0001209191-15-047514.txt : 20150528
0001209191-15-047514.hdr.sgml : 20150528
20150528162000
ACCESSION NUMBER: 0001209191-15-047514
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150520
FILED AS OF DATE: 20150528
DATE AS OF CHANGE: 20150528
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP
CENTRAL INDEX KEY: 0000764622
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 860512431
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 602 250 1000
MAIL ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
FORMER COMPANY:
FORMER CONFORMED NAME: AZP GROUP INC
DATE OF NAME CHANGE: 19870506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOMEZ BARBARA M
CENTRAL INDEX KEY: 0001094564
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08962
FILM NUMBER: 15895736
MAIL ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85004
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-05-20
0
0000764622
PINNACLE WEST CAPITAL CORP
PNW
0001094564
GOMEZ BARBARA M
400 N. 5TH STREET
PHOENIX
AZ
85004
0
0
0
1
VP, Human Resources - APS
Common Stock
2185
I
by trust
Common Stock
5842
I
by 401(k)
Restricted Stock Units
Common Stock
404
D
Restricted Stock Units
Common Stock
820
D
Restricted Stock Units
Common Stock
1236
D
Restricted Stock Units
Common Stock
1560
D
Restricted Stock Units
Common Stock
7192
D
Restricted Stock Units
Common Stock
1303
D
Restricted Stock Units
Common Stock
1608
D
The shares are held in a revocable family trust.
The Restricted Stock Units vest and will be settled on February 19, 2016.
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.
The Restricted Stock Units vest and will be settled as follows: 410 will vest on each of February 19, 2016 and February 17, 2017.
The Restricted Stock Units vest and will be settled as follows: 412 will vest on each of February 19, 2016, February 17, 2017, and February 20, 2018.
The Restricted Stock Units vest and will be settled as follows: 390 will vest on each of February 19, 2016, February 17, 2017, February 20, 2018, and February 20, 2019.
The Restricted Stock Units vested 50% on February 15, 2013, 25% on February 14, 2014 and 25% on February 13, 2015, and vested shares will be released to the reporting person upon her retirement or other separation from the Company.
Each Restricted Stock Unit is the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in shares of common stock.
Additional Restricted Stock Units credited on each dividend payment date from the original date of the grant referenced in footnote 7 above, equal to the amount of such dividends paid on such date divided by the fair market value of one share of common stock on such date. The Restricted Stock Units vested 50% on February 15, 2013, 25% on February 14, 2014 and 25% on February 13, 2015, and vested shares will be released to the reporting person upon her retirement or other separation from the Company.
The Restricted Stock Units will vest and be released on November 18, 2016 if Ms. Gomez is an employee on that date, or vests prorata upon her death or disability in the event of her death or disability prior to November 18, 2016.
/s/ Diane Wood, Attorney-in-Fact
2015-05-28
EX-24.3_585904
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of David P. Falck and Diane Wood, or either of them signing
singly, and with full power of substitution, the undersigned's true and lawful
attorney-in-fact to:
(1) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID,
including amendments thereto, and any other documents necessary or appropriate
to obtain codes and passwords enabling the undersigned to make electronic
filings with the SEC of reports required by Section 16(a) of the Securities
Exchange Act of 1934 or any rule or regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Pinnacle West Capital Corporation (the
"Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder;
(3) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file such
form with the SEC and any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney in fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 22nd day of May, 2015.
/s/ Barbara M. Gomez
Signature
Barbara M. Gomez
Print Name