0001209191-14-013560.txt : 20140224 0001209191-14-013560.hdr.sgml : 20140224 20140224170955 ACCESSION NUMBER: 0001209191-14-013560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Falck David P CENTRAL INDEX KEY: 0001433108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 14637837 MAIL ADDRESS: STREET 1: PINNACLE WEST CAPITAL CORPORATION STREET 2: 400 NORTH FIFTH STREET, MS 9068 CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-20 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001433108 Falck David P 400 N. 5TH STREET PHOENIX AZ 85004 0 1 0 0 EVP & GC Common Stock 2014-02-20 4 M 0 2331 0.00 A 38421 D Common Stock 2014-02-20 4 F 0 1062 55.10 D 37359 D Common Stock 2014-02-20 4 M 0 2098 0.00 A 39457 D Common Stock 2014-02-20 4 F 0 956 55.10 D 38501 D Common Stock 2014-02-20 4 M 0 831 0.00 A 39332 D Common Stock 2014-02-20 4 D 0 831 55.10 D 38501 D Common Stock 2014-02-20 4 M 0 831 0.00 A 39332 D Common Stock 2014-02-20 4 F 0 379 55.10 D 38953 D Common Stock 2014-02-20 4 M 0 716 0.00 A 39669 D Common Stock 2014-02-20 4 D 0 716 55.10 D 38953 D Common Stock 2014-02-20 4 M 0 716 0.00 A 39669 D Common Stock 2014-02-20 4 F 0 327 55.10 D 39342 D Common Stock 2014-02-20 4 A 0 787 0.00 A 40129 D Common Stock 2014-02-20 4 F 0 361 55.10 D 39768 D Restricted Stock Units 2014-02-20 4 M 0 2331 D Common Stock 2331 0 D Restricted Stock Units 2014-02-20 4 M 0 2098 D Common Stock 2098 2098 D Restricted Stock Units 2014-02-20 4 M 0 1662 D Common Stock 1662 3324 D Restricted Stock Units 2014-02-20 4 M 0 1432 D Common Stock 1432 4296 D Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2010, 2011, 2012 and 2013 Restricted Stock Unit grants. The Restricted Stock Units award was granted and was effective in February 2010, and vests in four equal, annual installments beginning on February 20, 2011. The Restricted Stock Units award was granted and was effective in February 2011, and vests in four equal, annual installments beginning on February 20, 2012. The Restricted Stock Units award was granted and was effective in February 2012, and vests in four equal, annual installments beginning on February 20, 2013. The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. /s/ Diane Wood, Attorney-in-Fact 2014-02-24