0001209191-14-012619.txt : 20140220 0001209191-14-012619.hdr.sgml : 20140220 20140220181936 ACCESSION NUMBER: 0001209191-14-012619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Falck David P CENTRAL INDEX KEY: 0001433108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 14631066 MAIL ADDRESS: STREET 1: PINNACLE WEST CAPITAL CORPORATION STREET 2: 400 NORTH FIFTH STREET, MS 9068 CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-18 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001433108 Falck David P 400 N. 5TH STREET PHOENIX AZ 85004 0 1 0 0 EVP & GC Common Stock 2014-02-18 4 A 0 3994 0.00 A 37672 D Common Stock 2014-02-18 4 F 0 1856 54.84 D 35816 D Common Stock 2014-02-18 4 A 0 505 0.00 A 36321 D Common Stock 2014-02-18 4 F 0 231 54.84 D 36090 D Restricted Stock Units 2014-02-18 4 A 0 6160 0.00 A Common Stock 6160 6160 D Shares acquired upon the vesting of a portion of the performance shares granted in 2011. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 18, 2014. Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. The Restricted Stock Units vest and will be settled in four equal, annual installments beginning on February 20, 2015. /s/ Diane Wood, Attorney-in-Fact 2014-02-20