-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EtzsjLB9WCMFeIX8No3HAvlXoil54IGeh6IrcMaxKtS20w7JkeDgtROYR2jxdoQQ HjR2gAtpMJ+CPagZrUHVuQ== 0000950147-02-000213.txt : 20020414 0000950147-02-000213.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950147-02-000213 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010702 FILED AS OF DATE: 20020214 COMPANY DATA: COMPANY CONFORMED NAME: MUNRO KATHRYN L CENTRAL INDEX KEY: 0001114878 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 210 SOUTH FOURTH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85003 MAIL ADDRESS: STREET 1: 210 SOUTH FOURTH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85003 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 02545288 BUSINESS ADDRESS: STREET 1: 400 E VAN BUREN ST PO BOX 52132 STREET 2: P O BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 BUSINESS PHONE: 6022501000 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 5 1 e-8070.txt FORM 5 FOR KATHRYN L. MUNRO - ------ ------------------------------------- FORM 5 OMB APPROVAL - ------ ------------------------------------- [ ] Check this box if no longer OMB Number 3235-0362 subject to Section 16. Form 4 Expires: December 31, 2001 or Form 5 obligations may continue. Estimated average burden See Instruction 1(b). hours per response.............. 1.0 [ ] Form 3 Holdings Reported ------------------------------------- [ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Munro Kathryn L. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4350 LaJolla Village Dr., Suite 450 - -------------------------------------------------------------------------------- (Street) San Diego, CA 92122 - -------------------------------------------------------------------------------- (City (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Pinnacle West Capital Corporation (PNW) ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Year 12/01 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================
================================================================================================================= TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================================================= 1.Title of Security 2.Trans- 3.Trans- 4.Securities Acquired (A) 5.Amount of 6.Owner- 7.Nature of (Instr. 3) action action or Disposed of (D) Securities Ben- ship Indirect Date Code (Instr. 3, 4 and 5) eficially Owned Form: Di- Beneficial (Month/ (Instr.8) ------------------------ at end of rect (D) Ownership Day/ (A) or Issuer's Fiscal or Indi- (Instr. 4) Year) Amount (D) Price Year (Instr. 3 rect (I) and 4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------- Common Stock 7-2-01 A 900 A 2,947 D - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- ================================================================================================================= * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. ================================================================================================= Table II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ================================================================================================================= 1.Title of Derivative Security 2.Conver- 3.Trans- 4.Transac- 5.Number of Deriva- (Instr. 3) sion or action tion tive Securities Exer- Date Code Acquired (A) or cise (Month/ (Instr.8) Disposed of (D) Price of Day/ (Instr. 3,4, and 5) Deriva- Year) tive Se- ------------------- curity (A) (D) - ----------------------------------------------------------------------------------------------------------------- N/A - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- ================================================================================================================= 6.Date Exercis- 7.Title and Amount of 8.Price 9.Number 10.Owner- 11.Nature able and Expi- Underlying Securities of of De- ship of of Indi- ration Date (Instr. 3 and 4) De- rivative Deriva- rect Ben- (Month/Day/ riva- Securi- tive Se- eficial Year) tive ties Ben- curity: Owner- - -------------------- ---------------------- Secu- eficially Direct ship Date Expira- Amount or rity Owned at (D) or (Instr.4) Exer- tion Number of (Instr. 5) End of Year Indirect cisable Date Title Shares Year(Instr.4) (I)(Instr.4) - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- =================================================================================================================
Explanation of Responses: Kathryn L. Munro 2-14-02 ------------------------------- ----------------- Kathryn L. Munro Date **Signature of Reporting Person **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----