-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VB2QmZ7IitoNA4YWUlA4P8JkjpWTg1hR0zfHR0BdcUkPybaApaMHpjcpMhB2+dZS ADqbTpiOZTYrBOXyZzRQGg== 0001180541-04-000006.txt : 20040203 0001180541-04-000006.hdr.sgml : 20040203 20040203105734 ACCESSION NUMBER: 0001180541-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040130 FILED AS OF DATE: 20040203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOTO LUCIO A CENTRAL INDEX KEY: 0001180541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08940 FILM NUMBER: 04561353 BUSINESS ADDRESS: STREET 1: SECRETARYS OFFICE IBM CORP STREET 2: NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9146426704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTRIA GROUP INC CENTRAL INDEX KEY: 0000764180 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 133260245 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 9176634000 MAIL ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PHILIP MORRIS COMPANIES INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-01-30 0 0000764180 ALTRIA GROUP INC MO 0001180541 NOTO LUCIO A 120 PARK AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock 13117.00 D Common Stock 606.00 I By Daughter Common Stock 15935.00 I By Wife Phantom Stock Units 2004-01-30 4 A 0 117.00 55.47 A Common Stock 117.00 12274.00 D Includes (i) 6,486 shares held by reporting person, (ii) 2,220 shares held jointly with spouse, (iii) 1,072 shares held in an IRA, and (iv) 1,649 deferred share equivalents and 1,690 restricted deferred share equivalents held in the 2000 Stock Compensation Plan for Non-Employee Directors. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Phantom stock units convert to common stock on a 1-for-1 basis. These units were acquired on January 30, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-E mployee Directors. These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. The average of the high and low price of Altria Group, Inc. Common Stock on January 30, 2004. This is an increase of 270 share equivalents since December 31, 2003, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired, fluctuations in the value of share equivalents and the reinvestment of dividends under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. G. Penn Holsenbeck for Lucio A. Noto 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----