-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E0S6QrzgseFQqCv3dourfrUhym4wPWh/zEx2Qr4HZI4ZhHfM0dfCVhKpLTZSm6fM CLTFV00RFTW1pYuoBtBTxw== 0001217912-03-000002.txt : 20030211 0001217912-03-000002.hdr.sgml : 20030211 20030211111842 ACCESSION NUMBER: 0001217912-03-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030201 FILED AS OF DATE: 20030211 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MURPHY KENNETH F CENTRAL INDEX KEY: 0001217912 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 120 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 9176632256 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALTRIA GROUP INC CENTRAL INDEX KEY: 0000764180 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 133260245 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08940 FILM NUMBER: 03549039 BUSINESS ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 9176634000 MAIL ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PHILIP MORRIS COMPANIES INC DATE OF NAME CHANGE: 19920703 3 1 edgar.txt FORM 3 - 02-01-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Kenneth F. Murphy 120 Park Avenue NY, New York 10017 2. Date of Event Requiring Statement (Month/Day/Year) 2/1/2003 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Altria Group, Inc. (MO) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President, Human Resources and Administration 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock |33827 1 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |440 |I |DPS 2 | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Option (Right to Buy) |6/24/98 |6/22/07 |Common Stock |10260 |$43.875 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (Right to Buy) |6/23/99 |6/23/08 |Common Stock |18430 |$39.71875 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (Right to Buy) |6/29/00 |6/29/09 |Common Stock |20000 |$40.00 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (Right to Buy) |6/29/02 |6/29/09 |Common Stock |4000 |$40.00 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (Right to Buy) |1/26/01 |1/26/10 |Common Stock |34877 |$21.34375 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (Right to Buy) |1/31/02 |1/31/11 |Common Stock |22540 |$44.375 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (Right to Buy) |6/12/02 |6/12/11 |Common Stock |18360 |$49.04 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (Right to Buy) |2/12/03 |1/26/10 |Common Stock |5114 |$49.29 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Includes 28,050 shares of Restricted Stock. 2. Share equivalents held in the Altria Deferred Profit Sharing Plan as of January 31, 2003. SIGNATURE OF REPORTING PERSON Kenneth F. Murphy G. Penn Holsenbeck for Kenneth F. Murphy -----END PRIVACY-ENHANCED MESSAGE-----