0001140361-13-024072.txt : 20130605
0001140361-13-024072.hdr.sgml : 20130605
20130605084543
ACCESSION NUMBER: 0001140361-13-024072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130603
FILED AS OF DATE: 20130605
DATE AS OF CHANGE: 20130605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSTEEL INDUSTRIES INC
CENTRAL INDEX KEY: 0000764401
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310]
IRS NUMBER: 560674867
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1373 BOGGS DR
CITY: MOUNT AIRY
STATE: NC
ZIP: 27030
BUSINESS PHONE: 9107862141
MAIL ADDRESS:
STREET 1: 1373 BOGGS DRIVE
CITY: MOUNT AIRY
STATE: NC
ZIP: 27030
FORMER COMPANY:
FORMER CONFORMED NAME: EXPOSAIC INDUSTRIES INC
DATE OF NAME CHANGE: 19880511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLTZ H O III
CENTRAL INDEX KEY: 0001017475
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09929
FILM NUMBER: 13893167
MAIL ADDRESS:
STREET 1: 1373 BOGGS DR
CITY: MT AIRY
STATE: NC
ZIP: 27030
4
1
doc1.xml
FORM 4
X0306
4
2013-06-03
0
0000764401
INSTEEL INDUSTRIES INC
IIIN
0001017475
WOLTZ H O III
1373 BOGGS DRIVE
MOUNT AIRY
NC
27030
1
1
0
0
Chairman, President and CEO
Common Stock
2013-06-03
4
M
0
19720
11.60
A
498142
D
Common Stock
2013-06-03
4
M
0
14189
9.39
A
512331
D
Common Stock
2013-06-03
4
S
0
24961
18.22
D
487370
D
Common Stock
8513
I
co-executor of Howard O. Woltz, Jr. Estate
Common Stock
365130
I
co-trustee of trusts established by Howard O. Woltz, Jr.
Common Stock
21222
I
Custodial account for minor child
Common Stock (Restricted Stock Units)
77704
D
Stock Option (Right to Buy)
11.60
2013-06-03
4
M
0
19720
0
D
2019-08-10
Common Stock
19720
0
D
Stock Option (Right to Buy)
9.39
2013-06-03
4
M
0
14189
0
D
2020-02-09
Common Stock
14189
7629
D
Stock Option (Right to Buy)
9.16
2020-08-09
Common Stock
2972
11236
D
Stock Option (Right to Buy)
16.45
2023-02-12
Common Stock
20921
20921
D
Stock Option (Right to Buy)
10.23
2022-08-21
Common Stock
32967
32967
D
Stock Option (Right to Buy)
13.06
2022-02-21
Common Stock
24752
24752
D
Stock Option (Right to Buy)
10.72
2021-08-08
Common Stock
30928
30928
D
Stock Option (Right to Buy)
12.43
2021-02-08
Common Stock
25597
25597
D
Stock Option (Right to Buy)
16.69
2018-08-19
Common Stock
15957
15957
D
Stock Option (Right to Buy)
17.11
2017-02-13
Common Stock
14395
14395
D
Stock Option (Right to Buy)
20.27
2017-08-13
Common Stock
11878
11878
D
Stock Option (Right to Buy)
20.26
2016-08-14
Common Stock
6369
6369
D
Stock Option (Right to Buy)
15.64
2016-02-14
Common Stock
9144
9144
D
Options vest 1/3 annually beginning one year from grant date.
In addition to the gifts on November 3 and November 30, 2011, this Form also reflects the beneficial interest H. O. Woltz III is deemed to hold in the estate of his father, Howard O. Woltz, Jr., and in three trusts established by his father, following the death of his father on January 2, 2011. Mr. Woltz III disclaims beneficial interest in the shares held in the estate and in trust, except to the extent of his pecuniary interest therein.
James F. Petelle for H. O. Woltz III
2013-06-05