-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WLiZbpZ1Ez6+A9P3fW+gGHUK/E8WBCmrOQ6RpzeTD+akdMuuvvVITygFzpAPWJEz mbk7ALqltW8NFR93PBrkqg== 0000950147-03-000358.txt : 20030320 0000950147-03-000358.hdr.sgml : 20030320 20030320171621 ACCESSION NUMBER: 0000950147-03-000358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030318 FILED AS OF DATE: 20030320 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LEVINE JAMES M CENTRAL INDEX KEY: 0001110765 RELATIONSHIP: OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 210 SOUTH FOURTH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85003 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 03611023 BUSINESS ADDRESS: STREET 1: 400 E VAN BUREN ST PO BOX 52132 STREET 2: P O BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 BUSINESS PHONE: 6022501000 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 4 1 e-9750.txt FORM 4 FOR JAMES M. LEVINE ------------------------------ OMB APPROVAL ------------------------------ - ------ OMB Number: 3235-0287 FORM 4 Expires: January 31, 2005 - ------ Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person* Levine James M. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 400 North Fifth Street - -------------------------------------------------------------------------------- (Street) Phoenix AZ 85004 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name AND Ticker or Trading Symbol Pinnacle West Capital Corporation (PNW) ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Day/Year 3-18-03 ================================================================================ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [ ] Officer (give title below) [X] Other (specify below) Executive Vice President, APS - ------------------------------------ ================================================================================ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More Than one Reporting Person ================================================================================ Page 1 of 3 Form 4 (continued) Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
========================================================================================================================== | | | | | 5. | | | | | | | Amount | | | | | | | of | | | | | | | Secur- | | | | | | 4. | ities | | 7. | | | | Securities | Bene- | 6. | Nature | | | | Acquired (A) | ficially | Owner- | of | | | | or Disposed | Owned | ship | Indirect | | 2A. | 3. | of (D) (Instr. | Following| Form: | Bene- | | Deemed | Transaction | 3, 4 and 5) | Reported | Direct | ficial | 2. | Execution | Code | ---------------- | Trans- | (D) or | Owner- 1. | Transaction | Date, if | (Instr. 8) | |(A)| | action(s)| Indirect | ship Title of Security | Date (Month/| any (Month/| ----------- | Amount|or |Price | (Instr. | (I) | (Instr. (Instr. 3) | Day/Year) | Day/Year) | Code | V | |(D)| | 3 and 4) | (Instr.4)| 4) - -------------------------------------------------------------------------------------------------------------------------- Common Stock 3-18-03 A 3,450 A - -------------------------------------------------------------------------------------------------------------------------- Common Stock 3-18-03 A 2,000 A 37,644 D - -------------------------------------------------------------------------------------------------------------------------- Common Stock 3,450 I by 401(k) - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ==========================================================================================================================
Page 2 of 3 Form 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
========================================================================================================================= | | | | |5. | | | |9. |10. | | | | | |Number | | | |Number |Owner-| | | | | |of | |7. | |of |ship | |2. | | | |Deriv- | |Title and | |Deriv- |of | |Conver-| | | |ative | |Amount of | |ative |Deriv-|11. |sion | | | |Secur- | |Underlying | |Secur- |ative |Nature |or | |3A. | |ities |6. |Securities |8. |ities |Secur-|of |Exer- | |Deemed |4. |Acquired |Date |(Instr. 3 |Price |Bene- |ity: |In- |cise |3. |Execu- |Trans- |(A) or |Exercisable and |and 4) |of |ficially|Direct|direct |Price |Trans- |tion |action |Disposed |Expiration Date |-------------|Deriv- |Owned |(D) or|Bene- 1. |of |action |Date, |Code |of(D) |(Month/Day/Year) | |Amount|ative |at End |In- |ficial Title of |Deriv- |Date |if any |(Instr.|(Instr.3,|-----------------| |or |Secur- |of |direct|Owner- Derivative |ative |(Month/ |(Month/ |8) |4 and 5) |Date | Expira-| |Number|ity |Month |(I) |ship Security |Secur- |Day/ |Day/ |------ |-------- |Exer- | tion | |of |(Instr.|(Instr. |(Instr|(Instr. (Instr. 3) |ity |Year) |Year) |Code|V |(A) | (D)|cisable | Date |Title |Shares|5) |4) |4) |4) - ------------------------------------------------------------------------------------------------------------------------- Employee $32.29 3-18-03 A 17,250 (1) 3-17-13 Common 17,250 17,250 D Stock Option Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- =========================================================================================================================
Explanation of Responses: (1) The option becomes exercisable 1/3 of the grant per year commencing 3-18-04. James M. Levine March 20, 2003 - ------------------------------- ------------ **Signature of Reporting Person Date James M. Levine * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----