0001140361-13-024072.txt : 20130605 0001140361-13-024072.hdr.sgml : 20130605 20130605084543 ACCESSION NUMBER: 0001140361-13-024072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130603 FILED AS OF DATE: 20130605 DATE AS OF CHANGE: 20130605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INSTEEL INDUSTRIES INC CENTRAL INDEX KEY: 0000764401 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 560674867 STATE OF INCORPORATION: NC FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1373 BOGGS DR CITY: MOUNT AIRY STATE: NC ZIP: 27030 BUSINESS PHONE: 9107862141 MAIL ADDRESS: STREET 1: 1373 BOGGS DRIVE CITY: MOUNT AIRY STATE: NC ZIP: 27030 FORMER COMPANY: FORMER CONFORMED NAME: EXPOSAIC INDUSTRIES INC DATE OF NAME CHANGE: 19880511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLTZ H O III CENTRAL INDEX KEY: 0001017475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09929 FILM NUMBER: 13893167 MAIL ADDRESS: STREET 1: 1373 BOGGS DR CITY: MT AIRY STATE: NC ZIP: 27030 4 1 doc1.xml FORM 4 X0306 4 2013-06-03 0 0000764401 INSTEEL INDUSTRIES INC IIIN 0001017475 WOLTZ H O III 1373 BOGGS DRIVE MOUNT AIRY NC 27030 1 1 0 0 Chairman, President and CEO Common Stock 2013-06-03 4 M 0 19720 11.60 A 498142 D Common Stock 2013-06-03 4 M 0 14189 9.39 A 512331 D Common Stock 2013-06-03 4 S 0 24961 18.22 D 487370 D Common Stock 8513 I co-executor of Howard O. Woltz, Jr. Estate Common Stock 365130 I co-trustee of trusts established by Howard O. Woltz, Jr. Common Stock 21222 I Custodial account for minor child Common Stock (Restricted Stock Units) 77704 D Stock Option (Right to Buy) 11.60 2013-06-03 4 M 0 19720 0 D 2019-08-10 Common Stock 19720 0 D Stock Option (Right to Buy) 9.39 2013-06-03 4 M 0 14189 0 D 2020-02-09 Common Stock 14189 7629 D Stock Option (Right to Buy) 9.16 2020-08-09 Common Stock 2972 11236 D Stock Option (Right to Buy) 16.45 2023-02-12 Common Stock 20921 20921 D Stock Option (Right to Buy) 10.23 2022-08-21 Common Stock 32967 32967 D Stock Option (Right to Buy) 13.06 2022-02-21 Common Stock 24752 24752 D Stock Option (Right to Buy) 10.72 2021-08-08 Common Stock 30928 30928 D Stock Option (Right to Buy) 12.43 2021-02-08 Common Stock 25597 25597 D Stock Option (Right to Buy) 16.69 2018-08-19 Common Stock 15957 15957 D Stock Option (Right to Buy) 17.11 2017-02-13 Common Stock 14395 14395 D Stock Option (Right to Buy) 20.27 2017-08-13 Common Stock 11878 11878 D Stock Option (Right to Buy) 20.26 2016-08-14 Common Stock 6369 6369 D Stock Option (Right to Buy) 15.64 2016-02-14 Common Stock 9144 9144 D Options vest 1/3 annually beginning one year from grant date. In addition to the gifts on November 3 and November 30, 2011, this Form also reflects the beneficial interest H. O. Woltz III is deemed to hold in the estate of his father, Howard O. Woltz, Jr., and in three trusts established by his father, following the death of his father on January 2, 2011. Mr. Woltz III disclaims beneficial interest in the shares held in the estate and in trust, except to the extent of his pecuniary interest therein. James F. Petelle for H. O. Woltz III 2013-06-05