-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DxX9bhGHcyBcA6Fgv3oD95kS4TCSJqaQ0T6Hk4sp5NSTNmYOocg2/GMmZP2Q49EM bWAdzPcV9iC4QfpQ3rTq7Q== 0000950147-01-502012.txt : 20020412 0000950147-01-502012.hdr.sgml : 20020412 ACCESSION NUMBER: 0000950147-01-502012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011129 FILED AS OF DATE: 20011210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE WEST CAPITAL CORP CENTRAL INDEX KEY: 0000764622 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860512431 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08962 FILM NUMBER: 1809970 BUSINESS ADDRESS: STREET 1: 400 E VAN BUREN ST PO BOX 52132 STREET 2: P O BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 BUSINESS PHONE: 6022501000 MAIL ADDRESS: STREET 1: 400 E VAN BUREN ST STREET 2: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 FORMER COMPANY: FORMER CONFORMED NAME: AZP GROUP INC DATE OF NAME CHANGE: 19870506 COMPANY DATA: COMPANY CONFORMED NAME: PALMERI MICHAEL V CENTRAL INDEX KEY: 0001044869 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 BUSINESS PHONE: 6023792645 MAIL ADDRESS: STREET 1: PO BOX 52132 CITY: PHOENIX STATE: AZ ZIP: 85072-2132 4 1 e-7846.txt FORM 4 FOR MICHAEL V. PALMERI - ------ ------------------------------------- FORM 4 OMB APPROVAL - ------ ------------------------------------- [ ] Check this box if no longer OMB Number 3235-0287 subject to Section 16. Form 4 Expires: December 31, 2001 or Form 5 obligations may Estimated average burden continue. See Instruction 1(b). hours per response............. 0.5 ------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Palmeri Michael V. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 400 North Fifth Street - -------------------------------------------------------------------------------- (Street) Phoenix AZ 85004 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Pinnacle West Capital Corporation (PNW) ================================================================================ 3. IRS Or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year November 2001 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President ---------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ Form 4 (continued)
================================================================================================================ TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================================================= 1.Title of 2. Trans- 5. Amount of 6. Owner- Security action 3. Trans- 4. Securities Acquired (A) Securities ship (Instr. 3) Date action or Disposed of (D) Beneficially Form: 7. Nature of (Month/ Code (Instr. 3, 4 and 5) Owned at Direct Indirect Day/ (Instr. 8) ---------------------- End of Month (D) or Beneficial Year) ---------- (A) or (Instr. 3 and 4) Indirect I) Ownership Code V Amount (D) Price (Instr. 4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------- Common Stock 11-29-01 M 449 A $17.68 - ----------------------------------------------------------------------------------------------------------------- Common Stock 11-29-01 F 801** D $41.00 12,657 D - ----------------------------------------------------------------------------------------------------------------- Common Stock 1,643 I by 401(k) - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- ================================================================================================================= * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). ** The minimum amount of shares were sold solely for the purpose of meeting tax withholding requirements. Mr. Palmeri retained all other shares received upon the noted option exercise. ================================================================================================================= Table II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ================================================================================================================ 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Derivative Security (Instr. 3) sion or action tion Securities Acquired Exercise Date Code (A) or Disposed Price of (Month/ (Instr. 8) of (D)(Instr. 3,4, and 5) Derivative Day/ ----------- ------------------------- Security Year) Code V (A) (D) - ---------------------------------------------------------------------------------------------------------------- Employee Stock Option (Right to Buy) $17.68 11-29-01 M 1,250 - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- ================================================================================================================ 6. Date Exercisable 9. Number and Expiration 7. Title and Amount of of Derivative 10. Ownership Date (Month/ Underlying Securities ative Form of Day/Year) (Instr. 3 and 4) Securities Derivative 11. Nature of ---------------- -------------------- 8. Price of Beneficially Security: Indirect Date Expira- Amount or Derivative Owned at Direct (D) Beneficial Exer- tion Number of Security End of Month or Indirect Ownership cisable Date Title Shares (Instr.5) (Instr. 4) (I)(Instr.4) (Instr.4) - ---------------------------------------------------------------------------------------------------------------- Common (1) 2-18-02 Stock 1,250 0 D - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- ================================================================================================================
Explanation of Responses: (1) The option became exercisable 1/3 of the grant per year commencing 2-18-93. Michael V. Palmeri 12-10-01 ------------------------------- ----------------- Michael V. Palmeri Date **Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----