-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KwnQWNtSileNhNKd5ruOWyDgw3EBpfDZv6yCDIuvLXPgwa7cInMMCUwCcDjeWLrl V1r0a2R9rAtDX7M5gNiQZA== 0001182489-07-000005.txt : 20070103 0001182489-07-000005.hdr.sgml : 20070101 20070103141929 ACCESSION NUMBER: 0001182489-07-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTRIA GROUP, INC. CENTRAL INDEX KEY: 0000764180 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 133260245 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 9176634000 MAIL ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: ALTRIA GROUP INC DATE OF NAME CHANGE: 20030127 FORMER COMPANY: FORMER CONFORMED NAME: PHILIP MORRIS COMPANIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOTO LUCIO A CENTRAL INDEX KEY: 0001180541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08940 FILM NUMBER: 07503401 BUSINESS ADDRESS: STREET 1: SECRETARYS OFFICE IBM CORP STREET 2: NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 914-765-4314 MAIL ADDRESS: STREET 1: C/O IBM CORPORATION - SECRETARY'S OFFICE STREET 2: NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 4 1 edgar.xml FORM 4 - X0202 4 2006-12-29 0 0000764180 ALTRIA GROUP, INC. MO 0001180541 NOTO LUCIO A 120 PARK AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock 34514 D Common Stock 17085 I By Wife Phantom Stock Units 2006-12-29 4 A 0 116 85.975 A Common Stock 116 19276 D Includes 9,930 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Phantom Stock Units convert to common stock on a 1-for-1 basis. These units were acquired on December 29, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. The average of the high and low price of Altria Group, Inc. common stock on December 29, 2006. Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since December 13, 2006, the date of the last reportable transaction. G. Penn Holsenbeck for Lucio A. Noto 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----