0001209191-17-013468.txt : 20170222
0001209191-17-013468.hdr.sgml : 20170222
20170222175442
ACCESSION NUMBER: 0001209191-17-013468
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170217
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP
CENTRAL INDEX KEY: 0000764622
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 860512431
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 602 250 1000
MAIL ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
FORMER COMPANY:
FORMER CONFORMED NAME: AZP GROUP INC
DATE OF NAME CHANGE: 19870506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATFIELD JAMES R
CENTRAL INDEX KEY: 0001226552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08962
FILM NUMBER: 17629875
MAIL ADDRESS:
STREET 1: P O BOX 321 MC/1110
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-17
0
0000764622
PINNACLE WEST CAPITAL CORP
PNW
0001226552
HATFIELD JAMES R
400 NORTH FIFTH STREET
MS 8602
PHOENIX
AZ
85004
0
1
0
0
EVP & CFO, PNW & APS
Common Stock
2017-02-17
4
M
0
1432
0.00
A
1432
D
Common Stock
2017-02-17
4
F
0
656
78.70
D
776
D
Common Stock
2017-02-17
4
M
0
1540
0.00
A
2316
D
Common Stock
2017-02-17
4
F
0
705
78.70
D
1611
D
Common Stock
2017-02-17
4
M
0
650
0.00
A
2261
D
Common Stock
2017-02-17
4
D
0
650
78.70
D
1611
D
Common Stock
2017-02-17
4
M
0
649
0.00
A
2260
D
Common Stock
2017-02-17
4
F
0
297
78.70
D
1963
D
Common Stock
2017-02-17
4
M
0
632
0.00
A
2595
D
Common Stock
2017-02-17
4
D
0
632
78.70
D
1963
D
Common Stock
2017-02-17
4
M
0
632
0.00
A
2595
D
Common Stock
2017-02-17
4
F
0
290
78.70
D
2305
D
Common Stock
2017-02-17
4
A
0
408
0.00
A
2713
D
Common Stock
2017-02-17
4
F
0
188
78.70
D
2525
D
Common Stock
2017-02-17
4
G
0
2525
0.00
D
0
D
Common Stock
2017-02-17
4
G
0
2525
0.00
A
61703
I
by trust
Common Stock
25
I
by 401(k)
Restricted Stock Units
2017-02-17
4
M
0
1432
D
Common Stock
1432
0
D
Restricted Stock Units
2017-02-17
4
M
0
1540
D
Common Stock
1540
1540
D
Restricted Stock Units
2017-02-17
4
M
0
1299
D
Common Stock
1299
2598
D
Restricted Stock Units
2017-02-17
4
M
0
1264
D
Common Stock
1264
3792
D
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.
Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.
The reporting person gifted the shares received on February 17, 2017 to a revocable family trust.
The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.
The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.
The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.
The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.
/s/ Diane Wood, Attorney-in-Fact
2017-02-22