-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTREEBHBzsZsXC/h1Vtdv26Z8ENx0oJj0Mh/07HWu025w+/AqayOaJWCFQVLn1eE 7HTjNvBBVK9JY8/kbmjXkA== 0001181431-03-009769.txt : 20030603 0001181431-03-009769.hdr.sgml : 20030603 20030603170449 ACCESSION NUMBER: 0001181431-03-009769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030530 FILED AS OF DATE: 20030603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOTO LUCIO A CENTRAL INDEX KEY: 0001180541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08940 FILM NUMBER: 03730869 BUSINESS ADDRESS: STREET 1: SECRETARYS OFFICE IBM CORP STREET 2: NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9146426704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTRIA GROUP INC CENTRAL INDEX KEY: 0000764180 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 133260245 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 9176634000 MAIL ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PHILIP MORRIS COMPANIES INC DATE OF NAME CHANGE: 19920703 4 1 rrd10357.xml FORM 4 X0101 4 2003-05-30 0 0000764180 ALTRIA GROUP INC MO 0001180541 NOTO LUCIO A 1 0 0 0 Phantom Stock Units 0 2003-05-30 4 A 0 447 41.325 A 1988-08-08 1988-08-08 Common Stock 447 10846 D Directly held shares from Table I are 12,743 shares of Altria Group, Inc. Common Stock, which includes (i) 6,237 shares held by reporting person, (ii) 2,203 shares held jointly with spouse, (iii) 1,072 shares held in an IRA, and (v) 1,541 deferred share equivalents and 1,690 restricted deferred share equivalents held in the 2000 Stock Compensation Plan for Non-Employee Directors. Indirectly held shares from Table I include 602 shares of Altria Group, Inc. Common Stock held by his daughter and 15,808 shares of Altria Group, Inc. Common Stock held by his wife. The reporting person disclaims beneficial ownership of all indirectly held shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These units convert to common stock on a one-for-one basis. These units were acquired on May 30, 2003 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. The average of the high and low price of Altria Group, Inc. Common Stock on May 30, 2003. This is an increase of 320 share equivalents since April 30, 2003, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired and fluctuations in the value of share equivalents under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. /s/ G. Penn Holsenbeck, by power of attorney for Lucio A. Noto 2003-05-30 -----END PRIVACY-ENHANCED MESSAGE-----