0001209191-12-037564.txt : 20120706 0001209191-12-037564.hdr.sgml : 20120706 20120706172149 ACCESSION NUMBER: 0001209191-12-037564 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120217 FILED AS OF DATE: 20120706 DATE AS OF CHANGE: 20120706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATFIELD JAMES R CENTRAL INDEX KEY: 0001226552 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 12951357 MAIL ADDRESS: STREET 1: P O BOX 321 MC/1110 CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602 250 1000 MAIL ADDRESS: STREET 1: 400 NORTH FIFTH STREET STREET 2: MS8695 CITY: PHOENIX STATE: AZ ZIP: 85004 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2012-02-17 2012-02-22 0 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001226552 HATFIELD JAMES R 400 N. FIFTH STREET PHOENIX AZ 85004 0 1 0 0 SVP, CFO, PNW & APS Common Stock 2012-02-17 4 M 0 1000 A 1000 D Common Stock 2012-02-17 4 F 0 423 47.86 D 577 D Common Stock 2012-02-17 4 M 0 875 A 1452 D Common Stock 2012-02-17 4 F 0 335 47.86 D 1117 D Common Stock 2012-02-17 4 M 0 1066 A 2183 D Common Stock 2012-02-17 4 F 0 408 47.86 D 1775 D Common Stock 2012-02-17 4 M 0 1499 A 3274 D Common Stock 2012-02-17 4 F 0 574 47.86 D 2700 D Common Stock 2012-02-17 4 A 0 178 A 2878 D Common Stock 2012-02-17 4 F 0 69 47.86 D 2809 D Common Stock 2321 I by 401(k) Common Stock 19664 I by trust Restricted Stock Units 2012-02-17 4 M 0 1000 D Common Stock 1000 0 D Restricted Stock Units 2012-02-17 4 M 0 875 D Common Stock 875 875 D Restricted Stock Units 2012-02-17 4 M 0 1066 D Common Stock 1066 2132 D Restricted Stock Units 2012-02-17 4 M 0 1499 D Common Stock 1499 4497 D Restricted Stock Units 2012-02-21 4 A 0 4752 0.00 A Common Stock 4752 4752 D Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting persons election, in shares of common stock or cash. The Form 4 filed on February 22, 2012 incorrectly disclosed this number as 20,664, which included shares that were transferred to a family trust in 2011 and should have been reported as indirectly held. The remaining numbers in this column have been adjusted accordingly and the referenced shares held in the trust have been added at the bottom of Table 1. Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting persons election, in shares of common stock or 50% in common stock and 50% in cash. Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2010 and 2011 Restricted Stock Unit grants. The Restricted Stock Units award was granted and was effective in October 2008, and vests in four equal, annual installments beginning on February 20, 2009. Since February 20, 2012 was a holday, the Restricted Stock Units vested and were released on February 17, 2012. The Restricted Stock Units award was granted and was effective in February 2009, and vests in four equal, annual installments beginning on February 20, 2010. Since February 20, 2012 was a holiday, the Restricted Stock Units vested and were released on February 17, 2012. The Restricted Stock Units award was granted and was effective in February 2010, and vests in four equal, annual installments beginning on February 20, 2011. Since February 20, 2012 was a holiday, the Restricted Stock Units vested and were released on February 17, 2012. The Restricted Stock Units award was granted and was effective in February 2011, and vests in four equal, annual installments beginning on February 20, 2012. Since February 20, 2012 was a holiday, the Restricted Stock Units vested and were released on February 17, 2012. The Restricted Stock Units vest and will be settled in four equal, annual installments beginning on February 20, 2013. /s/ Diane Wood, Attorney-in-Fact 2012-07-06