-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TP55dvZPl+6Jy65UXGDfZFwGq0SNdt9zt9R2W5PY4XFS/eH3g51pnGdNRee392QQ kC5GyeFacC6MyhpSkkYVvw== 0001181431-03-025376.txt : 20031002 0001181431-03-025376.hdr.sgml : 20031002 20031002155115 ACCESSION NUMBER: 0001181431-03-025376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOTO LUCIO A CENTRAL INDEX KEY: 0001180541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08940 FILM NUMBER: 03924331 BUSINESS ADDRESS: STREET 1: SECRETARYS OFFICE IBM CORP STREET 2: NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9146426704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTRIA GROUP INC CENTRAL INDEX KEY: 0000764180 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 133260245 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 9176634000 MAIL ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PHILIP MORRIS COMPANIES INC DATE OF NAME CHANGE: 19920703 4 1 rrd19647.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 42003-09-300 0000764180 ALTRIA GROUP INC MO 0001180541 NOTO LUCIO A 120 PARK AVENUE NY NY 10017 1000Common Stock12878DCommon Stock603IBy DaughterCommon S tock15849IBy WifePhantom Stock Units2003-09-304A022943.60 ACommon Stock22911388DIncludes (i) 6,322 shares held by reporting person, (ii) 2,209 shares held jointly with spouse, (iii) 1,072 shares held in an IRA, and (iv) 1,558 deferred share equivalents, 1,690 restricted deferred share equivalents and 27 dividend equivalents held in the 2000 Stock Compensation Plan for Non-Employee Directors. The tota l includes share equivalents acquired and fluctuations in the value of share equivalents.The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.Phantom stock units convert to common stock on a 1-for-1 basis.These units were acquired on September 30, 2003 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's board of directors.The average of the high and low price of Altria Group, Inc. Common Stock on September 30, 2003.This is an increase of 137 share equivalents since August 29, 2003, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired and fluctuations in the value of share equivalents under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors./s/ G. Penn Holsenbeck, by power of attorney for Lucio A. Noto2003-10-02 -----END PRIVACY-ENHANCED MESSAGE-----