552 HATFIELD JAMES R 400 NORTH FIFTH STREET MS 8602 PHOENIX AZ 85004 0 1 0 0 EVP & CFO, PNW & APS Common Stock 2017-02-21 4 A 0 6792 0.00 A 6792 D Common Stock 2017-02-21 4 F 0 3094 79.77 D 3698 D Common Stock 2017-02-21 4 A 0 668 0.00 A 4366 D Common Stock 2017-02-21 4 F 0 305 79.77 D 4061 D Common Stock 2017-02-21 4 G 0 4061 0.00 D 0 D Common Stock 2017-02-21 4 G 0 4061 0.00 A 65764 I by trust Common Stock 25 I by 401(k) Restricted Stock Units 2017-02-21 4 A 0 4516 0.00 A Common Stock 4516 4516 D Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017. The reporting person gifted the shares received on February 21, 2017 to a revocable family trust. Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. /s/ Diane Wood, Attorney-in-Fact 2017-02-23