0001140361-13-044995.txt : 20131205 0001140361-13-044995.hdr.sgml : 20131205 20131205104849 ACCESSION NUMBER: 0001140361-13-044995 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131010 FILED AS OF DATE: 20131205 DATE AS OF CHANGE: 20131205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INSTEEL INDUSTRIES INC CENTRAL INDEX KEY: 0000764401 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 560674867 STATE OF INCORPORATION: NC FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1373 BOGGS DR CITY: MOUNT AIRY STATE: NC ZIP: 27030 BUSINESS PHONE: 9107862141 MAIL ADDRESS: STREET 1: 1373 BOGGS DRIVE CITY: MOUNT AIRY STATE: NC ZIP: 27030 FORMER COMPANY: FORMER CONFORMED NAME: EXPOSAIC INDUSTRIES INC DATE OF NAME CHANGE: 19880511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLTZ H O III CENTRAL INDEX KEY: 0001017475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09929 FILM NUMBER: 131259038 MAIL ADDRESS: STREET 1: 1373 BOGGS DR CITY: MT AIRY STATE: NC ZIP: 27030 4 1 doc1.xml FORM 4 X0306 4 2013-10-10 0 0000764401 INSTEEL INDUSTRIES INC IIIN 0001017475 WOLTZ H O III 1373 BOGGS DRIVE MOUNT AIRY NC 27030 1 1 0 0 Chairman, President and CEO Common Stock 2013-10-10 4 G 0 4300 0 D 360830 I co-trustee of trusts established by Howard O. Woltz, Jr. Common Stock 2013-10-10 4 G 0 700 0 D 486661 D Common Stock 2013-12-04 4 M 0 11236 9.16 A 497897 D Common Stock 2013-12-04 4 M 0 17065 12.43 A 514962 D Common Stock 2013-12-04 4 M 0 20619 10.72 A 535581 D Common Stock 2013-12-04 4 M 0 8251 13.06 A 543832 D Common Stock 2013-12-04 4 M 0 10989 10.23 A 554821 D Common Stock 2013-12-04 4 F 0 53145 19.23 D 501676 D Common Stock (Restricted Stock Units) 70039 D Common Stock 8513 I co-executor of Howard O. Woltz, Jr. Estate Common Stock 21222 I Custodial account for minor child Stock Option (Right to Buy) 9.16 2013-12-04 4 M 0 11236 0 D 2020-08-09 Common Stock 11236 0 D Stock Option (Right to Buy) 10.23 2013-12-04 4 M 0 10989 0 D 2022-08-21 Common Stock 10989 21978 D Stock Option (Right to Buy) 13.06 2013-12-04 4 M 0 8251 0 D 2022-02-21 Common Stock 8251 16501 D Stock Option (Right to Buy) 10.72 2013-12-04 4 M 0 20619 0 D 2021-08-08 Common Stock 20619 10309 D Stock Option (Right to Buy) 12.43 2013-12-04 4 M 0 17065 0 D 2021-02-08 Common Stock 17065 8532 D Stock Option (Right to Buy) 17.22 2023-08-12 Common Stock 21583 21583 D Stock Option (Right to Buy) 16.45 2023-02-12 Common Stock 20921 20921 D Stock Option (Right to Buy) 16.69 2018-08-19 Common Stock 15957 15957 D Stock Option (Right to Buy) 17.11 2017-02-13 Common Stock 14395 14395 D Stock Option (Right to Buy) 20.27 2017-08-13 Common Stock 11878 11878 D Stock Option (Right to Buy) 20.26 2016-08-14 Common Stock 6369 6369 D Stock Option (Right to Buy) 15.64 2016-02-14 Common Stock 9144 9144 D Options vest 1/3 annually beginning one year from grant date. In addition to the gifts on November 3 and November 30, 2011, this Form also reflects the beneficial interest H. O. Woltz III is deemed to hold in the estate of his father, Howard O. Woltz, Jr., and in three trusts established by his father, following the death of his father on January 2, 2011. Mr. Woltz III disclaims beneficial interest in the shares held in the estate and in trust, except to the extent of his pecuniary interest therein. James F. Petelle for H. O. Woltz III 2013-12-05