-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vm8cLUoO+4boLILCkTiv7dQDdml8xMlmaHdbz2K6KMxbOwrUDZKK2FW+SONWk/+2 pO98naat5TCmjbccsf3VSw== 0000950147-02-001556.txt : 20021202 0000950147-02-001556.hdr.sgml : 20021202 20021202160700 ACCESSION NUMBER: 0000950147-02-001556 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021122 FILED AS OF DATE: 20021202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 02846062 BUSINESS ADDRESS: STREET 1: 400 E VAN BUREN ST PO BOX 52132 STREET 2: P O BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 BUSINESS PHONE: 6022501000 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BRANDT DONALD E CENTRAL INDEX KEY: 0001158683 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O HUNTCO, INC. STREET 2: 14323 S. OUTER, 40 DRIVE, STE. 600N CITY: TOWN & COUNTRY STATE: MO ZIP: 63017 BUSINESS PHONE: 3149683300 MAIL ADDRESS: STREET 1: 8 CONWAY VILLAGE COURT CITY: ST. LOUIS STATE: MO ZIP: 63141 3 1 e-9306.txt FORM 3 OF DONALD E. BRANDT ------------------------------ OMB APPROVAL ------------------------------ - ------ OMB Number 3235-0104 FORM 3 Expires: January 31, 2005 - ------ Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person Brandt Donald E. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 400 North 5th St. - -------------------------------------------------------------------------------- (Street) Phoenix AZ 85004 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 11-22-02 ================================================================================ 3. I.R.S Identification Number of Reporting Person, if an entity (voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol Pinnacle West Capital Corporation (PNW) ================================================================================ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Chief Financial Officer ------------------------------------------------------------ ================================================================================ 6. If Amendment, Date of Original (Month/Year) ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ FORM 3 (continued) Table I -- Non-Derivative Securities Beneficially Owned
================================================================================================================= | | 3. Ownership Form: | | 2. Amount of Securities | Direct (D) or | 4. Nature of Indirect 1. Title of Security | Beneficially Owned | Indirect (I) | Beneficial Ownership (Instr. 4) | (Instr. 4) | (Instr. 5) | (Instr.5) - ----------------------------------------------------------------------------------------------------------------- N/A - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- =================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) =========================================================================================================================== | |3. Title and Amount of | | | | | Securities Underlying| |5. Owner- | | | Derivative Security | | ship | |2. Date Exercisable | (Instr. 4) | | Form of | | and Expiration Date|------------------------|4. Conver- | Derivative | | (Month/Day/Year) | | Amount | sion or | Security: |6. Nature of |----------------------| | or | Exercise | Direct | Indirect | Date | Expira- | | Number | Price of | (D) or In- | Beneficial 1. Title of Derivative Security | Exer- | tion | | of | Derivative| direct (I) | Ownership (Instr. 4) | cisable | Date | Title | Shares | Security | (Instr.5) | (Instr. 5) - --------------------------------------------------------------------------------------------------------------------------- N/A - --------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- ===========================================================================================================================
Explanation of Responses: Donald E. Brandt 12-2-02 ------------------------------- ------------ **Signature of Reporting Person Date Donald E. Brandt ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. -----END PRIVACY-ENHANCED MESSAGE-----