0001140361-13-044995.txt : 20131205
0001140361-13-044995.hdr.sgml : 20131205
20131205104849
ACCESSION NUMBER: 0001140361-13-044995
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131010
FILED AS OF DATE: 20131205
DATE AS OF CHANGE: 20131205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSTEEL INDUSTRIES INC
CENTRAL INDEX KEY: 0000764401
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310]
IRS NUMBER: 560674867
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1373 BOGGS DR
CITY: MOUNT AIRY
STATE: NC
ZIP: 27030
BUSINESS PHONE: 9107862141
MAIL ADDRESS:
STREET 1: 1373 BOGGS DRIVE
CITY: MOUNT AIRY
STATE: NC
ZIP: 27030
FORMER COMPANY:
FORMER CONFORMED NAME: EXPOSAIC INDUSTRIES INC
DATE OF NAME CHANGE: 19880511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLTZ H O III
CENTRAL INDEX KEY: 0001017475
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09929
FILM NUMBER: 131259038
MAIL ADDRESS:
STREET 1: 1373 BOGGS DR
CITY: MT AIRY
STATE: NC
ZIP: 27030
4
1
doc1.xml
FORM 4
X0306
4
2013-10-10
0
0000764401
INSTEEL INDUSTRIES INC
IIIN
0001017475
WOLTZ H O III
1373 BOGGS DRIVE
MOUNT AIRY
NC
27030
1
1
0
0
Chairman, President and CEO
Common Stock
2013-10-10
4
G
0
4300
0
D
360830
I
co-trustee of trusts established by Howard O. Woltz, Jr.
Common Stock
2013-10-10
4
G
0
700
0
D
486661
D
Common Stock
2013-12-04
4
M
0
11236
9.16
A
497897
D
Common Stock
2013-12-04
4
M
0
17065
12.43
A
514962
D
Common Stock
2013-12-04
4
M
0
20619
10.72
A
535581
D
Common Stock
2013-12-04
4
M
0
8251
13.06
A
543832
D
Common Stock
2013-12-04
4
M
0
10989
10.23
A
554821
D
Common Stock
2013-12-04
4
F
0
53145
19.23
D
501676
D
Common Stock (Restricted Stock Units)
70039
D
Common Stock
8513
I
co-executor of Howard O. Woltz, Jr. Estate
Common Stock
21222
I
Custodial account for minor child
Stock Option (Right to Buy)
9.16
2013-12-04
4
M
0
11236
0
D
2020-08-09
Common Stock
11236
0
D
Stock Option (Right to Buy)
10.23
2013-12-04
4
M
0
10989
0
D
2022-08-21
Common Stock
10989
21978
D
Stock Option (Right to Buy)
13.06
2013-12-04
4
M
0
8251
0
D
2022-02-21
Common Stock
8251
16501
D
Stock Option (Right to Buy)
10.72
2013-12-04
4
M
0
20619
0
D
2021-08-08
Common Stock
20619
10309
D
Stock Option (Right to Buy)
12.43
2013-12-04
4
M
0
17065
0
D
2021-02-08
Common Stock
17065
8532
D
Stock Option (Right to Buy)
17.22
2023-08-12
Common Stock
21583
21583
D
Stock Option (Right to Buy)
16.45
2023-02-12
Common Stock
20921
20921
D
Stock Option (Right to Buy)
16.69
2018-08-19
Common Stock
15957
15957
D
Stock Option (Right to Buy)
17.11
2017-02-13
Common Stock
14395
14395
D
Stock Option (Right to Buy)
20.27
2017-08-13
Common Stock
11878
11878
D
Stock Option (Right to Buy)
20.26
2016-08-14
Common Stock
6369
6369
D
Stock Option (Right to Buy)
15.64
2016-02-14
Common Stock
9144
9144
D
Options vest 1/3 annually beginning one year from grant date.
In addition to the gifts on November 3 and November 30, 2011, this Form also reflects the beneficial interest H. O. Woltz III is deemed to hold in the estate of his father, Howard O. Woltz, Jr., and in three trusts established by his father, following the death of his father on January 2, 2011. Mr. Woltz III disclaims beneficial interest in the shares held in the estate and in trust, except to the extent of his pecuniary interest therein.
James F. Petelle for H. O. Woltz III
2013-12-05