0001209191-12-037564.txt : 20120706
0001209191-12-037564.hdr.sgml : 20120706
20120706172149
ACCESSION NUMBER: 0001209191-12-037564
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120217
FILED AS OF DATE: 20120706
DATE AS OF CHANGE: 20120706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATFIELD JAMES R
CENTRAL INDEX KEY: 0001226552
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08962
FILM NUMBER: 12951357
MAIL ADDRESS:
STREET 1: P O BOX 321 MC/1110
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP
CENTRAL INDEX KEY: 0000764622
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 860512431
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 602 250 1000
MAIL ADDRESS:
STREET 1: 400 NORTH FIFTH STREET
STREET 2: MS8695
CITY: PHOENIX
STATE: AZ
ZIP: 85004
FORMER COMPANY:
FORMER CONFORMED NAME: AZP GROUP INC
DATE OF NAME CHANGE: 19870506
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2012-02-17
2012-02-22
0
0000764622
PINNACLE WEST CAPITAL CORP
PNW
0001226552
HATFIELD JAMES R
400 N. FIFTH STREET
PHOENIX
AZ
85004
0
1
0
0
SVP, CFO, PNW & APS
Common Stock
2012-02-17
4
M
0
1000
A
1000
D
Common Stock
2012-02-17
4
F
0
423
47.86
D
577
D
Common Stock
2012-02-17
4
M
0
875
A
1452
D
Common Stock
2012-02-17
4
F
0
335
47.86
D
1117
D
Common Stock
2012-02-17
4
M
0
1066
A
2183
D
Common Stock
2012-02-17
4
F
0
408
47.86
D
1775
D
Common Stock
2012-02-17
4
M
0
1499
A
3274
D
Common Stock
2012-02-17
4
F
0
574
47.86
D
2700
D
Common Stock
2012-02-17
4
A
0
178
A
2878
D
Common Stock
2012-02-17
4
F
0
69
47.86
D
2809
D
Common Stock
2321
I
by 401(k)
Common Stock
19664
I
by trust
Restricted Stock Units
2012-02-17
4
M
0
1000
D
Common Stock
1000
0
D
Restricted Stock Units
2012-02-17
4
M
0
875
D
Common Stock
875
875
D
Restricted Stock Units
2012-02-17
4
M
0
1066
D
Common Stock
1066
2132
D
Restricted Stock Units
2012-02-17
4
M
0
1499
D
Common Stock
1499
4497
D
Restricted Stock Units
2012-02-21
4
A
0
4752
0.00
A
Common Stock
4752
4752
D
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting persons election, in shares of common stock or cash.
The Form 4 filed on February 22, 2012 incorrectly disclosed this number as 20,664, which included shares that were transferred to a family trust in 2011 and should have been reported as indirectly held. The remaining numbers in this column have been adjusted accordingly and the referenced shares held in the trust have been added at the bottom of Table 1.
Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting persons election, in shares of common stock or 50% in common stock and 50% in cash.
Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2010 and 2011 Restricted Stock Unit grants.
The Restricted Stock Units award was granted and was effective in October 2008, and vests in four equal, annual installments beginning on February 20, 2009. Since February 20, 2012 was a holday, the Restricted Stock Units vested and were released on February 17, 2012.
The Restricted Stock Units award was granted and was effective in February 2009, and vests in four equal, annual installments beginning on February 20, 2010. Since February 20, 2012 was a holiday, the Restricted Stock Units vested and were released on February 17, 2012.
The Restricted Stock Units award was granted and was effective in February 2010, and vests in four equal, annual installments beginning on February 20, 2011. Since February 20, 2012 was a holiday, the Restricted Stock Units vested and were released on February 17, 2012.
The Restricted Stock Units award was granted and was effective in February 2011, and vests in four equal, annual installments beginning on February 20, 2012. Since February 20, 2012 was a holiday, the Restricted Stock Units vested and were released on February 17, 2012.
The Restricted Stock Units vest and will be settled in four equal, annual installments beginning on February 20, 2013.
/s/ Diane Wood, Attorney-in-Fact
2012-07-06