0001209191-17-013468.txt : 20170222 0001209191-17-013468.hdr.sgml : 20170222 20170222175442 ACCESSION NUMBER: 0001209191-17-013468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATFIELD JAMES R CENTRAL INDEX KEY: 0001226552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 17629875 MAIL ADDRESS: STREET 1: P O BOX 321 MC/1110 CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-17 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001226552 HATFIELD JAMES R 400 NORTH FIFTH STREET MS 8602 PHOENIX AZ 85004 0 1 0 0 EVP & CFO, PNW & APS Common Stock 2017-02-17 4 M 0 1432 0.00 A 1432 D Common Stock 2017-02-17 4 F 0 656 78.70 D 776 D Common Stock 2017-02-17 4 M 0 1540 0.00 A 2316 D Common Stock 2017-02-17 4 F 0 705 78.70 D 1611 D Common Stock 2017-02-17 4 M 0 650 0.00 A 2261 D Common Stock 2017-02-17 4 D 0 650 78.70 D 1611 D Common Stock 2017-02-17 4 M 0 649 0.00 A 2260 D Common Stock 2017-02-17 4 F 0 297 78.70 D 1963 D Common Stock 2017-02-17 4 M 0 632 0.00 A 2595 D Common Stock 2017-02-17 4 D 0 632 78.70 D 1963 D Common Stock 2017-02-17 4 M 0 632 0.00 A 2595 D Common Stock 2017-02-17 4 F 0 290 78.70 D 2305 D Common Stock 2017-02-17 4 A 0 408 0.00 A 2713 D Common Stock 2017-02-17 4 F 0 188 78.70 D 2525 D Common Stock 2017-02-17 4 G 0 2525 0.00 D 0 D Common Stock 2017-02-17 4 G 0 2525 0.00 A 61703 I by trust Common Stock 25 I by 401(k) Restricted Stock Units 2017-02-17 4 M 0 1432 D Common Stock 1432 0 D Restricted Stock Units 2017-02-17 4 M 0 1540 D Common Stock 1540 1540 D Restricted Stock Units 2017-02-17 4 M 0 1299 D Common Stock 1299 2598 D Restricted Stock Units 2017-02-17 4 M 0 1264 D Common Stock 1264 3792 D Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants. The reporting person gifted the shares received on February 17, 2017 to a revocable family trust. The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. /s/ Diane Wood, Attorney-in-Fact 2017-02-22